In the week of November 2, 2026, 30 ai and software companies filed a new SEC Form D, reporting $288.81M sold in all. The biggest raise was Serval Inc., at $149.21M (San Francisco, CA). 23 of them filed a Form D for the first time. That is down from 63 the week before, against a 12-week average of 72.7 (SEC Form D, November 3, 2026).
30 ai and software companies filed this week so far, down from 63 the week before, against a 12-week average of 72.7. The biggest raise was Serval Inc. at $149.21M, based in San Francisco, CA.
Companies raising per week
Every raise this week
| Based | People named | |||
|---|---|---|---|---|
| Serval Inc. first filing | $149.21M | 2026-11-03 | San Francisco, CA | Jacob Stauch, Alexander McLeod |
| Rgenta Therapeutics, Inc. first filing | $41.85M | 2026-11-03 | Woburn, MA | Hualin Xi, Yichao Fan +8 |
| Blackshark.ai Inc. first filing | $25.15M | 2026-11-02 | Graz, C4 | Michael Putz, PT Ungvichian +1 |
| Minerva BI, Inc. | $15.01M | 2026-11-03 | Brooklyn, NY | Jackson Engles, Daniel Saedi +4 |
| DATA I/O CORP first filing | $13.25M | 2026-11-03 | Redmond, WA | William Wentworth, Charlie DiBona +4 |
| Aventra Defense Systems, Inc. first filing | $12.50M | 2026-11-02 | Herndon, VA | Michael Weigand, Brian Retherford +3 |
| Step Into AI Inc. | $8.17M | 2026-11-03 | Chicago, IL | Karan Mishra, Santoash Rajaram +2 |
| LOGOSFI, Inc. first filing | $3.42M | 2026-11-02 | New York, NY | Thomas Zschach, Anthony Rose |
| Aventra Defense Systems, Inc. first filing | $3M | 2026-11-02 | Herndon, VA | Michael Weigand, Brian Retherford +3 |
| Idaptiq Trials Inc. first filing | $2.79M | 2026-11-02 | Presque Isle, MI | Sandra Brine, Nathaniel Fox |
| E.D.E.N.Nexus LLC first filing | $2.66M | 2026-11-03 | Sheridan, WY | Jonathan Appel, Gozde Appel +1 |
| Araceli Biosciences Inc. | $2.53M | 2026-11-03 | Tigard, OR | Matt Beaudet, Shawn MacDonald +7 |
| Tibaray, Inc. | $2.05M | 2026-11-03 | Fremont, CA | Thinh Tran, Laird Cagan +4 |
| Artis Defense Inc. first filing | $2M | 2026-11-03 | Herndon, VA | Keith Brendley |
| PPC Diskover II, LLC first filing | $1.71M | 2026-11-03 | Houston, TX | Drew Carden, Jackson Fluor +1 |
| Summer, PBC | $1.57M | 2026-11-02 | New York, NY | William Sealy, Dan Macklin +2 |
| FastAccess AI, Inc. first filing | $525K | 2026-11-03 | Leesburg, VA | Richard Rowand, Panneer Ramalingam |
| RMX INDUSTRIES, INC. | $296K | 2026-11-02 | Dallas, TX | Michael Chermak, Karl Kit +5 |
| VARRD, Inc first filing | $250K | 2026-11-03 | Wheaton, IL | August Mazza, Michael Harrington +4 |
| MedRev Capital LLC first filing | $250K | 2026-11-03 | Tampa, FL | James Burnes |
| UpLiv Technologies Inc. first filing | $250K | 2026-11-02 | Minneapolis, MN | Caleb Daniel Stanford, Josh Mansky |
| Sarah247, Inc. first filing | $102K | 2026-11-02 | Jacksonville, FL | Vasyl Beliak |
| RadioClash Inc. | $100K | 2026-11-03 | Houston, TX | Yang Qiao, Duane Bester +2 |
| 0xmd Inc. first filing | $50K | 2026-11-03 | Lake Forest, CA | Siu Lun Au, Suet Lee Ho |
| OutLens, Inc. first filing | $32K | 2026-11-02 | San Francisco, CA | Wu-Chou Kuo |
| HealthPAT Inc. first filing | $30K | 2026-11-02 | Phoenix, AZ | Nathan Wagner |
| Mru Aerospace, Inc. first filing | $25K | 2026-11-02 | Newark, DE | Garland Binns III |
| T2D3 INC. first filing | $25K | 2026-11-02 | Mckinney, TX | David Scult, Chris Bair +1 |
| Veterinary Care Logistics, Inc. | — | 2026-11-03 | Vancouver, WA | Emmitt Nantz, Roberto Munoz +1 |
| OPERAITIONAL EDGE LLC first filing | — | 2026-11-03 | Denver, CO | Frederick Fratcher, Jeffrey Vandiver |
| ECFX, Inc. first filing | — | 2026-11-02 | Venice, CA | Daniel O'Day, Nelson Quintero +4 |
First-time filers
OutLens, Inc., Blackshark.ai Inc., Idaptiq Trials Inc., Aventra Defense Systems, Inc., VARRD, Inc, MedRev Capital LLC, Artis Defense Inc., 0xmd Inc., HealthPAT Inc., FastAccess AI, Inc., Serval Inc., Mru Aerospace, Inc., LOGOSFI, Inc., Sarah247, Inc., E.D.E.N.Nexus LLC, OPERAITIONAL EDGE LLC, Aventra Defense Systems, Inc., Rgenta Therapeutics, Inc., PPC Diskover II, LLC, UpLiv Technologies Inc., T2D3 INC., DATA I/O CORP, ECFX, Inc. filed their first Form D on record this week.
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Nearby weeks
How this list is built
Every company here filed a Form D with the SEC in the week 2026-11-02 to 2026-11-08 (the week is still running). A Form D is the notice a company files when it sells shares or other securities without a public offering, so it catches seed rounds, small rounds and rounds that were never announced, alongside the large ones that make the news. Only new offerings by operating companies count: amendments, pooled investment funds, real estate vehicles and special purpose vehicles are left out, so each row is a company raising money for itself.
The amount shown is the total the filing reports as sold so far. Some filings report nothing sold yet; those rows show a dash and add nothing to the totals. "First filing" marks a company whose first Form D on record this is. Each company links to our page for the filing, or to the SEC's own copy, and the list can be copied as CSV for a spreadsheet.
Cite this page
https://mentionfox.com/funding/week/2026-45/ai-software