As of November 6, 2026, 3 holders' latest Schedule 13D or 13G filings report owning 5% or more of Heritage Global Inc. The largest reported stake is Punch & Associates Investment Management, Inc.'s, at 6.5%. 6 filings are on record since March 27, 2026 (Schedule 13G/A, May 15, 2026).
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Key facts
- · Reporting person: Ross Dove · Sole voting: 2,021,917 · Shared voting: 0 · Sole dispositive: 2,021,917 · Shared dispositive: 0 · SCHEDULE 13D/A, 2026-09-29
- · Reporting person: Vanguard Capital Management · Sole voting: 178,039 · Shared voting: 0 · Sole dispositive: 1,571,677 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-07-31
- · Reporting person: Punch & Associates Investment Management, Inc. · Sole voting: 2,244,148 · Shared voting: 0 · Sole dispositive: 2,244,148 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-05-15
- · Holder: Vanguard Capital Management · Percent: 5.28% · SCHEDULE 13G
- · Holder: Mink Brook Asset Management LLC · Percent: 6.4% · SCHEDULE 13G/A
Heritage Global Inc. has 6 Schedule 13D or 13G filings on record since 2026-03-27. 3 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Layoffs on record: 1 filing or notice, latest 2026-07-31 (layoff filings and notices).
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 6.5% | 2,244,148 | SCHEDULE 13G/A, 2026-05-15 | 2026-03-31 |
| Mink Brook Asset Management LLC | 6.4% | 2,238,256 | SCHEDULE 13G/A, 2026-04-06 | 2026-03-31 |
| 5.8% | 2,021,917 | SCHEDULE 13D/A, 2026-09-29 | 2026-09-25 | |
| Vanguard Capital Management | 4.52% | 1,571,677 | SCHEDULE 13G/A, 2026-07-31 | 2026-06-30 |
| The Vanguard Group | 0% | 0 | SCHEDULE 13G/A, 2026-03-27 | 2026-03-13 |
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More on Heritage Global Inc. and the records around it.
Heritage Global Inc. elsewhere on the record
- Layoff notices Jul 2026
- Who owns it
Companies that share a holder
- Mink Brook Asset Management LLC also filed stake reports on 4 other companies: CREATIVE REALITIES, INC. (Oct 2026), DLH Holdings Corp. (Oct 2026), Legacy Education Inc. (Oct 2026)
- Punch & Associates Investment Management, Inc. also filed stake reports on 5 other companies: i3 Verticals, Inc. (Aug 2026), LendingTree, Inc. (Aug 2026), Viant Technology Inc Cl A (Aug 2025)
- Vanguard Capital Management also filed stake reports on 1495 other companies: A10 Networks Inc (Oct 2026), Altisource Portfolio Solutions SA (Oct 2026), Alto Neuroscience Inc (Oct 2026)
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What the Full Report on Heritage Global Inc. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 2,244,148 | 0 | 2,244,148 | 0 | SCHEDULE 13G/A, 2026-05-15 |
| Ross Dove | 2,021,917 | 0 | 2,021,917 | 0 | SCHEDULE 13D/A, 2026-09-29 |
| Vanguard Capital Management | 178,039 | 0 | 1,571,677 | 0 | SCHEDULE 13G/A, 2026-07-31 |
The latest filing identifies Heritage Global Inc. by CUSIP 42727E103 and gives its principal executive office as 6130 Nancy Ridge Drive, San Diego, CA 92121 (SCHEDULE 13D/A, 2026-09-29).
Purpose of Transaction (Item 4)
Ross Dove
Mr. Ross Dove currently intends to hold all of the shares of Common Stock described herein for investment purposes. Mr. Ross Dove may make additional purchases for investment purposes from time to time. In addition, Mr. Ross Dove is an officer of the Company and will continue to participate in incentive programs available to executive officers. As CEO and a director, Mr. Ross Dove has a continuing role in the management and governance of the Company, and in this role he may in the future make proposals or offer input on proposals with respect to the matters set forth in (a) through (j) of Item 4 of Schedule 13D.Item 4 of the SCHEDULE 13D/A filed 2026-09-29
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-03-27 | The Vanguard Group | 0% | SCHEDULE 13G/A |
| 2026-04-06 | Mink Brook Asset Management LLC | 6.4% | SCHEDULE 13G/A |
| 2026-04-30 | Vanguard Capital Management | 5.28% | SCHEDULE 13G |
| 2026-05-15 | Punch & Associates Investment Management, Inc. | 6.5% | SCHEDULE 13G/A |
| 2026-07-31 | Vanguard Capital Management | 4.52% | SCHEDULE 13G/A |
| 2026-09-29 | Ross Dove | 5.8% | SCHEDULE 13D/A |
Questions about who owns Heritage Global Inc.
Who owns Heritage Global Inc.?
On this page, 3 holders' latest ownership filings report 5% or more of Heritage Global Inc.: Punch & Associates Investment Management, Inc. (6.5%, Schedule 13G/A, filed 2026-05-15), Mink Brook Asset Management LLC (6.4%, Schedule 13G/A, filed 2026-04-06) and Ross Dove (5.8%, Schedule 13D/A, filed 2026-09-29).
Who are the largest shareholders of Heritage Global Inc.?
By the share each holder's latest filing reports, the largest holders of Heritage Global Inc. on this page are Punch & Associates Investment Management, Inc. (6.5%), Mink Brook Asset Management LLC (6.4%) and Ross Dove (5.8%).
When did Punch & Associates Investment Management, Inc. buy into Heritage Global Inc.?
The filings give report dates, not purchase dates. The earliest filing from Punch & Associates Investment Management, Inc. on this page is the Schedule 13G/A, filed 2026-05-15, reporting 6.5%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 6 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.