As of November 6, 2026, Heritage Global Inc. is a publicly traded company (Nasdaq: HGBL). The largest holder reporting an active stake on Schedule 13D is Ross Dove, the chief executive and a director, at 5.8%. No bankruptcy or receivership appears in its SEC Form 8-K filings (Schedule 13D/A, September 29, 2026).
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Is Heritage Global Inc. a real, registered company?
- Heritage Global Inc. files with the SEC under CIK 849145 (its SEC filings).
- Its shares are listed under the ticker HGBL on Nasdaq (SEC company record).
- Incorporated in Florida; business address in San Diego, California, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under HERITAGE GLOBAL INC. in our court records and SEC 8-K records (as of 2026-11-06).
- Layoffs: 1 exit or restructuring plan reported on Form 8-K, Item 2.05 (latest filed 2026-07-31).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Ross Dove (filed 2026-09-29).
Who are Heritage Global Inc.'s owners and officers?
Heritage Global Inc.: incorporated in Florida; business address in San Diego, California; industry Services-Business Services, NEC (Schedule 13D/A, 2026-09-29).
| Report | Holder | Share |
|---|---|---|
| Schedule 13D/A, 2026-09-29 | Ross Dove | 5.8% |
| Schedule 13G/A, 2026-07-31 | Vanguard Capital Management | 4.52% |
| Schedule 13G/A, 2026-05-15 | Punch & Associates Investment Management, Inc. | 6.5% |
| Schedule 13G, 2026-04-30 | Vanguard Capital Management | 5.28% |
| Schedule 13G/A, 2026-04-06 | Mink Brook Asset Management LLC | 6.4% |
| Schedule 13G/A, 2026-03-27 | The Vanguard Group | 0% |
Questions about who owns Heritage Global Inc.
Who owns Heritage Global Inc.?
On this page, 3 holders' latest ownership filings report 5% or more of Heritage Global Inc.: Punch & Associates Investment Management, Inc. (6.5%, Schedule 13G/A, filed 2026-05-15), Mink Brook Asset Management LLC (6.4%, Schedule 13G/A, filed 2026-04-06) and Ross Dove (5.8%, Schedule 13D/A, filed 2026-09-29).
Who are the largest shareholders of Heritage Global Inc.?
By the share each holder's latest filing reports, the largest holders of Heritage Global Inc. on this page are Punch & Associates Investment Management, Inc. (6.5%), Mink Brook Asset Management LLC (6.4%) and Ross Dove (5.8%).
When did Punch & Associates Investment Management, Inc. buy into Heritage Global Inc.?
The filings give report dates, not purchase dates. The earliest filing from Punch & Associates Investment Management, Inc. on this page is the Schedule 13G/A, filed 2026-05-15, reporting 6.5%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 6 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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What the Full Report on Heritage Global Inc. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
14 cited sources found
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Which insiders own Heritage Global Inc. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , the chief executive and a director: 2,021,917 shares (5.8% of shares outstanding) (Form 4, 2026-09-29).
- , the president and a director: 1,029,304 shares (3.0% of shares outstanding) (Form 4/A, 2025-03-28).
- , a director: 370,000 shares (1.1% of shares outstanding), 70,000 held directly and 300,000 indirectly (Form 4, 2026-09-29).
- , a director: 352,500 shares (1.0% of shares outstanding) (Form 4, 2026-03-26).
- , a director: 272,104 shares (0.79% of shares outstanding) (Form 4, 2026-03-26).
Shares outstanding: 34,647,415 as of 2026-11-01, from the company's latest SEC cover page.
How much has Heritage Global Inc. raised?
Acquisitions reported on Form 8-K, Item 2.01: completed an acquisition (2026-01-12).
Red flags found
1 exit or restructuring plan on Form 8-K (latest Form 8-K, 2026-07-31).
Keep reading
More on Heritage Global Inc. and the records around it.
Heritage Global Inc. elsewhere on the record
- 5%+ stake filings Sep 2026
- Layoff notices Jul 2026
Companies that share a holder
- Mink Brook Asset Management LLC also filed stake reports on 4 other companies: CREATIVE REALITIES, INC. (Oct 2026), DLH Holdings Corp. (Oct 2026), Legacy Education Inc. (Oct 2026)
- Punch & Associates Investment Management, Inc. also filed stake reports on 5 other companies: i3 Verticals, Inc. (Aug 2026), LendingTree, Inc. (Aug 2026), Viant Technology Inc Cl A (Aug 2025)
- Vanguard Capital Management also filed stake reports on 1495 other companies: A10 Networks Inc (Oct 2026), Altisource Portfolio Solutions SA (Oct 2026), Alto Neuroscience Inc (Oct 2026)
Related pages
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https://mentionfox.com/who-owns/heritage-global