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5%+ stakes, week of 2026-09-28

Every new stake of 5% or more reported to the SEC the week of 2026-09-28, and every 13D stating an intent to influence the company, each linked to its filing.

In the week of September 28, 2026, 21 holders filed a new Schedule 13D and 58 a new Schedule 13G reporting 5% or more of a company. The largest stake reported that week is Tsang Claudius' 80% of BEST SPAC I Acquisition Corp. (Schedule 13D, September 29, 2026).

New 13D21
New 13G58
Stated intents0

The week of 2026-09-28, 21 holders filed a new Schedule 13D and 58 a new Schedule 13G reporting 5% or more of a company, and 0 13D filings stated in Item 4 an intent to influence the company. Open a company for every holder and the purpose each 13D states, quoted.

New Schedule 13D

FiledCompanyHolderPercentFiling
2026-09-29BEST SPAC I Acquisition Corp. Tsang Claudius80%SCHEDULE 13D
2026-10-02GOWell Energy Technology Hegro Well Pte. Ltd. ("Hegro")74%SCHEDULE 13D
2026-09-30Mercury General Corporation Vicky Wai Yee Joseph35.3%SCHEDULE 13D
2026-10-01Sono Group N.V. Alpine Fox Capital LLC21.5%SCHEDULE 13D
2026-09-29NorthStrive Acquisition Corp I. PMGC Holdings Inc.21.43%SCHEDULE 13D
2026-10-02Soundthinking, Inc. Gary M. Lauder17%SCHEDULE 13D
2026-10-02Zedge, Inc. Howard S. Jonas15.6%SCHEDULE 13D
2026-10-01Inseego Corp Nokia Solutions and Networks Oy14.2%SCHEDULE 13D
2026-10-02ADARx Pharmaceuticals, Inc. Orbimed Advisors LLC14%SCHEDULE 13D
2026-10-01Creative Medical Technology Holdings, Inc. Timothy Warbington13.7%SCHEDULE 13D
2026-09-303 E Network Technology Group Limited 3e Network Technology Pte. Ltd.13.4%SCHEDULE 13D
2026-10-02Aterian, Inc. Michelle Chiam Sin Ling10%SCHEDULE 13D
2026-10-02Aterian, Inc. Chang Woei Jiann10%SCHEDULE 13D
2026-10-02GOWell Energy Technology Inflection Point Fund I, LP9.87%SCHEDULE 13D
2026-10-01Canterbury Park Holding Corporation Gate City Capital Management, LLC9.35%SCHEDULE 13D
2026-09-29MoneyHero Ltd Honig Jonathan9%SCHEDULE 13D
2026-09-29BrightSpire Capital, Inc. CWRE SSF Securities Holding, LP8.7%SCHEDULE 13D
2026-09-29People Incorporated HighSage Ventures LLC7.9%SCHEDULE 13D
2026-09-30Silvercrest Asset Management Group Inc. Equinox Partners Investment Management LLC7.1%SCHEDULE 13D
2026-10-02LogicMark, Inc. Patel Kirtan Sanjaykumar5.6%SCHEDULE 13D
2026-09-30Virtus Total Return Fund Inc. Saba Capital Management, L.P.5.04%SCHEDULE 13D

New Schedule 13G

FiledCompanyHolderPercentFiling
2026-10-01Ticketplus Ltd. Yethro Dinamarca Santelices60.7%SCHEDULE 13G
2026-10-01ETF Opportunities Trust Katherine Handwerker Whitman36.6%SCHEDULE 13G
2026-10-02Innovator ETFs Trust Brookstone Capital Management, LLC22.61%SCHEDULE 13G
2026-09-29AVAX One Technology Ltd. Philip H. Press19.33%SCHEDULE 13G
2026-10-01Ticketplus Ltd. Chien-Fu Chen Chen17.6%SCHEDULE 13G
2026-09-30Arcadia Biosciences, Inc.MJL Manager LLC15.7%SCHEDULE 13G
2026-10-02Alliancebernstein National Municipal Income Fund Karpus Management, Inc.13.57%SCHEDULE 13G
2026-10-02Innovator ETFs Trust Brookstone Capital Management, LLC12.01%SCHEDULE 13G
2026-10-01CoinShares PLC Newton Russell Paul11.6%SCHEDULE 13G
2026-10-02JPMorgan Limited Duration Bond ETF Weil Company, Inc.10.81%SCHEDULE 13G
2026-09-28SBIG Holdings, Inc. Schuh Todd Arthur10.7%SCHEDULE 13G
2026-10-02Blackrock Muniassets Fund, Inc. Sit Investment Associates Inc10.6%SCHEDULE 13G
2026-10-02Build-A-Bear Workshop, Inc. Pacifica Capital Investments10.23%SCHEDULE 13G
2026-09-30IM Cannabis Corp. Invest Pro Shukai Hon Ltd.9.99%SCHEDULE 13G
2026-09-30IM Cannabis Corp. J.B.D Innovation Ltd.9.99%SCHEDULE 13G
2026-09-30IM Cannabis Corp. L.I.A. Pure Capital Ltd.9.99%SCHEDULE 13G
2026-10-01Baird Medical Investment Holdings Ltd L1 Capital Global Opportunities Master Fund, Ltd.9.99%SCHEDULE 13G
2026-09-30Corbus Pharmaceuticals Holdings, Inc. RA Capital Management, L.P.9.9%SCHEDULE 13G
2026-09-30Nuran Wireless Inc.Posen Joseph Michael9.8%SCHEDULE 13G
2026-10-02GOWell Energy Technology Michael Blitzer9.35%SCHEDULE 13G
2026-10-01Under Armour, Inc. Frasers Group plc8.8%SCHEDULE 13G
2026-09-28Electra Therapeutics, Inc. Redmile Group, LLC8.7%SCHEDULE 13G
2026-10-01Brightline Interactive, Inc. Kronstadt Allen7.9%SCHEDULE 13G
2026-10-01Camping World Holdings, Inc. Wolf Hill Capital Management, LP7.7%SCHEDULE 13G
2026-10-01Surrozen, Inc. Commodore Capital LP7.5%SCHEDULE 13G
2026-10-02Axogen, Inc.Divisadero Street Capital Management, LP6.8%SCHEDULE 13G
2026-10-02BNY Mellon Municipal Bond Infrastructure Fund, Inc. Sit Investment Associates Inc6.6%SCHEDULE 13G
2026-09-29Uwm Holdings Corp OCO Capital GP LLC6.43%SCHEDULE 13G
2026-10-01ADARx Pharmaceuticals, Inc. BCLS Fund III Investments, LP6.3%SCHEDULE 13G
2026-09-28NewHold Investment Corp IV Linden Advisors LP6.2%SCHEDULE 13G
2026-09-29Health In Tech, Inc. Lytton Laurence W6.2%SCHEDULE 13G
2026-09-30I3 Verticals Inc Forager Capital Management, LLC6.1%SCHEDULE 13G
2026-09-28Electra Therapeutics, Inc. LSP 7 Cooperatief U.A.6%SCHEDULE 13G
2026-10-01Legacy Education Inc. Mink Brook Asset Management LLC6%SCHEDULE 13G
2026-10-02BNY Mellon Strategic Municipal Bond Fund, Inc. Sit Investment Associates Inc6%SCHEDULE 13G
2026-10-02Autonation, IncBrave Warrior Advisors, LLC5.83%SCHEDULE 13G
2026-10-01Bluerock Acquisition Corp Ii Linden Advisors LP5.8%SCHEDULE 13G
2026-09-29Sweetgreen, Inc. Millennium Management LLC5.6%SCHEDULE 13G
2026-09-30Stoke Therapeutics Inc Bvf Partners L P5.6%SCHEDULE 13G
2026-10-02Matthews International Corp Private Capital Management, LLC5.59%SCHEDULE 13G
2026-09-28Lantronix, Inc. Strider Capital, LLC5.5%SCHEDULE 13G
2026-10-02Blackstone Long-Short Credit Income Fund Sit Investment Associates Inc5.5%SCHEDULE 13G
2026-10-01Live Oak Acquisition Corp Vi Sculptor Capital LP5.43%SCHEDULE 13G
2026-09-30Indivior Pharmaceuticals, Inc. Millennium Management LLC5.4%SCHEDULE 13G
2026-09-28Mobilicom Ltd Strider Capital, LLC5.3%SCHEDULE 13G
2026-09-30Bcb Bancorp IncFJ Capital Management LLC5.26%SCHEDULE 13G
2026-09-28Beyond Meat, Inc. Millennium Management LLC5.2%SCHEDULE 13G
2026-09-29Maravai LifeSciences Holdings, Inc. Millennium Management LLC5.2%SCHEDULE 13G
2026-09-30Amerisafe, Inc. Millennium Management LLC5.1%SCHEDULE 13G
2026-10-01Lightspeed Commerce Inc Pale Fire Capital SICAV a.s.5.1%SCHEDULE 13G
2026-10-01Spyre Therapeutics, Inc. Paradigm BioCapital Advisors LP5.1%SCHEDULE 13G
2026-10-01Aura Biosciences Inc ForGrowth III PA B.V.5.1%SCHEDULE 13G
2026-10-02Bny Mellon Strategic Municipals, Inc. Sit Investment Associates Inc5.1%SCHEDULE 13G
2026-10-02UBS Asset Management Income Fund, Inc. Sit Investment Associates Inc5.1%SCHEDULE 13G
2026-10-02Safety Insurance Group Inc Glazer Capital, LLC5.1%SCHEDULE 13G
2026-09-30Silicom Ltd. Portolan Capital Management, LLC5.06%SCHEDULE 13G
2026-09-30Accelerant Holdings Glazer Capital, LLC5%SCHEDULE 13G
2026-10-01John Hancock Comvest Private Income FundManulife (International) Limited5%SCHEDULE 13G

Stated intent

No 13D this week stated an intent to influence the company.

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/week/2026-40
Last updated 2026-11-10
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
5%+ stakes filed the week of 2026-09-28: 21 Schedule 13D, 58 Schedule 13G. MentionFox, 2026-11-10. https://mentionfox.com/stakes/week/2026-40