As of November 6, 2026, Nuveen Mortgage and Income Fund is a publicly traded company (NYSE: JLS); its largest reported holder is Sit Investment Associates, Inc., with 16.8% on Schedule 13G/A of May 5, 2026, then Ameriprise (6.7%). The largest insider holding is Aashh Parekh with 4,651 shares, per Form 4 of January 7, 2026 (Schedule 13G/A, May 5, 2026).
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Is Nuveen Mortgage and Income Fund a real, registered company?
- Nuveen Mortgage and Income Fund files with the SEC under CIK 1472215 (its SEC filings).
- Its shares are listed under the ticker JLS on NYSE (SEC company record).
- Incorporated in Massachusetts; business address in Chicago, Illinois, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Nuveen Mortgage and Income Fund in our court records and SEC 8-K records (as of 2026-11-06).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Ameriprise (filed 2026-08-14).
Who are Nuveen Mortgage and Income Fund's owners and officers?
Nuveen Mortgage and Income Fund: incorporated in Massachusetts; business address in Chicago, Illinois (Schedule 13G/A, 2026-08-14).
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-08-14 | Ameriprise Financial, Inc. | 6.7% |
| Schedule 13G, 2026-05-15 | Ameriprise Financial, Inc. | 5.4% |
| Schedule 13G/A, 2026-05-05 | Sit Investment Associates, Inc. | 16.8% |
| Schedule 13G/A, 2026-04-30 | First Trust Portfolios L.P. | 4.66% |
| Schedule 13G/A, 2025-10-02 | Sit Investment Associates, Inc. | 22.4% |
Questions about who owns Nuveen Mortgage and Income Fund
Who owns Nuveen Mortgage and Income Fund?
On this page, 2 holders' latest ownership filings report 5% or more of Nuveen Mortgage and Income Fund: Sit Investment Associates, Inc. (16.8%, Schedule 13G/A, filed 2026-05-05) and Ameriprise Financial, Inc. (6.7%, Schedule 13G/A, filed 2026-08-14).
Who are the largest shareholders of Nuveen Mortgage and Income Fund?
By the share each holder's latest filing reports, the largest holders of Nuveen Mortgage and Income Fund on this page are Sit Investment Associates, Inc. (16.8%) and Ameriprise Financial, Inc. (6.7%).
When did Sit Investment Associates, Inc. buy into Nuveen Mortgage and Income Fund?
The filings give report dates, not purchase dates. The earliest filing from Sit Investment Associates, Inc. on this page is the Schedule 13G/A, filed 2025-10-02, reporting 22.4%; its latest, Schedule 13G/A filed 2026-05-05, reports 16.8%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 5 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Which insiders own Nuveen Mortgage and Income Fund shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- Aashh Parekh: 4,651 shares (Form 4, 2026-01-07).
- Stephen Virgilio: 1,487 shares (Form 4, 2026-03-24).
- , the president and treasurer: 1,228 shares (Form 4, 2025-05-06).
- , the president: 750 shares (Form 3, 2026-09-02).
Shares only: the company's cover page does not give one share count for a single class, so no percentage is worked out.
How much has Nuveen Mortgage and Income Fund raised?
No fundraising or offering filing from Nuveen Mortgage and Income Fund is on file with us.
Keep reading
More on Nuveen Mortgage and Income Fund and the records around it.
Nuveen Mortgage and Income Fund elsewhere on the record
- 5%+ stake filings Aug 2026
Companies that share a holder
- Ameriprise Financial, Inc. also filed stake reports on 65 other companies: Universal Electronics Inc. (Sep 2026), America's Car-Mart, Inc. (Aug 2026), Ampco-Pittsburgh Corporation (Aug 2026)
- Sit Investment Associates, Inc. also filed stake reports on 67 other companies: TCW STRATEGIC INCOME FUND INC (Nov 2026), Western Asset Premier Bond Fund (Nov 2026), Blackstone Long-Short Credit Income Fund (Oct 2026)
- First Trust Portfolios L.P. also filed stake reports on 105 other companies: First Trust Exchange-Traded Fund (Nov 2026), First Trust Exchange-Traded Fund IV (Nov 2026), First Trust Exchange-Traded Fund VIII (Nov 2026)
Related pages
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https://mentionfox.com/who-owns/nuveen-mortgage-and-income-fund