As of November 7, 2026, 3 holders' latest Schedule 13D or 13G filings report owning 5% or more of First Trust Exchange-Traded Fund IV. The largest reported stake is First Trust Portfolios L.P.'s, at 49.78%. 61 filings are on record since July 7, 2025 (Schedule 13G, November 6, 2026).
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Key facts
- · Reporting person: First Trust Portfolios L.P. · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 0 · Shared dispositive: 99,565 · SCHEDULE 13G, 2026-11-06
- · Holder: First Trust Portfolios L.P. · Percent: 10.18% · SCHEDULE 13G/A
- · Holder: First Trust Portfolios L.P. · Percent: 60.09% · SCHEDULE 13G
- · Holder: First Trust Portfolios L.P. · Percent: 65.65% · SCHEDULE 13G
- · Holder: First Trust Portfolios L.P. · Percent: 60.81% · SCHEDULE 13G
First Trust Exchange-Traded Fund IV has 61 Schedule 13D or 13G filings on record since 2025-07-07. 3 holders' latest filing reports 5% or more of ft vest tsla & target income etf. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| First Trust Portfolios L.P. | 49.78% | 99,565 | SCHEDULE 13G, 2026-11-06 | 2026-10-31 |
| STAR Financial Bank | 36.9% | 626,482 | SCHEDULE 13G, 2026-08-07 | 2026-06-30 |
| Truist Financial Corp | 18.9% | 961,480 | SCHEDULE 13G/A, 2026-10-20 | 2026-09-30 |
| Strategic Planning Group, LLC | 3.12% | 850,756 | SCHEDULE 13G/A, 2026-11-03 | 2026-09-16 |
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Keep reading
More on First Trust Exchange-Traded Fund IV and the records around it.
Companies that share a holder
- TRUIST FINANCIAL CORP also filed stake reports on 31 other companies: FIRST TRUST EXCHANGE-TRADED FUND (Oct 2026), FIRST TRUST EXCHANGE-TRADED FUND III (Oct 2026), FIRST TRUST EXCHANGE-TRADED FUND VIII (Oct 2026)
- First Trust Portfolios L.P. also filed stake reports on 105 other companies: First Trust Exchange-Traded Fund (Nov 2026), First Trust Exchange-Traded Fund VIII (Nov 2026), Credit Suisse High Yield Credit Fund (Nov 2026)
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What the Full Report on First Trust Exchange-Traded Fund IV covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
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Warning Bells
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| First Trust Portfolios L.P. | 0 | 0 | 0 | 99,565 | SCHEDULE 13G, 2026-11-06 |
| First Trust Advisors L.P. | 0 | 0 | 0 | 99,565 | SCHEDULE 13G, 2026-11-06 |
| The Charger Corporation | 0 | 0 | 0 | 99,565 | SCHEDULE 13G, 2026-11-06 |
| STAR Financial Bank | 626,482 | 0 | 626,482 | 0 | SCHEDULE 13G, 2026-08-07 |
| Truist Financial Corp | 0 | 0 | 961,480 | 0 | SCHEDULE 13G/A, 2026-10-20 |
| Strategic Planning Group, LLC | 0 | 0 | 850,756 | 0 | SCHEDULE 13G/A, 2026-11-03 |
The latest filing identifies First Trust Exchange-Traded Fund IV by CUSIP 33738D549 and gives its principal executive office as 120 East Liberty Drive, Suite 400, Wheaton, IL 60187 (SCHEDULE 13G, 2026-11-06).
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-07 | Truist Financial Corp | 0% | SCHEDULE 13G/A |
| 2025-07-07 | First Trust Portfolios L.P. | 40.16% | SCHEDULE 13G/A |
| 2025-07-21 | First Trust Portfolios L.P. | 8.15% | SCHEDULE 13G/A |
| 2025-07-23 | First Trust Portfolios L.P. | 12.74% | SCHEDULE 13G/A |
| 2025-07-28 | First Trust Portfolios L.P. | 5.65% | SCHEDULE 13G |
| 2025-07-28 | First Trust Portfolios L.P. | 17.82% | SCHEDULE 13G/A |
| 2025-10-07 | First Trust Portfolios L.P. | 45.34% | SCHEDULE 13G/A |
| 2025-10-17 | First Trust Portfolios L.P. | 15.42% | SCHEDULE 13G/A |
| 2025-10-17 | First Trust Portfolios L.P. | 16.58% | SCHEDULE 13G/A |
| 2025-10-22 | First Trust Portfolios L.P. | 21.68% | SCHEDULE 13G/A |
| 2025-10-22 | First Trust Portfolios L.P. | 28.42% | SCHEDULE 13G/A |
| 2025-10-31 | First Trust Portfolios L.P. | 1.79% | SCHEDULE 13G/A |
| 2025-11-06 | First Trust Portfolios L.P. | 10.37% | SCHEDULE 13G/A |
| 2025-12-03 | Truist Financial Corp | 18.6% | SCHEDULE 13G/A |
| 2025-12-10 | Strategic Planning Group, LLC | 25.3% | SCHEDULE 13G |
| 2026-01-07 | First Trust Portfolios L.P. | 19.92% | SCHEDULE 13G |
| 2026-01-14 | First Trust Portfolios L.P. | 13.66% | SCHEDULE 13G/A |
| 2026-01-14 | First Trust Portfolios L.P. | 18.61% | SCHEDULE 13G/A |
| 2026-01-14 | First Trust Portfolios L.P. | 8.56% | SCHEDULE 13G/A |
| 2026-01-14 | First Trust Portfolios L.P. | 14.96% | SCHEDULE 13G/A |
| 2026-01-23 | First Trust Portfolios L.P. | 48.39% | SCHEDULE 13G/A |
| 2026-01-30 | First Trust Portfolios L.P. | 4.48% | SCHEDULE 13G/A |
| 2026-02-06 | First Trust Portfolios L.P. | 27.74% | SCHEDULE 13G/A |
| 2026-02-10 | Strategic Planning Group, LLC | 14.21% | SCHEDULE 13G/A |
| 2026-03-06 | First Trust Portfolios L.P. | 34.46% | SCHEDULE 13G/A |
| 2026-04-14 | First Trust Portfolios L.P. | 12.53% | SCHEDULE 13G/A |
| 2026-04-14 | First Trust Portfolios L.P. | 13.85% | SCHEDULE 13G/A |
| 2026-04-17 | First Trust Portfolios L.P. | 24.05% | SCHEDULE 13G/A |
| 2026-04-20 | Truist Financial Corp | 14.8% | SCHEDULE 13G/A |
| 2026-04-22 | First Trust Portfolios L.P. | 37.62% | SCHEDULE 13G/A |
| 2026-04-30 | First Trust Portfolios L.P. | 4.52% | SCHEDULE 13G/A |
| 2026-06-05 | First Trust Portfolios L.P. | 46.12% | SCHEDULE 13G/A |
| 2026-07-06 | Truist Financial Corp | 20.2% | SCHEDULE 13G/A |
| 2026-07-07 | First Trust Portfolios L.P. | 10.57% | SCHEDULE 13G |
| 2026-07-14 | First Trust Portfolios L.P. | 17.25% | SCHEDULE 13G/A |
| 2026-07-14 | First Trust Portfolios L.P. | 12.46% | SCHEDULE 13G/A |
| 2026-07-17 | First Trust Portfolios L.P. | 22.84% | SCHEDULE 13G/A |
| 2026-07-17 | First Trust Portfolios L.P. | 31.13% | SCHEDULE 13G/A |
| 2026-07-22 | First Trust Portfolios L.P. | 44.63% | SCHEDULE 13G/A |
| 2026-07-22 | First Trust Portfolios L.P. | 47.57% | SCHEDULE 13G/A |
| 2026-08-07 | STAR Financial Bank | 36.9% | SCHEDULE 13G |
| 2026-10-07 | First Trust Portfolios L.P. | 54% | SCHEDULE 13G/A |
| 2026-10-14 | First Trust Portfolios L.P. | 11.7% | SCHEDULE 13G/A |
| 2026-10-14 | First Trust Portfolios L.P. | 11.08% | SCHEDULE 13G/A |
| 2026-10-14 | First Trust Portfolios L.P. | 14.32% | SCHEDULE 13G/A |
| 2026-10-20 | Truist Financial Corp | 18.9% | SCHEDULE 13G/A |
| 2026-10-22 | First Trust Portfolios L.P. | 42.88% | SCHEDULE 13G/A |
| 2026-10-27 | First Trust Portfolios L.P. | 5.14% | SCHEDULE 13G |
| 2026-10-30 | First Trust Portfolios L.P. | 7.49% | SCHEDULE 13G |
| 2026-11-03 | Strategic Planning Group, LLC | 3.12% | SCHEDULE 13G/A |
| 2026-11-06 | First Trust Portfolios L.P. | 10.18% | SCHEDULE 13G/A |
| 2026-11-06 | First Trust Portfolios L.P. | 60.09% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 65.65% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 60.81% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 85.13% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 67.1% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 84.12% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 50.5% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 58.34% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 42.81% | SCHEDULE 13G |
| 2026-11-06 | First Trust Portfolios L.P. | 49.78% | SCHEDULE 13G |
Questions about who owns First Trust Exchange-Traded Fund IV
Who owns First Trust Exchange-Traded Fund IV?
On this page, 3 holders' latest ownership filings report 5% or more of First Trust Exchange-Traded Fund IV: First Trust Portfolios L.P. (49.78%, Schedule 13G, filed 2026-11-06), STAR Financial Bank (36.9%, Schedule 13G, filed 2026-08-07) and Truist Financial Corp (18.9%, Schedule 13G/A, filed 2026-10-20).
Who are the largest shareholders of First Trust Exchange-Traded Fund IV?
By the share each holder's latest filing reports, the largest holders of First Trust Exchange-Traded Fund IV on this page are First Trust Portfolios L.P. (49.78%), STAR Financial Bank (36.9%) and Truist Financial Corp (18.9%).
When did First Trust Portfolios L.P. buy into First Trust Exchange-Traded Fund IV?
The filings give report dates, not purchase dates. The earliest filing from First Trust Portfolios L.P. on this page is the Schedule 13G/A, filed 2025-07-07, reporting 40.16%; its latest, Schedule 13G filed 2026-11-06, reports 49.78%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 61 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.