First Trust Exchange-Traded Fund Iv has 41 Schedule 13D or 13G filings on record since 2025-07-07. 4 holders' latest filing reports 5% or more of first trust aaa cmbs etf. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| First Trust Portfolios L.P. | 47.57% | 7,445,259 | SCHEDULE 13G/A, 2026-07-22 | 2026-06-30 |
| STAR Financial Bank | 36.9% | 626,482 | SCHEDULE 13G, 2026-08-07 | 2026-06-30 |
| Truist Financial Corp | 20.2% | 1,048,539 | SCHEDULE 13G/A, 2026-07-06 | 2026-06-30 |
| Strategic Planning Group, LLC | 14.21% | 788,845 | SCHEDULE 13G/A, 2026-02-10 | 2025-12-31 |
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-07 | Truist Financial Corp | 0% | SCHEDULE 13G/A |
| 2025-07-07 | First Trust Portfolios L.P. | 40.16% | SCHEDULE 13G/A |
| 2025-07-21 | First Trust Portfolios L.P. | 8.15% | SCHEDULE 13G/A |
| 2025-07-23 | First Trust Portfolios L.P. | 12.74% | SCHEDULE 13G/A |
| 2025-07-28 | First Trust Portfolios L.P. | 5.65% | SCHEDULE 13G |
| 2025-07-28 | First Trust Portfolios L.P. | 17.82% | SCHEDULE 13G/A |
| 2025-10-07 | First Trust Portfolios L.P. | 45.34% | SCHEDULE 13G/A |
| 2025-10-17 | First Trust Portfolios L.P. | 15.42% | SCHEDULE 13G/A |
| 2025-10-17 | First Trust Portfolios L.P. | 16.58% | SCHEDULE 13G/A |
| 2025-10-22 | First Trust Portfolios L.P. | 21.68% | SCHEDULE 13G/A |
| 2025-10-22 | First Trust Portfolios L.P. | 28.42% | SCHEDULE 13G/A |
| 2025-10-31 | First Trust Portfolios L.P. | 1.79% | SCHEDULE 13G/A |
| 2025-11-06 | First Trust Portfolios L.P. | 10.37% | SCHEDULE 13G/A |
| 2025-12-03 | Truist Financial Corp | 18.6% | SCHEDULE 13G/A |
| 2025-12-10 | Strategic Planning Group, LLC | 25.3% | SCHEDULE 13G |
| 2026-01-07 | First Trust Portfolios L.P. | 19.92% | SCHEDULE 13G |
| 2026-01-14 | First Trust Portfolios L.P. | 13.66% | SCHEDULE 13G/A |
| 2026-01-14 | First Trust Portfolios L.P. | 18.61% | SCHEDULE 13G/A |
| 2026-01-14 | First Trust Portfolios L.P. | 8.56% | SCHEDULE 13G/A |
| 2026-01-14 | First Trust Portfolios L.P. | 14.96% | SCHEDULE 13G/A |
| 2026-01-23 | First Trust Portfolios L.P. | 48.39% | SCHEDULE 13G/A |
| 2026-01-30 | First Trust Portfolios L.P. | 4.48% | SCHEDULE 13G/A |
| 2026-02-06 | First Trust Portfolios L.P. | 27.74% | SCHEDULE 13G/A |
| 2026-02-10 | Strategic Planning Group, LLC | 14.21% | SCHEDULE 13G/A |
| 2026-03-06 | First Trust Portfolios L.P. | 34.46% | SCHEDULE 13G/A |
| 2026-04-14 | First Trust Portfolios L.P. | 12.53% | SCHEDULE 13G/A |
| 2026-04-14 | First Trust Portfolios L.P. | 13.85% | SCHEDULE 13G/A |
| 2026-04-17 | First Trust Portfolios L.P. | 24.05% | SCHEDULE 13G/A |
| 2026-04-20 | Truist Financial Corp | 14.8% | SCHEDULE 13G/A |
| 2026-04-22 | First Trust Portfolios L.P. | 37.62% | SCHEDULE 13G/A |
| 2026-04-30 | First Trust Portfolios L.P. | 4.52% | SCHEDULE 13G/A |
| 2026-06-05 | First Trust Portfolios L.P. | 46.12% | SCHEDULE 13G/A |
| 2026-07-06 | Truist Financial Corp | 20.2% | SCHEDULE 13G/A |
| 2026-07-07 | First Trust Portfolios L.P. | 10.57% | SCHEDULE 13G |
| 2026-07-14 | First Trust Portfolios L.P. | 17.25% | SCHEDULE 13G/A |
| 2026-07-14 | First Trust Portfolios L.P. | 12.46% | SCHEDULE 13G/A |
| 2026-07-17 | First Trust Portfolios L.P. | 22.84% | SCHEDULE 13G/A |
| 2026-07-17 | First Trust Portfolios L.P. | 31.13% | SCHEDULE 13G/A |
| 2026-07-22 | First Trust Portfolios L.P. | 44.63% | SCHEDULE 13G/A |
| 2026-07-22 | First Trust Portfolios L.P. | 47.57% | SCHEDULE 13G/A |
| 2026-08-07 | STAR Financial Bank | 36.9% | SCHEDULE 13G |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.