As of November 7, 2026, 2 holders' latest Schedule 13D or 13G filings report owning 5% or more of First Trust Exchange-Traded Fund. The largest reported stake is First Trust Portfolios L.P.'s, at 16.05%. 22 filings are on record since July 28, 2025 (Schedule 13G, November 6, 2026).
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Key facts
- · Reporting person: First Trust Portfolios L.P. · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 0 · Shared dispositive: 12,385 · SCHEDULE 13G, 2026-11-06
- · Reporting person: Truist Financial Corp · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 1,079,739 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-10-22
- · Holder: First Trust Portfolios L.P. · Percent: 27.08% · SCHEDULE 13G/A
- · Reporting person: Robert W. Baird & Co. Inc · Sole voting: 0 · Shared voting: 144,643 · Sole dispositive: 0 · Shared dispositive: 144,643 · SCHEDULE 13G/A, 2026-10-09
- · Holder: First Trust Portfolios L.P. · Percent: 0.1% · SCHEDULE 13G/A
First Trust Exchange-Traded Fund has 22 Schedule 13D or 13G filings on record since 2025-07-28. 2 holders' latest filing reports 5% or more of first trust nasdaq-100-technology sector index fund. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| First Trust Portfolios L.P. | 16.05% | 2,375,714 | SCHEDULE 13G, 2026-11-06 | 2026-10-31 |
| Foundations Investment Advisors, LLC | 6.7% | 194,909 | SCHEDULE 13G, 2025-11-03 | 2025-09-30 |
| Robert W. Baird & Co. Inc | 4.9% | 144,643 | SCHEDULE 13G/A, 2026-10-09 | 2026-09-30 |
| Truist Financial Corp | 3.6% | 1,079,739 | SCHEDULE 13G/A, 2026-10-22 | 2026-09-30 |
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Keep reading
More on First Trust Exchange-Traded Fund and the records around it.
Companies that share a holder
- Robert W. Baird & Co. Inc also filed stake reports on 6 other companies: FIRST TRUST EXCHANGE-TRADED FUND III (Aug 2026), Russell Investments Exchange Traded Funds (Aug 2026), WESTPORT FUEL SYSTEMS INC. (Feb 2026)
- FOUNDATIONS INVESTMENT ADVISORS, LLC also filed stake reports on 7 other companies: FIRST TRUST EXCHANGE-TRADED FUND VIII (Nov 2025), Innovator ETFs Trust (Nov 2025), SSGA Active Trust (Nov 2025)
- TRUIST FINANCIAL CORP also filed stake reports on 31 other companies: FIRST TRUST EXCHANGE-TRADED FUND III (Oct 2026), FIRST TRUST EXCHANGE-TRADED FUND VIII (Oct 2026), FIRST TRUST EXCHANGE-TRADED FUND IV (Oct 2026)
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What the Full Report on First Trust Exchange-Traded Fund covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
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Who Pays Them, And Who They Are Up Against
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| First Trust Portfolios L.P. | 0 | 0 | 0 | 12,385 | SCHEDULE 13G, 2026-11-06 |
| First Trust Advisors L.P. | 0 | 2,363,329 | 0 | 2,375,714 | SCHEDULE 13G, 2026-11-06 |
| The Charger Corporation | 0 | 2,363,329 | 0 | 2,375,714 | SCHEDULE 13G, 2026-11-06 |
| Robert W. Baird & Co. Inc | 0 | 144,643 | 0 | 144,643 | SCHEDULE 13G/A, 2026-10-09 |
| Baird Financial Corp | 0 | 144,643 | 0 | 144,643 | SCHEDULE 13G/A, 2026-10-09 |
| Baird Financial Group, Inc. | 0 | 144,643 | 0 | 144,643 | SCHEDULE 13G/A, 2026-10-09 |
| Truist Financial Corp | 0 | 0 | 1,079,739 | 0 | SCHEDULE 13G/A, 2026-10-22 |
The latest filing identifies First Trust Exchange-Traded Fund by CUSIP 337345102 and gives its principal executive office as 120 East Liberty Drive, Suite 400, Wheaton, IL 60187 (SCHEDULE 13G, 2026-11-06).
What the percentages are based on
See the responses to Item (11) on the foregoing cover pages. The percentage was calculated based upon 2,955,000 Common Shares of Beneficial Interests outstanding at October 7, 2026 as reported by the Issuer on its website.Robert W. Baird & Co. Inc, SCHEDULE 13G/A, 2026-10-09
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-28 | First Trust Portfolios L.P. | 65.61% | SCHEDULE 13G/A |
| 2025-10-06 | Foundations Investment Advisors, LLC | 12.1% | SCHEDULE 13G |
| 2025-10-10 | Truist Financial Corp | 6.3% | SCHEDULE 13G |
| 2025-11-03 | Foundations Investment Advisors, LLC | 6.7% | SCHEDULE 13G |
| 2026-01-07 | First Trust Portfolios L.P. | 62.21% | SCHEDULE 13G |
| 2026-01-20 | Truist Financial Corp | 5% | SCHEDULE 13G/A |
| 2026-02-06 | Robert W. Baird & Co. Inc | 5.1% | SCHEDULE 13G/A |
| 2026-02-06 | First Trust Portfolios L.P. | 32.31% | SCHEDULE 13G |
| 2026-02-06 | First Trust Portfolios L.P. | 52.27% | SCHEDULE 13G/A |
| 2026-03-06 | First Trust Portfolios L.P. | 0.17% | SCHEDULE 13G/A |
| 2026-04-07 | First Trust Portfolios L.P. | 46.71% | SCHEDULE 13G/A |
| 2026-04-20 | Truist Financial Corp | 5.1% | SCHEDULE 13G |
| 2026-04-22 | First Trust Portfolios L.P. | 31.21% | SCHEDULE 13G/A |
| 2026-06-05 | First Trust Portfolios L.P. | 2.45% | SCHEDULE 13G/A |
| 2026-07-07 | First Trust Portfolios L.P. | 16.39% | SCHEDULE 13G |
| 2026-07-10 | Truist Financial Corp | 0.4% | SCHEDULE 13G/A |
| 2026-07-17 | First Trust Portfolios L.P. | 29.93% | SCHEDULE 13G/A |
| 2026-10-07 | First Trust Portfolios L.P. | 0.1% | SCHEDULE 13G/A |
| 2026-10-09 | Robert W. Baird & Co. Inc | 4.9% | SCHEDULE 13G/A |
| 2026-10-19 | First Trust Portfolios L.P. | 27.08% | SCHEDULE 13G/A |
| 2026-10-22 | Truist Financial Corp | 3.6% | SCHEDULE 13G/A |
| 2026-11-06 | First Trust Portfolios L.P. | 16.05% | SCHEDULE 13G |
Questions about who owns First Trust Exchange-Traded Fund
Who owns First Trust Exchange-Traded Fund?
On this page, 2 holders' latest ownership filings report 5% or more of First Trust Exchange-Traded Fund: First Trust Portfolios L.P. (16.05%, Schedule 13G, filed 2026-11-06) and Foundations Investment Advisors, LLC (6.7%, Schedule 13G, filed 2025-11-03).
Who are the largest shareholders of First Trust Exchange-Traded Fund?
By the share each holder's latest filing reports, the largest holders of First Trust Exchange-Traded Fund on this page are First Trust Portfolios L.P. (16.05%) and Foundations Investment Advisors, LLC (6.7%).
When did First Trust Portfolios L.P. buy into First Trust Exchange-Traded Fund?
The filings give report dates, not purchase dates. The earliest filing from First Trust Portfolios L.P. on this page is the Schedule 13G/A, filed 2025-07-28, reporting 65.61%; its latest, Schedule 13G filed 2026-11-06, reports 16.05%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 22 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.