As of November 6, 2026, 3 holders' latest Schedule 13D or 13G filings report owning 5% or more of Total Return Securities Fund. The largest reported stake is Css LLC's, at 7.87%. 13 filings are on record since August 14, 2025 (Schedule 13G/A, April 17, 2026).
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Key facts
- · Reporting person: Bank Of America Corp · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 0 · Shared dispositive: 869,185 · SCHEDULE 13G, 2026-08-03
- · Reporting person: Allspring Global Investments Holdings, LLC · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 0 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-07-31
- · Reporting person: Css LLC · Sole voting: 1,020,547 · Shared voting: 0 · Sole dispositive: 1,020,547 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-04-17
- · Holder: Allspring Global Investments Holdings, LLC · Percent: 5% · SCHEDULE 13G/A
- · Holder: Allspring Global Investments Holdings, LLC · Percent: 6.3% · SCHEDULE 13G/A
Total Return Securities Fund has 13 Schedule 13D or 13G filings on record since 2025-08-14. 3 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Css LLC | 7.87% | 1,020,547 | SCHEDULE 13G/A, 2026-04-17 | 2026-03-31 |
| Bank Of America Corp | 6.7% | 869,185 | SCHEDULE 13G, 2026-08-03 | 2026-06-30 |
| Lazard Asset Management LLC | 5.1% | 666,252 | SCHEDULE 13G/A, 2025-08-14 | 2025-06-30 |
| Rivernorth Capital Management, LLC | 2.91% | 378,637 | SCHEDULE 13G/A, 2025-11-14 | 2025-09-30 |
| Allspring Global Investments Holdings, LLC | 0% | 0 | SCHEDULE 13G/A, 2026-07-31 | 2026-06-16 |
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Keep reading
More on Total Return Securities Fund and the records around it.
Total Return Securities Fund elsewhere on the record
Companies that share a holder
- CSS LLC/IL also filed stake reports on 9 other companies: RiverNorth Capital & Income Fund, Inc. (Nov 2026), Liberty Broadband Corporation (Nov 2026), Herzfeld Credit Income Fund, Inc (Oct 2026)
- Lazard Asset Management LLC also filed stake reports on 14 other companies: Arcos Dorados Holdings Inc (Aug 2026), Brightstar Lottery PLC (Aug 2026), Morgan Stanley China A Share Fund Inc (Aug 2026)
- RIVERNORTH CAPITAL MANAGEMENT, LLC also filed stake reports on 23 other companies: FG Merger II Corp. (Oct 2026), YHN Acquisition I Ltd (Oct 2026), BLACKROCK MUNIYIELD QUALITY FUND III, INC. (Aug 2026)
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| Css LLC | 1,020,547 | 0 | 1,020,547 | 0 | SCHEDULE 13G/A, 2026-04-17 |
| Bank Of America Corp | 0 | 0 | 0 | 869,185 | SCHEDULE 13G, 2026-08-03 |
| Allspring Global Investments Holdings, LLC | 0 | 0 | 0 | 0 | SCHEDULE 13G/A, 2026-07-31 |
The latest filing identifies Total Return Securities Fund by CUSIP 870875101 and gives its principal executive office as ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246 (SCHEDULE 13G, 2026-08-03).
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-08-14 | Lazard Asset Management LLC | 5.1% | SCHEDULE 13G/A |
| 2025-08-14 | Rivernorth Capital Management, LLC | 5.16% | SCHEDULE 13G |
| 2025-10-10 | Allspring Global Investments Holdings, LLC | 16.4% | SCHEDULE 13G/A |
| 2025-11-14 | Rivernorth Capital Management, LLC | 2.91% | SCHEDULE 13G/A |
| 2025-12-03 | Css LLC | 9% | SCHEDULE 13G |
| 2025-12-16 | Css LLC | 10.27% | SCHEDULE 13G/A |
| 2025-12-31 | Css LLC | 9.94% | SCHEDULE 13G/A |
| 2026-01-08 | Allspring Global Investments Holdings, LLC | 12.5% | SCHEDULE 13G/A |
| 2026-03-06 | Allspring Global Investments Holdings, LLC | 6.3% | SCHEDULE 13G/A |
| 2026-04-14 | Allspring Global Investments Holdings, LLC | 5% | SCHEDULE 13G/A |
| 2026-04-17 | Css LLC | 7.87% | SCHEDULE 13G/A |
| 2026-07-31 | Allspring Global Investments Holdings, LLC | 0% | SCHEDULE 13G/A |
| 2026-08-03 | Bank Of America Corp | 6.7% | SCHEDULE 13G |
Questions about who owns Total Return Securities Fund
Who owns Total Return Securities Fund?
On this page, 3 holders' latest ownership filings report 5% or more of Total Return Securities Fund: Css LLC (7.87%, Schedule 13G/A, filed 2026-04-17), Bank Of America Corp (6.7%, Schedule 13G, filed 2026-08-03) and Lazard Asset Management LLC (5.1%, Schedule 13G/A, filed 2025-08-14).
Who are the largest shareholders of Total Return Securities Fund?
By the share each holder's latest filing reports, the largest holders of Total Return Securities Fund on this page are Css LLC (7.87%), Bank Of America Corp (6.7%) and Lazard Asset Management LLC (5.1%).
When did Css LLC buy into Total Return Securities Fund?
The filings give report dates, not purchase dates. The earliest filing from Css LLC on this page is the Schedule 13G, filed 2025-12-03, reporting 9%; its latest, Schedule 13G/A filed 2026-04-17, reports 7.87%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 13 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.