RiverNorth Capital & Income Fund, Inc. has 12 Schedule 13D or 13G filings on record since 2025-07-03. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Css LLC | 6.27% | 266,670 | SCHEDULE 13G/A, 2025-12-19 | 2025-12-16 |
| Sit Investment Associates, Inc. | 4.9% | 199,197 | SCHEDULE 13G/A, 2025-11-03 | 2025-10-31 |
| Osaic Holdings, Inc. | 0.2% | 8,643 | SCHEDULE 13G/A, 2026-08-14 | 2026-06-30 |
| Nomura Holdings Inc | 0% | 0 | SCHEDULE 13G/A, 2026-02-17 | 2025-12-31 |
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-03 | Css LLC | 6.31% | SCHEDULE 13G |
| 2025-08-05 | Sit Investment Associates, Inc. | 11.9% | SCHEDULE 13G/A |
| 2025-08-13 | Osaic Holdings, Inc. | 13.8% | SCHEDULE 13G |
| 2025-08-14 | Nomura Holdings Inc | 0% | SCHEDULE 13G/A |
| 2025-10-21 | Css LLC | 4.88% | SCHEDULE 13G/A |
| 2025-11-03 | Sit Investment Associates, Inc. | 4.9% | SCHEDULE 13G/A |
| 2025-11-14 | Nomura Holdings Inc | 5.9% | SCHEDULE 13G |
| 2025-11-26 | Css LLC | 5.08% | SCHEDULE 13G/A |
| 2025-12-19 | Css LLC | 6.27% | SCHEDULE 13G/A |
| 2026-02-17 | Nomura Holdings Inc | 0% | SCHEDULE 13G/A |
| 2026-05-12 | Osaic Holdings, Inc. | 9.4% | SCHEDULE 13G/A |
| 2026-08-14 | Osaic Holdings, Inc. | 0.2% | SCHEDULE 13G/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.