As of November 6, 2026, Total Return Securities Fund is a publicly traded company (NYSE: SWZ); its largest reported holder is CSS LLC, with 7.87% on Schedule 13G/A of April 17, 2026, then Bank of America (6.7%). The largest insider holding is CSS LLC, a 10% owner, with 1,686,971 shares, per Form 4 of December 31, 2025 (Schedule 13G/A, April 17, 2026).
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Is Total Return Securities Fund a real, registered company?
- Total Return Securities Fund files with the SEC under CIK 813623 (its SEC filings).
- Its shares are listed under the ticker SWZ on NYSE (SEC company record).
- Incorporated in Maryland; business address in Cincinnati, Ohio, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Total Return Securities Fund in our court records and SEC 8-K records (as of 2026-11-06).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Bank of America (filed 2026-08-03).
Who are Total Return Securities Fund's owners and officers?
Total Return Securities Fund: incorporated in Maryland; business address in Cincinnati, Ohio (Schedule 13G, 2026-08-03).
| Report | Holder | Share |
|---|---|---|
| Schedule 13G, 2026-08-03 | Bank Of America Corp /De/ | 6.7% |
| Schedule 13G/A, 2026-07-31 | Allspring Global Investments Holdings, LLC | 0% |
| Schedule 13G/A, 2026-04-17 | Css LLC/Il | 7.87% |
| Schedule 13G/A, 2026-04-14 | Allspring Global Investments Holdings, LLC | 5% |
| Schedule 13G/A, 2026-03-06 | Allspring Global Investments Holdings, LLC | 6.3% |
| Schedule 13G/A, 2026-01-08 | Allspring Global Investments Holdings, LLC | 12.5% |
| Schedule 13G/A, 2025-12-31 | Css LLC/Il | 9.94% |
| Schedule 13G/A, 2025-12-16 | Css LLC/Il | 10.27% |
| Schedule 13G, 2025-12-03 | Css LLC/Il | 9% |
| Schedule 13G/A, 2025-11-14 | Rivernorth Capital Management, LLC | 2.91% |
| Schedule 13G/A, 2025-10-10 | Allspring Global Investments Holdings, LLC | 16.4% |
| Schedule 13G, 2025-08-14 | Rivernorth Capital Management, LLC | 5.16% |
Questions about who owns Total Return Securities Fund
Who owns Total Return Securities Fund?
On this page, 2 holders' latest ownership filings report 5% or more of Total Return Securities Fund: Css LLC/Il (7.87%, Schedule 13G/A, filed 2026-04-17) and Bank Of America Corp /De/ (6.7%, Schedule 13G, filed 2026-08-03).
Who are the largest shareholders of Total Return Securities Fund?
By the share each holder's latest filing reports, the largest holders of Total Return Securities Fund on this page are Css LLC/Il (7.87%) and Bank Of America Corp /De/ (6.7%).
When did Css LLC/Il buy into Total Return Securities Fund?
The filings give report dates, not purchase dates. The earliest filing from Css LLC/Il on this page is the Schedule 13G, filed 2025-12-03, reporting 9%; its latest, Schedule 13G/A filed 2026-04-17, reports 7.87%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 12 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Which insiders own Total Return Securities Fund shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- CSS LLC, a 10% owner: 1,686,971 shares (Form 4, 2025-12-31).
- , the chief executive and president: 191,000 shares, 60,000 held directly and 131,000 indirectly (Form 4, 2026-09-29).
- , the secretary and a director: 124,229 shares (Form 4, 2026-10-13).
- , a director: 30,246 shares (Form 4, 2026-09-30).
- , a director: 3,527 shares (Form 4, 2026-01-27).
Shares only: the company's cover page does not give one share count for a single class, so no percentage is worked out.
How much has Total Return Securities Fund raised?
No fundraising or offering filing from Total Return Securities Fund is on file with us.
Keep reading
More on Total Return Securities Fund and the records around it.
Total Return Securities Fund elsewhere on the record
- 5%+ stake filings Aug 2026
Companies that share a holder
- CSS LLC/IL also filed stake reports on 9 other companies: RiverNorth Capital & Income Fund, Inc. (Nov 2026), Liberty Broadband Corporation (Nov 2026), Herzfeld Credit Income Fund, Inc (Oct 2026)
- Lazard Asset Management LLC also filed stake reports on 14 other companies: Arcos Dorados Holdings Inc (Aug 2026), Brightstar Lottery PLC (Aug 2026), Morgan Stanley China A Share Fund Inc (Aug 2026)
- RIVERNORTH CAPITAL MANAGEMENT, LLC also filed stake reports on 23 other companies: FG Merger II Corp. (Oct 2026), YHN Acquisition I Ltd (Oct 2026), BLACKROCK MUNIYIELD QUALITY FUND III, INC. (Aug 2026)
Related pages
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https://mentionfox.com/who-owns/total-return-securities-fund