As of November 6, 2026, one holder's latest Schedule 13D or 13G filing report owning 5% or more of PGIM Short Duration High Yield Opportunities Fund. The largest reported stake is First Trust Portfolios L.P.'s, at 13.67%. 5 filings are on record since January 30, 2026 (Schedule 13G/A, October 14, 2026).
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Key facts
- · Reporting person: First Trust Portfolios L.P. · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 0 · Shared dispositive: 3,373,915 · SCHEDULE 13G/A, 2026-10-14
- · Reporting person: 1607 Capital Partners, LLC · Sole voting: 979,170 · Shared voting: 0 · Sole dispositive: 979,170 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-08-14
- · Holder: First Trust Portfolios L.P. · Percent: 10.78% · SCHEDULE 13G/A
- · Holder: 1607 Capital Partners, LLC · Percent: 6.96% · SCHEDULE 13G/A
- · Holder: First Trust Portfolios L.P. · Percent: 6.13% · SCHEDULE 13G
PGIM Short Duration High Yield Opportunities Fund has 5 Schedule 13D or 13G filings on record since 2026-01-30. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| First Trust Portfolios L.P. | 13.67% | 3,373,915 | SCHEDULE 13G/A, 2026-10-14 | 2026-09-30 |
| 1607 Capital Partners, LLC | 3.97% | 979,170 | SCHEDULE 13G/A, 2026-08-14 | 2026-06-30 |
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More on PGIM Short Duration High Yield Opportunities Fund and the records around it.
PGIM Short Duration High Yield Opportunities Fund elsewhere on the record
Companies that share a holder
- 1607 Capital Partners, LLC also filed stake reports on 20 other companies: ABERDEEN INTERMEDIATE INCOME FUND (Aug 2026), iShares, Inc. (Aug 2026), Japan Smaller Capitalization Fund, Inc. (Aug 2026)
- First Trust Portfolios L.P. also filed stake reports on 105 other companies: First Trust Exchange-Traded Fund (Nov 2026), First Trust Exchange-Traded Fund IV (Nov 2026), First Trust Exchange-Traded Fund VIII (Nov 2026)
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| First Trust Portfolios L.P. | 0 | 0 | 0 | 3,373,915 | SCHEDULE 13G/A, 2026-10-14 |
| First Trust Advisors L.P. | 0 | 0 | 0 | 3,373,915 | SCHEDULE 13G/A, 2026-10-14 |
| The Charger Corporation | 0 | 0 | 0 | 3,373,915 | SCHEDULE 13G/A, 2026-10-14 |
| 1607 Capital Partners, LLC | 979,170 | 0 | 979,170 | 0 | SCHEDULE 13G/A, 2026-08-14 |
| Asset Management Committee of Dominion Energy, Inc. | 0 | 0 | 0 | 0 | SCHEDULE 13G/A, 2026-08-14 |
The latest filing identifies PGIM Short Duration High Yield Opportunities Fund by CUSIP 69355J104 and gives its principal executive office as 655 Broad Street, 6th Floor, Newark, NJ 07102 (SCHEDULE 13G/A, 2026-10-14).
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-01-30 | First Trust Portfolios L.P. | 6.13% | SCHEDULE 13G |
| 2026-02-13 | 1607 Capital Partners, LLC | 6.96% | SCHEDULE 13G/A |
| 2026-06-05 | First Trust Portfolios L.P. | 10.78% | SCHEDULE 13G/A |
| 2026-08-14 | 1607 Capital Partners, LLC | 3.97% | SCHEDULE 13G/A |
| 2026-10-14 | First Trust Portfolios L.P. | 13.67% | SCHEDULE 13G/A |
Questions about who owns PGIM Short Duration High Yield Opportunities Fund
Who owns PGIM Short Duration High Yield Opportunities Fund?
On this page, one holder's latest ownership filing reports 5% or more of PGIM Short Duration High Yield Opportunities Fund: First Trust Portfolios L.P. (13.67%, Schedule 13G/A, filed 2026-10-14).
When did First Trust Portfolios L.P. buy into PGIM Short Duration High Yield Opportunities Fund?
The filings give report dates, not purchase dates. The earliest filing from First Trust Portfolios L.P. on this page is the Schedule 13G, filed 2026-01-30, reporting 6.13%; its latest, Schedule 13G/A filed 2026-10-14, reports 13.67%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 5 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.