In the week of November 2, 2026, 7 holders filed a new Schedule 13D and 23 a new Schedule 13G reporting 5% or more of a company, and 1 13D filing stated an intent to influence the company. The largest stake reported that week is Narragansett Financial Corporation's 55% of Narragansett Bancorp, Inc. (Schedule 13D, November 2, 2026).
The week of 2026-11-02, 7 holders filed a new Schedule 13D and 23 a new Schedule 13G reporting 5% or more of a company, and 1 13D filing stated in Item 4 an intent to influence the company. Open a company for every holder and the purpose each 13D states, quoted.
New Schedule 13D
| Filed | Company | Holder | Percent | Filing |
|---|---|---|---|---|
| 2026-11-02 | Narragansett Bancorp, Inc. | Narragansett Financial Corporation | 55% | SCHEDULE 13D |
| 2026-11-03 | SPACCircle Acquisition Corp. | Spaccircle Sponsor LLC | 34.5% | SCHEDULE 13D |
| 2026-11-03 | ADM Tronics Unlimited, Inc. | Gregory D. Wasson | 21.6% | SCHEDULE 13D |
| 2026-11-02 | Vertical Data Inc. | Soni Deven | 18.7% | SCHEDULE 13D |
| 2026-11-02 | Hamilton Lane Venture Capital & Growth Fund | Hamilton Lane Advisors, L.L.C. | 17.6% | SCHEDULE 13D |
| 2026-11-02 | MSG Rangers Corp. | James L. Dolan | 13.2% | SCHEDULE 13D |
| 2026-11-03 | Penguin Solutions, Inc. | SK hynix Inc. | 9.1% | SCHEDULE 13D |
New Schedule 13G
| Filed | Company | Holder | Percent | Filing |
|---|---|---|---|---|
| 2026-11-03 | Air Water Ventures Ltd | Mollica Andrea | 34.9% | SCHEDULE 13G |
| 2026-11-03 | Innovator ETFs Trust | Brookstone Capital Management, LLC | 20.41% | SCHEDULE 13G |
| 2026-11-03 | Innovator ETFs Trust | Brookstone Capital Management, LLC | 15.38% | SCHEDULE 13G |
| 2026-11-03 | SMX (Security Matters) PLC | Forsakringsaktiebolaget Avanza Pension | 12.52% | SCHEDULE 13G |
| 2026-11-02 | Robinhood Ventures Fund II | Robinhood Markets, Inc. | 12% | SCHEDULE 13G |
| 2026-11-02 | Gorilla Technology Group Inc. | Lind Global Fund III LP | 9.99% | SCHEDULE 13G |
| 2026-11-03 | reAlpha Tech Corp. | Alumni Capital LP | 9.99% | SCHEDULE 13G |
| 2026-11-03 | Sports Entertainment Gaming Global Corp | Alumni Capital LP | 9.99% | SCHEDULE 13G |
| 2026-11-03 | Hydrofarm Holdings Group, Inc. | DG Capital Management, LLC | 9.9% | SCHEDULE 13G |
| 2026-11-02 | Dermata Therapeutics, Inc. | Bigger Michael | 8.36% | SCHEDULE 13G |
| 2026-11-03 | Enveric Biosciences, Inc. | Sio Capital Management, LLC | 7.37% | SCHEDULE 13G |
| 2026-11-02 | Hurco Companies, Inc. | Carl K. Oppenheimer | 7.11% | SCHEDULE 13G |
| 2026-11-03 | Aspen Neuroscience, Inc. | Qatar Investment Authority | 6.7% | SCHEDULE 13G |
| 2026-11-03 | Eagle Nuclear Energy Corp. | Steven Parhar | 6.31% | SCHEDULE 13G |
| 2026-11-02 | Amc Entertainment Holdings, Inc. | Peconic Partners LLC | 6.3% | SCHEDULE 13G |
| 2026-11-03 | Qumulusai, Inc. | Focus Partners Wealth | 5.7% | SCHEDULE 13G |
| 2026-11-03 | Rainier Acquisition Corporation | Sio Capital Management, LLC | 5.67% | SCHEDULE 13G |
| 2026-11-03 | Zone Frontier, Inc. | Chris Kostopoulos | 5.66% | SCHEDULE 13G |
| 2026-11-02 | Silver Bow Mining Corp. | Arbiter Partners Capital Management LLC | 5.2% | SCHEDULE 13G |
| 2026-11-02 | SEACOR Marine Holdings Inc. | Carl K. Oppenheimer | 5.1% | SCHEDULE 13G |
| 2026-11-03 | VanEck ETF Trust | New York Life Investment Management LLC | 5.09% | SCHEDULE 13G |
| 2026-11-02 | ICL Group Ltd. | Phoenix Financial Ltd. | 5.02% | SCHEDULE 13G |
| 2026-11-02 | Huize Holding Ltd | One Notice Technology Ltd | 5% | SCHEDULE 13G |
Stated intent
| Filed | Company | Holder | Percent | Filing |
|---|---|---|---|---|
| 2026-11-02 | Seer, Inc. | BML Investment Partners, L.P. intent stated | 4.7% | SCHEDULE 13D |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.