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5%+ stakes · Schedule 13D and 13G

First Trust Exchange-Traded AlphaDEX(R) Fund II: 5%+ holders

Who has reported owning 5% or more of First Trust Exchange-Traded AlphaDEX(R) Fund II, from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

At 5% or more1
Filings30
Latest filing2026-07-27

First Trust Exchange-Traded AlphaDEX(R) Fund II has 30 Schedule 13D or 13G filings on record since 2025-07-07. 1 holder's latest filing reports 5% or more of first trust germany alphadex(r) fund. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.67.1%1,040,078SCHEDULE 13G/A, 2026-07-272026-06-30

Timeline

FiledHolderPercentFiling
2025-07-07First Trust Portfolios L.P.68.09%SCHEDULE 13G/A
2025-07-07First Trust Portfolios L.P.44.17%SCHEDULE 13G/A
2025-07-07First Trust Portfolios L.P.43.51%SCHEDULE 13G
2025-07-07First Trust Portfolios L.P.38.42%SCHEDULE 13G/A
2025-07-07First Trust Portfolios L.P.0%SCHEDULE 13G/A
2025-07-21First Trust Portfolios L.P.42.03%SCHEDULE 13G/A
2025-09-08First Trust Portfolios L.P.62.86%SCHEDULE 13G/A
2025-10-22First Trust Portfolios L.P.40.83%SCHEDULE 13G/A
2025-10-24First Trust Portfolios L.P.41.53%SCHEDULE 13G/A
2025-10-24First Trust Portfolios L.P.47.48%SCHEDULE 13G/A
2025-10-24First Trust Portfolios L.P.46.89%SCHEDULE 13G/A
2026-01-07First Trust Portfolios L.P.10.17%SCHEDULE 13G
2026-01-20First Trust Portfolios L.P.44.91%SCHEDULE 13G/A
2026-01-20First Trust Portfolios L.P.44.36%SCHEDULE 13G/A
2026-02-06First Trust Portfolios L.P.35.06%SCHEDULE 13G/A
2026-03-06First Trust Portfolios L.P.43.03%SCHEDULE 13G/A
2026-03-06First Trust Portfolios L.P.54.28%SCHEDULE 13G/A
2026-03-06First Trust Portfolios L.P.59.24%SCHEDULE 13G/A
2026-03-06First Trust Portfolios L.P.59.24%SCHEDULE 13G/A
2026-03-06First Trust Portfolios L.P.54.28%SCHEDULE 13G/A
2026-04-07First Trust Portfolios L.P.57.42%SCHEDULE 13G/A
2026-04-07First Trust Portfolios L.P.52.26%SCHEDULE 13G/A
2026-04-14First Trust Portfolios L.P.12.8%SCHEDULE 13G/A
2026-04-22First Trust Portfolios L.P.39.88%SCHEDULE 13G/A
2026-04-27First Trust Portfolios L.P.51.39%SCHEDULE 13G/A
2026-06-05First Trust Portfolios L.P.47.7%SCHEDULE 13G/A
2026-06-05First Trust Portfolios L.P.65.37%SCHEDULE 13G/A
2026-06-05First Trust Portfolios L.P.56%SCHEDULE 13G
2026-07-07First Trust Portfolios L.P.50.45%SCHEDULE 13G/A
2026-07-27First Trust Portfolios L.P.67.1%SCHEDULE 13G/A

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/first-trust-exchange-traded-alphadexr-fund-ii
Last updated 2026-09-27
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
First Trust Exchange-Traded AlphaDEX(R) Fund II 5%+ holders: 1 at 5% or more, largest First Trust Portfolios L.P. 67.1%. MentionFox, 2026-09-27. https://mentionfox.com/stakes/first-trust-exchange-traded-alphadexr-fund-ii