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Leadership changes · NSLR · SEC Form 8-K, Item 5.02

Leadership changes at Neostellar Capital Corp. (2026)

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Who joined and who left Neostellar Capital Corp. (NSLR)? 1 appointment reported on 2026-07-21, each cited to the company's own filing.

Erik Falk was appointed Director of Neostellar Capital Corp., effective July 15, 2026. As of November 6, 2026, Neostellar Capital Corp. has reported one leadership change filing to the SEC under Item 5.02 of Form 8-K, on July 21, 2026, naming 1 appointment (Form 8-K, July 21, 2026).

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Thomas J. Herzfeld Advisors, Inc. also filed stake reports on 4 other companies ↓

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Changes1
In (appointed)1
Latest filing2026-07-21

Neostellar Capital Corp. reported a change among its directors and officers to the SEC on Form 8-K, Item 5.02, on 2026-07-21. It names 1 person. Every row below is cited to the filing it comes from, and this page adds each new change as Neostellar Capital Corp. files it.

Also on the record for Neostellar Capital Corp.

DateRecordFigureOur pageSource
September 16, 2026Stake report, Schedule 13D/A, by GAMCO INVESTORS, INC. ET AL6.1% of the class5%+ stakesSource
November 21, 2025Stake report, Schedule 13D/A, by GAMCO INVESTORS, INC. ET AL5% of the class5%+ stakesSource
July 16, 2025Stake report, Schedule 13G/A, by Thomas J. Herzfeld Advisors, Inc.0.72% of the class5%+ stakesSource

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FiledIn / outPersonRoleEffectiveSource
2026-07-21InDirector2026-07-158-K, 2026-07-21

Who leads Neostellar Capital Corp., as last reported?

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Every change, in the filing's words

Filed 2026-07-21 · 8-K

Appointed: Erik Falk, Director, effective 2026-07-15

In connection with the foregoing, the Board appointed Erik Falk as a director, effective July 15, 2026.

Also stated in this filing

  • Departures of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers On July 15, 2026, the Board, in accordance with its bylaws, increased the size of the Board from six to seven directors, creating a vacancy to be filled by a new director and to serve with the class of directors whose terms expire at the Company's 2028 annual meeting of stockholders.
  • Mr. Falk, age 56, has served as a Partner and Head of Strategy of Magnetar since September 2017.
  • He has also served as a Senior Advisor of Star Mountain Capital since August 2017 and as an Advisory Board Member of White Hat Capital Partners since January 2021.
  • Mr. Falk currently serves as a director of Great Elm Capital Corp., a business development company, since March 2021, as a director of Enable Injections, Inc. since February 2025, and as a director of Estately Operations LLC since May 2026, and previously served as a director of Appgate Holdings LLC from September 2024 to June 2025.
  • He also serves as an investment committee member of The Public Theater.
  • Mr. Falk brings 34 years of financial services experience, including in investment banking, sales and trading, and investing.

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Where this comes from

A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.

Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.

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Permanent URL: https://mentionfox.com/executive-changes/neostellar-capital
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who joined Neostellar Capital Corp.? (2026). MentionFox, 2026-11-06. https://mentionfox.com/executive-changes/neostellar-capital