As of November 10, 2026, Neostellar Capital Corp. is a publicly traded company (Nasdaq: NSLR). The largest holder reporting an active stake on Schedule 13D is Gamco Investors, Inc. ET AL, at 6.1%. No bankruptcy or receivership appears in its SEC Form 8-K filings (Schedule 13D/A, September 16, 2026).
Is this your company?
About to sign with, pay or invest in Neostellar Capital Corp.? See the free Snapshot first.
Free to see. No signup.
Is Neostellar Capital Corp. a real, registered company?
- Neostellar Capital Corp. files with the SEC under CIK 1509470 (its SEC filings).
- Its shares are listed under the ticker NSLR on Nasdaq (also NSLRL) (SEC company record).
- Incorporated in Maryland; business address in New York, New York, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under SURO CAPITAL CORP. in our court records and SEC 8-K records (as of 2026-11-10).
- Leadership changes: the latest reported is Erik Falk, Director (Form 8-K filed 2026-07-21). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Gamco Investors, Inc. ET AL (filed 2026-09-16).
Who are Neostellar Capital Corp.'s owners and officers?
Neostellar Capital Corp.: incorporated in Maryland; business address in New York, New York (Schedule 13D/A, 2026-09-16).
Officers and directors, each with the role and the filing that names them:
- : Executive Officer, Director (Form D, 2024-08-16)
- : Executive Officer (Form D, 2024-08-16)
- : Director (Form D, 2024-08-16)
- : Director (Form D, 2024-08-16)
- : Director (Form D, 2024-08-16)
- : Director (Form D, 2024-08-16)
| Report | Holder | Share |
|---|---|---|
| Schedule 13D/A, 2026-09-16 | Gamco Investors, Inc. Et Al | 6.1% |
| Schedule 13D/A, 2025-11-21 | Gamco Investors, Inc. Et Al | 5% |
| Schedule 13G/A, 2025-07-16 | Thomas J. Herzfeld Advisors, Inc. | 0.72% |
Questions about who owns Neostellar Capital Corp.
Who owns Neostellar Capital Corp.?
On this page, one holder's latest ownership filing reports 5% or more of Neostellar Capital Corp.: Gamco Investors, Inc. Et Al (6.1%, Schedule 13D/A, filed 2026-09-16).
When did Gamco Investors, Inc. Et Al buy into Neostellar Capital Corp.?
The filings give report dates, not purchase dates. The earliest filing from Gamco Investors, Inc. Et Al on this page is the Schedule 13D/A, filed 2025-11-21, reporting 5%; its latest, Schedule 13D/A filed 2026-09-16, reports 6.1%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 3 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
Want the whole picture on Neostellar Capital Corp.?
Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
A Full Report on Neostellar Capital Corp.: verified, sourced, every claim cited, ready in a few minutes. See pricing.
What the Full Report on Neostellar Capital Corp. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
11 cited sources found
Plus the sections for what you are deciding, which you pick after ordering.
A real finished report, first screen. Opens in a new tab.
| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-07-21 | Erik Falk | Director | appointed | 2026-07-15 |
Which insiders own Neostellar Capital Corp. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , the chairman and chief executive: 1,763,796 shares (6.7% of shares outstanding) (Form 4, 2026-09-22).
- Allison Green: 207,990 shares (0.79% of shares outstanding) (Form 4, 2026-06-16).
- , a director: 125,815 shares (0.48% of shares outstanding) (Form 4, 2026-11-09).
- , a director: 68,950 shares (0.26% of shares outstanding) (Form 4, 2026-06-12).
- , a director: 58,831 shares (0.22% of shares outstanding) (Form 4, 2026-06-12).
Shares outstanding: 26,473,222 as of 2026-11-03, from the company's latest SEC cover page.
How much has Neostellar Capital Corp. raised?
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2024-08-16 | $25M | $25M |
Keep reading
More on Neostellar Capital Corp. and the records around it.
Neostellar Capital Corp. elsewhere on the record
- 5%+ stake filings Sep 2026
- Leadership changes Jul 2026
Companies that share a holder
- Thomas J. Herzfeld Advisors, Inc. also filed stake reports on 4 other companies: Saba Capital Income & Opportunities Fund II (Apr 2026), HIGHLAND OPPORTUNITIES & INCOME FUND (Oct 2025), Destra Multi-Alternative Fund (Jul 2025)
- GAMCO INVESTORS, INC. ET AL also filed stake reports on 45 other companies: NATHANS FAMOUS, INC. (Oct 2026), BEASLEY BROADCAST GROUP INC (Oct 2026), TENNANT CO (Sep 2026)
Related pages
Filings, cases and notices link to their records. A not-found line names the records searched; it is not proof of absence.
Not for employment, credit, insurance or tenancy decisions.
Cite this page
https://mentionfox.com/who-owns/neostellar-capital