Highland Opportunities & Income Fund has 15 Schedule 13D or 13G filings on record since 2025-08-04. 4 holders' latest filing reports 5% or more of common shares, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Saba Capital Management, L.P. | 10.47% | 5,799,399 | SCHEDULE 13D/A, 2026-06-04 | 2026-06-02 |
| Dondero James D | 9.6% | 5,218,876 | SCHEDULE 13D/A, 2026-07-29 | 2026-07-27 |
| Morgan Stanley | 5.1% | 2,822,774 | SCHEDULE 13G/A, 2026-02-11 | 2025-12-31 |
| Thomas J. Herzfeld Advisors, Inc. | 5.05% | 2,797,151 | SCHEDULE 13G, 2025-10-29 | 2025-09-30 |
| Raymond James & Associates | 4.5% | 3,212,551 | SCHEDULE 13G/A, 2025-10-31 | 2025-09-30 |
Purpose of Transaction (Item 4)
Saba Capital Management, L.P.
Not Applicable.Item 4 of the SCHEDULE 13D/A filed 2026-06-04
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-08-04 | Saba Capital Management, L.P. | 5.05% | SCHEDULE 13D |
| 2025-08-06 | Morgan Stanley | 6.3% | SCHEDULE 13G/A |
| 2025-08-07 | Saba Capital Management, L.P. | 6.17% | SCHEDULE 13D/A |
| 2025-09-22 | Dondero James D | 5.2% | SCHEDULE 13D |
| 2025-10-07 | Dondero James D | 6.3% | SCHEDULE 13D/A |
| 2025-10-29 | Thomas J. Herzfeld Advisors, Inc. | 5.05% | SCHEDULE 13G |
| 2025-10-31 | Raymond James & Associates | 4.5% | SCHEDULE 13G/A |
| 2025-12-10 | Dondero James D | 7.5% | SCHEDULE 13D/A |
| 2025-12-11 | Saba Capital Management, L.P. | 7.28% | SCHEDULE 13D/A |
| 2025-12-31 | Saba Capital Management, L.P. | 8.3% | SCHEDULE 13D/A |
| 2026-02-11 | Morgan Stanley | 5.1% | SCHEDULE 13G/A |
| 2026-04-01 | Dondero James D | 8.5% | SCHEDULE 13D/A |
| 2026-04-14 | Saba Capital Management, L.P. | 9.4% | SCHEDULE 13D/A |
| 2026-06-04 | Saba Capital Management, L.P. | 10.47% | SCHEDULE 13D/A |
| 2026-07-29 | Dondero James D | 9.6% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.