As of November 6, 2026, Houlihan Lokey Inc is a publicly traded company (NYSE: HLI). The largest holder reporting an active stake on Schedule 13D is HL Voting Trust, at 22.9%. No bankruptcy or receivership appears in its SEC Form 8-K filings. Passive holders reporting on Schedule 13G include Vanguard (5.2%), Vanguard (5.12%) (Schedule 13D/A, August 28, 2025).
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Is Houlihan Lokey Inc a real, registered company?
- Houlihan Lokey Inc files with the SEC under CIK 1302215 (its SEC filings).
- Its shares are listed under the ticker HLI on NYSE (SEC company record).
- business address in Los Angeles, California, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Houlihan Lokey Inc in our court records and SEC 8-K records (as of 2026-11-06).
- Leadership changes: the latest reported is Todd J. Carter, Director (Form 8-K filed 2026-10-05). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Vanguard (filed 2026-04-30).
Who are Houlihan Lokey Inc's owners and officers?
Houlihan Lokey Inc: business address in Los Angeles, California; industry Investment Advice (Form D, 2026-10-05).
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-05-14 | Kayne Anderson Rudnick Investment Management, LLC | 4.9% |
| Schedule 13G, 2026-04-30 | Vanguard Capital Management | 5.2% |
| Schedule 13G, 2026-04-29 | Vanguard Portfolio Management | 5.12% |
| Schedule 13G/A, 2026-03-27 | The Vanguard Group | 0% |
| Schedule 13D/A, 2026-01-02 | Scott Joseph Adelson | 22.5% |
| Schedule 13D/A, 2025-08-28 | Hl Voting Trust | 22.9% |
Questions about who owns Houlihan Lokey Inc
Who owns Houlihan Lokey Inc?
On this page, 4 holders' latest ownership filings report 5% or more of Houlihan Lokey Inc: Hl Voting Trust (22.9%, Schedule 13D/A, filed 2025-08-28), Scott Joseph Adelson (22.5%, Schedule 13D/A, filed 2026-01-02), Vanguard Capital Management (5.2%, Schedule 13G, filed 2026-04-30) and Vanguard Portfolio Management (5.12%, Schedule 13G, filed 2026-04-29).
Who are the largest shareholders of Houlihan Lokey Inc?
By the share each holder's latest filing reports, the largest holders of Houlihan Lokey Inc on this page are Hl Voting Trust (22.9%), Scott Joseph Adelson (22.5%) and Vanguard Capital Management (5.2%).
When did Hl Voting Trust buy into Houlihan Lokey Inc?
The filings give report dates, not purchase dates. The earliest filing from Hl Voting Trust on this page is the Schedule 13D/A, filed 2025-08-28, reporting 22.9%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 6 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-10-05 | Todd J. Carter | Director | departed | |
| Form 8-K, 2026-09-22 | Thomas Reichert | Director | appointed | 2026-10-01 |
| Form 8-K, 2026-09-22 | Christopher M. Crain | General Counsel | departed | |
| Form 8-K, 2026-09-22 | Prabha Sipi Bhandari | Chief Legal Officer | appointed |
Which insiders own Houlihan Lokey Inc shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , a director: 29,111 shares (Form 4, 2026-05-21).
- , a director: 15,316 shares (Form 4, 2025-05-23).
- , a director: 7,111 shares (Form 4, 2026-05-21).
- , a director: 7,005 shares, held indirectly through By LLC (Form 4, 2026-05-21).
- , a director: 6,529 shares (Form 4, 2026-05-21).
Shares only: the company's cover page does not give one share count for a single class, so no percentage is worked out.
How much has Houlihan Lokey Inc raised?
No fundraising or offering filing from Houlihan Lokey Inc is on file with us.
Keep reading
More on Houlihan Lokey Inc and the records around it.
Houlihan Lokey Inc elsewhere on the record
- Leadership changes Sep 2026
Companies that share a holder
- Kayne Anderson Rudnick Investment Management, LLC also filed stake reports on 53 other companies: Andersen Group Inc. (Aug 2026), Bright Horizons Family Solutions Inc (Aug 2026), Choice Hotels International Inc (Aug 2026)
- Vanguard Portfolio Management also filed stake reports on 941 other companies: Newmark Group Inc (Nov 2026), A10 Networks Inc (Oct 2026), ADT Inc (Oct 2026)
- Vanguard Capital Management also filed stake reports on 1495 other companies: A10 Networks Inc (Oct 2026), Altisource Portfolio Solutions SA (Oct 2026), Alto Neuroscience Inc (Oct 2026)
Related pages
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