Prabha Sipi Bhandari was named Chief Legal Officer of Houlihan Lokey, Inc. As of November 6, 2026, Houlihan Lokey, Inc. has reported 2 leadership change filings to the SEC under Item 5.02 of Form 8-K, from September 22, 2026 to October 5, 2026, naming 2 appointments and 2 departures (Form 8-K, September 22, 2026).
HOULIHAN LOKEY, INC. named a new Director on Sep 22. 30 companies changed executives this week.
Companies that just changed executives, and the new executive. Before you unlock: the company, the change and what is inside. After: the executive named with their role, how to reach the company, and a person's email only when we found one.
| John Hancock Comvest Private Income Fund | named a new Chief Financial Officer | |
| Bain Capital Specialty Finance, Inc. | named a new Director | |
| Azora Therapeutics, Inc. (DE) | named a new Director | |
| LASE Corp. | named a new Director | |
| Century Communities, Inc. | named a new Executive Chairman |
Sell to companies like Houlihan Lokey, Inc? Enter your website and see 10 with a filed reason to buy from you this month. Free.
Opens in a new tab. No signup.
Houlihan Lokey, Inc. reported changes in 2 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-09-22 to 2026-10-05. They name 4 people, with 2 appointments and 2 departures. Every row below is cited to the filing it comes from, and this page adds each new change as Houlihan Lokey, Inc. files it.
Also on the record for Houlihan Lokey, Inc.
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| May 14, 2026 | Stake report, Schedule 13G/A, by Kayne Anderson Rudnick Investment Management, LLC | 4.9% of the class | 5%+ stakes | Source |
| April 30, 2026 | Stake report, Schedule 13G, by Vanguard Capital Management | 5.2% of the class | 5%+ stakes | Source |
| April 29, 2026 | Stake report, Schedule 13G, by Vanguard Portfolio Management | 5.12% of the class | 5%+ stakes | Source |
| March 27, 2026 | Stake report, Schedule 13G/A, by The Vanguard Group | — | 5%+ stakes | Source |
| January 2, 2026 | Stake report, Schedule 13D/A, by Scott Joseph Adelson | 22.5% of the class | 5%+ stakes | Source |
| August 28, 2025 | Stake report, Schedule 13D/A, by HL Voting Trust | 22.9% of the class | 5%+ stakes | Source |
Selling to them or working with them? See who runs Houlihan Lokey, Inc. now and the warning signs.
Free to see. No signup.
Keep reading
More on Houlihan Lokey, Inc. and the records around it.
Houlihan Lokey, Inc. elsewhere on the record
Companies that share a holder
- Kayne Anderson Rudnick Investment Management, LLC also filed stake reports on 53 other companies: Andersen Group Inc. (Aug 2026), Bright Horizons Family Solutions Inc (Aug 2026), Choice Hotels International Inc (Aug 2026)
- Vanguard Portfolio Management also filed stake reports on 941 other companies: Newmark Group Inc (Nov 2026), A10 Networks Inc (Oct 2026), ADT Inc (Oct 2026)
- Vanguard Capital Management also filed stake reports on 1495 other companies: A10 Networks Inc (Oct 2026), Altisource Portfolio Solutions SA (Oct 2026), Alto Neuroscience Inc (Oct 2026)
Watch Houlihan Lokey, Inc.
Get an email when Houlihan Lokey, Inc. files again: a new raise, a leadership change, a layoff or an IPO filing. One email first to confirm; nothing else until you click it. At most one a day, one click to stop. Free for up to 3 companies.
Want the whole picture on Houlihan Lokey, Inc.?
Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News
A Full Report on Houlihan Lokey, Inc.: verified, sourced, every claim cited, ready in a few minutes. See pricing.
What the Full Report on Houlihan Lokey, Inc. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
8 cited sources found
Plus the sections for what you are deciding, which you pick after ordering.
A real finished report, first screen. Opens in a new tab.
Not ready to order yet? Keep this snapshot.
Sends this preview to you once; we won't add you to any list
Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-10-05 | Out | Director | 8-K, 2026-10-05 | ||
| 2026-09-22 | In | Director | 2026-10-01 | 8-K, 2026-09-22 | |
| 2026-09-22 | Out | General Counsel | 8-K, 2026-09-22 | ||
| 2026-09-22 | In | Chief Legal Officer | 8-K, 2026-09-22 |
Who leads Houlihan Lokey, Inc., as last reported?
For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.
- Director: Todd J. Carter, departure reported (filed 2026-10-05). No successor is named in these filings.
- Chief Legal Officer: Prabha Sipi Bhandari, appointed (filed 2026-09-22).
- General Counsel: Christopher M. Crain, departure reported (filed 2026-09-22). No successor is named in these filings.
New leaders reset buying decisions — get the Full Report on Houlihan Lokey, Inc.: who runs it, how the money works and what to watch, every claim linked to its source.
Get the Full ReportFind people with the same kind of experience as the Director at Houlihan Lokey, Inc., with the record behind each one.
Find candidates like Director at Houlihan Lokey, Inc.Every change, in the filing's words
Departing: Todd J. Carter, Director
(b) On October 2, 2026, Todd J. Carter resigned from the board of directors of Houlihan Lokey, Inc. (the "Company"), effective immediately.
- Mr. Carter's decision to resign as a director was not the result of any disagreement with the Company on any matter relating to the Company's operations, policies or practices.
Appointed: Thomas Reichert, Director, effective 2026-10-01
On September 16, 2026, the Board elected Thomas Reichert as an independent Class I director of the Company, effective as of October 1, 2026.
Departing: Christopher M. Crain, General Counsel
On September 16, 2026, Christopher M. Crain retired as General Counsel of the Company and was appointed to serve as Corporate Senior Advisor.
Appointed: Prabha Sipi Bhandari, Chief Legal Officer
Also on September 16, 2026, the Board appointed Prabha Sipi Bhandari as Chief Legal Officer and Secretary of the Company, and, in the capacity of Chief Legal Officer, Ms. Bhandari serves as an executive officer of the Company.
- Second Amended and Restated 2016 Incentive Award Plan On September 16, 2026, Houlihan Lokey, Inc. (the "Company") held its annual meeting of stockholders (the "Annual Meeting").
- At the Annual Meeting, the Company's stockholders approved the Second Amended and Restated Houlihan Lokey, Inc. 2016 Incentive Award Plan (the "Second A&R Plan"), which the Company's board of directors (the "Board") had previously adopted on July 22, 2026, subject to stockholder approval.
- The Second A&R Plan became effective as of September 16, 2026, the date of the Annual Meeting.
- Mr. Reichert's term will expire at the Company's 2028 annual meeting of stockholders and upon the election and qualification of his successor.
- Effective as of October 1, 2026, Mr. Reichert will also serve as a member of the Audit Committee and the Nominating and Corporate Governance Committee of the Board.
- Mr. Reichert brings to the Board over three decades of experience in the technology, business and sustainability consulting services industry.
- From February 2022 to April 2026, Mr. Reichert served as Global CEO of ERM, a professional services firm focused on energy transition and sustainability and a portfolio company of KKR, and thereafter transitioned to a Senior Advisor role.
Tools for this story
Each opens in a new tab, filled in for Houlihan Lokey, Inc.. With no account yet, you sign up free and land on the result.
Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.