As of November 7, 2026, Hanmi Financial Corp. is a publicly traded company (Nasdaq: HAFC); its largest reported holder is State Street, with 5.2% on Schedule 13G of May 12, 2026, then Vanguard (5.11%). The largest insider holding is Bonita I. Lee, the chief executive and president, with 203,555 shares (0.69% of shares outstanding), per Form 4 of April 6, 2026 (Schedule 13G, May 12, 2026).
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Is Hanmi Financial Corp. a real, registered company?
- Hanmi Financial Corp files with the SEC under CIK 1109242 (its SEC filings).
- Its shares are listed under the ticker HAFC on Nasdaq (SEC company record).
- Incorporated in Delaware; business address in Los Angeles, California, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under HANMI FINANCIAL CORP in our court records and SEC 8-K records (as of 2026-11-07).
- Leadership changes: the latest reported is Gideon Yu, Director (Form 8-K filed 2026-05-28). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names State Street (filed 2026-05-12).
Who are Hanmi Financial Corp.'s owners and officers?
Hanmi Financial Corp.: incorporated in Delaware; business address in Los Angeles, California; industry National Commercial Banks (Form D, 2026-08-06).
Officers and directors, each with the role and the filing that names them:
- : Executive Officer, Director (Form D, 2026-08-06)
- : Executive Officer (Form D, 2026-08-06)
- : Executive Officer (Form D, 2026-08-06)
- : Executive Officer (Form D, 2026-08-06)
- : Executive Officer (Form D, 2026-08-06)
- : Executive Officer (Form D, 2026-08-06)
- : Director (Form D, 2026-08-06)
- : Director (Form D, 2026-08-06)
- : Director (Form D, 2026-08-06)
- : Director (Form D, 2026-08-06)
- : Director (Form D, 2026-08-06)
- : Director (Form D, 2026-08-06)
| Report | Holder | Share |
|---|---|---|
| Schedule 13G, 2026-05-12 | State Street Corporation | 5.2% |
| Schedule 13G, 2026-04-30 | Vanguard Capital Management | 5.11% |
| Schedule 13G/A, 2026-03-27 | The Vanguard Group | 0% |
| Schedule 13G/A, 2026-02-05 | Fmr LLC | 1.9% |
| Schedule 13G, 2025-08-11 | State Street Corporation | 4.7% |
| Schedule 13G, 2025-08-06 | Fmr LLC | 8% |
Questions about who owns Hanmi Financial Corp.
Who owns Hanmi Financial Corp.?
On this page, 2 holders' latest ownership filings report 5% or more of Hanmi Financial Corp.: State Street Corporation (5.2%, Schedule 13G, filed 2026-05-12) and Vanguard Capital Management (5.11%, Schedule 13G, filed 2026-04-30).
Who are the largest shareholders of Hanmi Financial Corp.?
By the share each holder's latest filing reports, the largest holders of Hanmi Financial Corp. on this page are State Street Corporation (5.2%) and Vanguard Capital Management (5.11%).
When did State Street Corporation buy into Hanmi Financial Corp.?
The filings give report dates, not purchase dates. The earliest filing from State Street Corporation on this page is the Schedule 13G, filed 2025-08-11, reporting 4.7%; its latest, Schedule 13G filed 2026-05-12, reports 5.2%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 6 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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What the Full Report on Hanmi Financial Corp. covers
The Short Answer
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What They Do, And How The Money Works
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The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
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| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-05-28 | Gideon Yu | Director | departed |
Which insiders own Hanmi Financial Corp. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , the chief executive and president: 203,555 shares (0.69% of shares outstanding), 202,555 held directly and 1,000 indirectly (Form 4, 2026-04-06).
- , the chief financial officer: 77,410 shares (0.26% of shares outstanding) (Form 4, 2026-04-06).
- , a director: 53,623 shares (0.18% of shares outstanding) (Form 4, 2026-05-28).
- , the chief banking officer: 41,615 shares (0.14% of shares outstanding) (Form 4, 2026-06-08).
- , a director: 39,623 shares (0.13% of shares outstanding) (Form 4, 2026-05-28).
Shares outstanding: 29,486,335 as of 2026-10-30, from the company's latest SEC cover page.
How much has Hanmi Financial Corp. raised?
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2026-08-06 | $55M | $55M |
Keep reading
More on Hanmi Financial Corp. and the records around it.
Hanmi Financial Corp. elsewhere on the record
- Leadership changes May 2026
Companies that share a holder
- STATE STREET CORPORATION also filed stake reports on 343 other companies: TRADE DESK INC/THE (Oct 2026), CENTRUS ENERGY CORP (Sep 2026), ACADIA PHARMACEUTICALS INC (Aug 2026)
- FMR LLC also filed stake reports on 761 other companies: ASPEN NEUROSCIENCE INC (Nov 2026), AVALO THERAPEUTICS INC (Nov 2026), BRAZE INC (Nov 2026)
- Vanguard Capital Management also filed stake reports on 1495 other companies: A10 Networks Inc (Oct 2026), Altisource Portfolio Solutions SA (Oct 2026), Alto Neuroscience Inc (Oct 2026)
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