As of November 7, 2026, 3 holders' latest Schedule 13D or 13G filings report owning 5% or more of Ellsworth Growth and Income Fund Ltd. The largest reported stake is Saba Capital Management, L.P.'s, at 13.48%. 10 filings are on record since July 1, 2025 (Schedule 13D/A, November 6, 2026).
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Key facts
- · Reporting person: Saba Capital Management, L.P. · Sole voting: 0 · Shared voting: 1,821,810 · Sole dispositive: 0 · Shared dispositive: 1,821,810 · SCHEDULE 13D/A, 2026-11-06
- · Reporting person: Wells Fargo & Company · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 257,820 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-10-29
- · Holder: Wells Fargo & Company · Percent: 6.8% · SCHEDULE 13G/A
- · Holder: Wells Fargo & Company · Percent: 6.9% · SCHEDULE 13G/A
- · Holder: Wells Fargo & Company · Percent: 7% · SCHEDULE 13G/A
Ellsworth Growth and Income Fund Ltd. has 10 Schedule 13D or 13G filings on record since 2025-07-01. 3 holders' latest filing reports 5% or more of common shares, $0.01 par value. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Saba Capital Management, L.P. | 13.48% | 1,821,810 | SCHEDULE 13D/A, 2026-11-06 | 2026-11-04 |
| Gamco Investors, Inc. Et Al | 9.1% | 0 | SCHEDULE 13D/A, 2025-07-01 | 2025-06-26 |
| Sit Investment Associates, Inc. | 5.6% | 772,042 | SCHEDULE 13G, 2025-07-07 | 2025-06-30 |
| Wells Fargo & Company | 1.9% | 257,820 | SCHEDULE 13G/A, 2026-10-29 | 2026-09-30 |
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More on Ellsworth Growth and Income Fund Ltd. and the records around it.
Ellsworth Growth and Income Fund Ltd. elsewhere on the record
Companies that share a holder
- Wells Fargo & Company also filed stake reports on 16 other companies: Ares Dynamic Credit Allocation Fund (Oct 2026), BlackRock MuniYield PA Quality (Oct 2026), RiverNorth/DoubleLine Strategic Opp Fund (Oct 2026)
- GAMCO INVESTORS, INC. ET AL also filed stake reports on 45 other companies: NATHANS FAMOUS, INC. (Oct 2026), BEASLEY BROADCAST GROUP INC (Oct 2026), TENNANT CO (Sep 2026)
- Sit Investment Associates, Inc. also filed stake reports on 67 other companies: TCW STRATEGIC INCOME FUND INC (Nov 2026), Western Asset Premier Bond Fund (Nov 2026), Blackstone Long-Short Credit Income Fund (Oct 2026)
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 0 | 1,821,810 | 0 | 1,821,810 | SCHEDULE 13D/A, 2026-11-06 |
| Boaz R. Weinstein | 0 | 1,821,810 | 0 | 1,821,810 | SCHEDULE 13D/A, 2026-11-06 |
| Saba Capital Management GP, LLC | 0 | 1,821,810 | 0 | 1,821,810 | SCHEDULE 13D/A, 2026-11-06 |
| Wells Fargo & Company | 0 | 0 | 257,820 | 0 | SCHEDULE 13G/A, 2026-10-29 |
The latest filing identifies Ellsworth Growth and Income Fund Ltd. by CUSIP 289074106 and gives its principal executive office as One Corporate Center, Rye, NY 10580 (SCHEDULE 13D/A, 2026-11-06).
Source of funds (Item 3)
Funds for the purchase of the Common Shares were derived from the subscription proceeds from investors and the capital appreciation thereon and margin account borrowings made in the ordinary course of business. In such instances, the positions held in the margin accounts are pledged as collateral security for the repayment of debit balances in the account, which may exist from time to time. Since other securities are held in the margin accounts, it is not possible to determine the amounts, if any, of margin used to purchase the Common Shares reported herein.Saba Capital Management, L.P., SCHEDULE 13D/A, 2026-11-06
Purpose of Transaction (Item 4)
Saba Capital Management, L.P.
The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capitalization, trading of the Common Shares at a discount to the Issuer's net asset value and strategic plans and matters relating to the open or closed end nature of the Issuer and timing of any potential liquidation of the Issuer. The Reporting Persons may exchange information with any persons pursuant to appropriate confidentiality or similar agreements or otherwise, work together with any persons pursuant to joint agreements or otherwise, propose changes in the Issuer's business, operations, board appointments, governance, management, capitalization, strategic plans or matters relating to the open or closed end nature of the Issuer or timing of any potential liquidation of the Issuer, or propose or engage in one or more other actions set forth herein. The Reporting Persons may also …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-11-06; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-01 | Gamco Investors, Inc. Et Al | 9.1% | SCHEDULE 13D/A |
| 2025-07-07 | Sit Investment Associates, Inc. | 5.6% | SCHEDULE 13G |
| 2025-08-06 | Wells Fargo & Company | 6.8% | SCHEDULE 13G/A |
| 2025-10-22 | Wells Fargo & Company | 6.7% | SCHEDULE 13G/A |
| 2025-11-10 | Saba Capital Management, L.P. | 12.29% | SCHEDULE 13D/A |
| 2026-01-29 | Wells Fargo & Company | 7% | SCHEDULE 13G/A |
| 2026-05-12 | Wells Fargo & Company | 6.9% | SCHEDULE 13G/A |
| 2026-07-28 | Wells Fargo & Company | 6.8% | SCHEDULE 13G/A |
| 2026-10-29 | Wells Fargo & Company | 1.9% | SCHEDULE 13G/A |
| 2026-11-06 | Saba Capital Management, L.P. | 13.48% | SCHEDULE 13D/A |
Questions about who owns Ellsworth Growth and Income Fund Ltd.
Who owns Ellsworth Growth and Income Fund Ltd.?
On this page, 3 holders' latest ownership filings report 5% or more of Ellsworth Growth and Income Fund Ltd.: Saba Capital Management, L.P. (13.48%, Schedule 13D/A, filed 2026-11-06), Gamco Investors, Inc. Et Al (9.1%, Schedule 13D/A, filed 2025-07-01) and Sit Investment Associates, Inc. (5.6%, Schedule 13G, filed 2025-07-07).
Who are the largest shareholders of Ellsworth Growth and Income Fund Ltd.?
By the share each holder's latest filing reports, the largest holders of Ellsworth Growth and Income Fund Ltd. on this page are Saba Capital Management, L.P. (13.48%), Gamco Investors, Inc. Et Al (9.1%) and Sit Investment Associates, Inc. (5.6%).
When did Saba Capital Management, L.P. buy into Ellsworth Growth and Income Fund Ltd.?
The filings give report dates, not purchase dates. The earliest filing from Saba Capital Management, L.P. on this page is the Schedule 13D/A, filed 2025-11-10, reporting 12.29%; its latest, Schedule 13D/A filed 2026-11-06, reports 13.48%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 10 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.