Netcapital Inc. has 11 Schedule 13D or 13G filings on record since 2025-07-09. 4 holders' latest filing reports 5% or more of common stock, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Rivetz Corp. | 12.1% | 950,000 | SCHEDULE 13G, 2026-04-09 | 2025-12-03 |
| GlobexUS Holdings, Corp. | 10.17% | 500,000 | SCHEDULE 13G, 2025-12-08 | 2025-06-26 |
| Mitchell P. Kopin | 9.3% | 501,781 | SCHEDULE 13G/A, 2025-11-07 | 2025-09-30 |
| 3i, LP | 6.1% | 505,935 | SCHEDULE 13G/A, 2026-05-08 | 2026-03-31 |
| Strategic EP, LLC | 0% | 0 | SCHEDULE 13D/A, 2025-12-10 | 2025-12-09 |
Purpose of Transaction (Item 4)
Strategic EP, LLC
The information contained in rows (7), (8), (9), (10), (11) and (13) of the cover page of this Amendment No. 2 and the corresponding footnotes, and the information set forth in or incorporated by reference in Item 3 and Item 5 of this Amendment No. 2 is hereby incorporated by reference in its entirety into this Item 4. Except as described above, the information contained in "Item 4. Purpose of Transaction" of the Schedule 13D is not being amended by this Amendment No. 2.Item 4 of the SCHEDULE 13D/A filed 2025-12-10
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-09 | Mitchell P. Kopin | 7.1% | SCHEDULE 13G |
| 2025-07-09 | 3i, LP | 9.9% | SCHEDULE 13G |
| 2025-11-06 | 3i, LP | 9.9% | SCHEDULE 13G/A |
| 2025-11-07 | Mitchell P. Kopin | 9.3% | SCHEDULE 13G/A |
| 2025-12-01 | Strategic EP, LLC | 5.8% | SCHEDULE 13D |
| 2025-12-08 | Strategic EP, LLC | 6.9% | SCHEDULE 13D/A |
| 2025-12-08 | GlobexUS Holdings, Corp. | 10.17% | SCHEDULE 13G |
| 2025-12-10 | Strategic EP, LLC | 0% | SCHEDULE 13D/A |
| 2026-02-05 | 3i, LP | 7% | SCHEDULE 13G/A |
| 2026-04-09 | Rivetz Corp. | 12.1% | SCHEDULE 13G |
| 2026-05-08 | 3i, LP | 6.1% | SCHEDULE 13G/A |
Tools for this story
Each opens in a new tab, filled in for Netcapital Inc.. With no account yet, you sign up free and land on the result.
Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.