Battalion Oil Corporation: 5%+ holders

As of November 6, 2026, 3 holders' latest Schedule 13D or 13G filings report owning 5% or more of Battalion Oil Corporation. The largest reported stake is Luminus Management, LLC's, at 39.3%. 13 filings are on record since January 23, 2026 (Schedule 13D/A, May 22, 2026).

Diveroli Investment Group LLC also filed stake reports on 6 other companies ↓

Sell to companies like Battalion Oil Corporation? Enter your website and see 10 with a filed reason to buy from you this month. Free.

Your website Find my buyers

Opens in a new tab. No signup.

Key facts

• Event date 2026-08-17 · Holder: Brookfield Oaktree Holdings, LLC · Percent: 19.36% · Shares: 12,797,151 · SCHEDULE 13D/A
• Filing 2026-08-14 · Reporting person: Alyeska Investment Group, L.P. · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 0 · Shared dispositive: 0 · SCHEDULE 13G/A, 2026-08-14
• Event date 2026-08-07 · Holder: Gen Iv Investment Opportunities, LLC · Percent: 14.14% · Shares: 3,494,258 · SCHEDULE 13D/A
• Filed 2026-05-22 · Holder: Luminus Management, LLC · Percent: 39.3% · SCHEDULE 13D/A
• Filed 2026-05-15 · Holder: Brookfield Oaktree Holdings, LLC · Percent: 40.82% · SCHEDULE 13D/A

Battalion Oil Corporation has 13 Schedule 13D or 13G filings on record since 2026-01-23. 3 holders' latest filing reports 5% or more of common stock, $0.0001 par value per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

Swipe the table sideways to see every column.

Holding shares or following this stake? See who's behind Battalion Oil Corporation and the warning signs.

See Battalion Oil Corporation's free Snapshot Watch Battalion Oil Corporation: email me the next time it files something

Free to see. No signup.

Keep reading

More on Battalion Oil Corporation and the records around it.

Battalion Oil Corporation elsewhere on the record

• Leadership changes Jun 2026
• Who owns it

Companies that share a holder

• Diveroli Investment Group LLC also filed stake reports on 6 other companies: AYRO, Inc. (May 2026), PetMed Express, Inc. (Feb 2026), NOODLES & Co (Dec 2025)
• Blackstone Annex Master Fund L.P. also filed stake reports on 7 other companies: Corebridge Financial, Inc. (Nov 2026), Jersey Mike's Subs Inc. (Nov 2026), VARAGON CAPITAL CORPORATION (Oct 2026)
• Alyeska Investment Group, L.P. also filed stake reports on 81 other companies: ABUNDIA GLOBAL IMPACT GROUP, INC. (Aug 2026), Bakkt, Inc. (Aug 2026), Bleichroeder Acquisition Corp. II (Aug 2026)

Want the whole picture on Battalion Oil Corporation?

Example from a real report (our sample on Target): “Target eliminated approximately 1,800 corporate positions, with around 1,000 employees receiving layoff notices and the remainder accounted for by eliminating open roles.” Source: NBC News

A Full Report on Battalion Oil Corporation: verified, sourced, every claim cited, ready in a few minutes. See pricing.

What the Full Report on Battalion Oil Corporation covers

1. The Short Answer

2. Which Company This Is

3. What They Do, And How The Money Works

4. Who Runs It, And How To Reach Them

5. The Money: Funding, Valuation, Runway

6. Who Pays Them, And Who They Are Up Against

7. Warning Bells

8. Sources

   15 cited sources found

Plus the sections for what you are deciding, which you pick after ordering.

Order Full ReportSee a sample report

A real finished report, first screen. Opens in a new tab.

Voting and dispositive power, as filed

Swipe the table sideways to see every column.

The latest filing identifies Battalion Oil Corporation by CUSIP 07134L107 and gives its principal executive office as 820 Gessner Road, Suite 1100, Houston, TX 77024 (SCHEDULE 13D/A, 2026-08-17).

Source of funds (Item 3)

Item 3 of the Schedule 13D is amended to incorporate the information below: On August 7, 2026, pursuant to the Preferred Stock Repurchase and Conversion Agreement, dated August 7, 2026, between Gen IV and the Company (the "PSRCA"), the Company repurchased from Gen IV (i) 5,138 shares of Series A Preferred Stock and (ii) 6,578.11 shares of Series A-1 Preferred Stock for an aggregate purchase price of $19,000,000 (the "Purchase Price").Gen Iv Investment Opportunities, LLC, SCHEDULE 13D/A, 2026-08-07

Purpose of Transaction (Item 4)

Diveroli Investment Group LLC

The Reporting Person has disposed of all of the Issuer's securities previously reported. The Reporting Person no longer has any plans or proposals relating to the Issuer.Item 4 of the SCHEDULE 13D/A filed 2026-01-27

Luminus Management, LLC

As previously disclosed, March 24, 2026, the Master Fund effected a distribution in kind of 5,200,000 shares (the "Shares") of common stock of the Issuer in the aggregate to: (i) its two feeder funds, Luminus Energy Partners QP, LP, a Delaware limited partnership ("LEP Onshore"), which received 2,117,138 Shares, and LEP Offshore (through LILP, an intermediary entity which received 2,641,190 Shares); and (ii) two affiliates that have economic interests in the Master Fund, namely LCP Onshore, which received 391,694 Shares, and LCP Offshore, which received 91,930 Shares. Each of the Funds had issued illiquid certificates to their respective investors on April 1, 2020. In connection with the distribution in kind, the Manager planned to distribute 5,200,000 shares of common stock. As Certificate Holders entitled to receive 1,145,542 shares of common stock (the "Segregated Shares") in the aggregate did not either (i) respond or provide the requisite information to the Fund's administrator and the Manager to receive the Segregated Shares, (ii) were unable to accept delivery of the Segregated Shares or (iii) chose not to participate in the distribution (such Certificate Holders being referred to as the "Non Returners"), the Master Fund continues to hold the Segregated Shares and retains both voting and disposition power over the Segregated Shares. The Master Fund, however, has no economic interest in the Segregated Shares as the Master Fund is holding the Segregated Shares for the …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-05-22; the filing has the rest

Gen Iv Investment Opportunities, LLC

Item 4 of the Schedule 13D is amended to incorporate the information below: Preferred Stock Repurchase and Conversion Agreement. On August 7, 2026, Gen IV entered into the PSRCA with the Company for the purpose of effectuating (i) the Company's repurchase of 5,138 shares of Series A Preferred Stock and 6,578.11 shares of Series A-1 Preferred Stock from Gen IV for the Purchase Price; and (ii) the conversion of 1,868 shares of Series A-1 Preferred Stock, 6,630 shares of Series A-2 Preferred Stock, 3,789 shares of Series A-3 Preferred Stock, and 3,789 shares of Series A-4 Preferred Stock into an aggregate of 3,494,258 shares of Common Stock. Following the closing of the PSRCA, Gen IV no longer holds any Preferred Stock of the Company and its beneficial ownership of the Company consists solely of the 3,494,258 Converted Common Shares. Voting and Lock-Up Agreement. On August 7, 2026, Gen IV entered into the Voting and Lock-Up Agreement with the Company (the "Voting Agreement"), pursuant to which Gen IV agreed, among other things, to vote all Voting Securities (as defined in the Voting Agreement) in favor of (i) the nominees of the board of directors in any uncontested election of directors of the Company and (ii) the ratification of the Company's independent auditors until the earlier of (x) 12 months from the date of the Voting Agreement and (y) the date on which the Voting Parties (as defined in the Voting Agreement) no longer hold any Voting Securities. The Voting Agreement …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-08-07; the filing has the rest

Timeline

Swipe the table sideways to see every column.

Questions about who owns Battalion Oil Corporation

Who owns Battalion Oil Corporation?

On this page, 3 holders' latest ownership filings report 5% or more of Battalion Oil Corporation: Luminus Management, LLC (39.3%, Schedule 13D/A, filed 2026-05-22), Brookfield Oaktree Holdings, LLC (19.36%, Schedule 13D/A, filed 2026-08-17) and Gen Iv Investment Opportunities, LLC (14.14%, Schedule 13D/A, filed 2026-08-07).

Who are the largest shareholders of Battalion Oil Corporation?

By the share each holder's latest filing reports, the largest holders of Battalion Oil Corporation on this page are Luminus Management, LLC (39.3%), Brookfield Oaktree Holdings, LLC (19.36%) and Gen Iv Investment Opportunities, LLC (14.14%).

When did Luminus Management, LLC buy into Battalion Oil Corporation?

The filings give report dates, not purchase dates. The earliest filing from Luminus Management, LLC on this page is the Schedule 13D/A, filed 2026-03-27, reporting 50.4%; its latest, Schedule 13D/A filed 2026-05-22, reports 39.3%. That earliest filing is itself an amendment, which updates an earlier report.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 13 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

Also on the record for Battalion Oil Corporation

Swipe the table sideways to see every column.

Tools for this story

Each opens in a new tab, filled in for Battalion Oil Corporation. With no account yet, you sign up free and land on the result.

• Get an alert when Battalion Oil Corporation is mentioned again
• Find former Battalion Oil Corporation employees to interview
• Verify a claim or statistic

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

All recent stakesThat week's stakes