Todd Violette was named Chief Executive Officer of Netcapital Inc., effective April 13, 2026. As of November 6, 2026, Netcapital Inc. has reported 2 leadership change filings to the SEC under Item 5.02 of Form 8-K, from April 16, 2026 to September 3, 2026, naming 3 appointments and 1 departure (Form 8-K, April 16, 2026).
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Netcapital Inc. reported changes in 2 filings among its directors and officers to the SEC on Form 8-K, Item 5.02, from 2026-04-16 to 2026-09-03. They name 3 people, with 3 appointments and 1 departure. Every row below is cited to the filing it comes from, and this page adds each new change as Netcapital Inc. files it.
Also on the record for Netcapital Inc.
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| October 16, 2026 | Stake report, Schedule 13G, by JANE STREET GROUP, LLC | 5.4% of the class | 5%+ stakes | Source |
| May 8, 2026 | Stake report, Schedule 13G/A, by 3i, LP | 6.1% of the class | 5%+ stakes | Source |
| April 9, 2026 | Stake report, Schedule 13G, by Rivetz Corp. | 12.1% of the class | 5%+ stakes | Source |
| February 5, 2026 | Stake report, Schedule 13G/A, by 3i, LP | 7% of the class | 5%+ stakes | Source |
| December 10, 2025 | Stake report, Schedule 13D/A, by Strategic EP, LLC | — | 5%+ stakes | Source |
| December 8, 2025 | Stake report, Schedule 13D/A, by Strategic EP, LLC | 6.9% of the class | 5%+ stakes | Source |
| December 8, 2025 | Stake report, Schedule 13G, by GlobexUS Holdings, Corp. | 10.17% of the class | 5%+ stakes | Source |
| December 1, 2025 | Stake report, Schedule 13D, by Strategic EP, LLC | 5.8% of the class | 5%+ stakes | Source |
| November 7, 2025 | Stake report, Schedule 13G/A, by Mitchell P. Kopin | 9.3% of the class | 5%+ stakes | Source |
| November 6, 2025 | Stake report, Schedule 13G/A, by 3i, LP | 9.9% of the class | 5%+ stakes | Source |
| July 9, 2025 | Stake report, Schedule 13G, by 3i, LP | 9.9% of the class | 5%+ stakes | Source |
| July 9, 2025 | Stake report, Schedule 13G, by Mitchell P. Kopin | 7.1% of the class | 5%+ stakes | Source |
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More on Netcapital Inc. and the records around it.
Netcapital Inc. elsewhere on the record
- 5%+ stake filings Oct 2026
- Who owns it
Companies that share a holder
- Strategic EP, LLC also filed stake reports on 6 other companies: Earlyworks Co., Ltd. (Aug 2026), LIXTE BIOTECHNOLOGY HOLDINGS, INC. (Jun 2026), GREENLAND MINES LTD (Mar 2026)
- 3i, LP also filed stake reports on 11 other companies: Tivic Health Systems, Inc. (Sep 2026), Pelthos Therapeutics Inc. (May 2026), zSpace, Inc. (Apr 2026)
- Mitchell P. Kopin also filed stake reports on 55 other companies: SCWorx Corp. (Sep 2026), NFT Limited (Aug 2026), Silexion Therapeutics Corp (Aug 2026)
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Timeline
| Filed | In / out | Person | Role | Effective | Source |
|---|---|---|---|---|---|
| 2026-09-03 | Out | Director | 8-K, 2026-09-03 | ||
| 2026-09-03 | In | Director | 8-K, 2026-09-03 | ||
| 2026-09-03 | In | 8-K, 2026-09-03 | |||
| 2026-04-16 | In | Chief Executive Officer | 2026-04-13 | 8-K, 2026-04-16 |
Who leads Netcapital Inc., as last reported?
For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.
- Director: Avi Liss, departure reported (filed 2026-09-03). No successor is named in these filings.
- Chief Executive Officer: Todd Violette, appointed, effective 2026-04-13 (filed 2026-04-16).
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Departing: Avi Liss, Director
On August 27, 2026, Avi Liss resigned as a member of the Board of Directors (the "Board") of Netcapital Inc. (the "Company"), and from all committees of the Board on which he served, including the Audit Committee, effective immediately upon delivery of his written resignation to the Company.
Appointed: Cesar Herrera, Director
Election of New Director; Committee Appointments On August 30, 2026, the Board, acting by unanimous written consent of the directors then in office pursuant to Section 16-10a-810(1)(c) of the Utah Revised Business Corporation Act and the Company's Bylaws, elected Cesar Herrera as a director of the Company, effective immediately, to fill the vacancy on the Board created by Mr. Liss's resignation.
Appointed: Cesar Herrera
The Board appointed Mr. Herrera as a member of the Audit Committee, effective immediately.
- In his resignation letter, Mr. Liss stated that he was resigning in light of the allegations asserted against the Company and certain current and former officers, directors, and other individuals in the civil action filed by the U.S. Securities and Exchange Commission (the "SEC") on August 10, 2026, captioned Securities and Exchange Commission v.
- John Fanning, et al., Civil Action No. 1:26-cv-13665 (D. Mass.), and that, given the nature and seriousness of the allegations, he did not wish to continue to be associated with the Company.
- Mr. Liss's letter further stated that he did not know of, be involved in, participate in, or receive any financial benefit from the conduct alleged by the SEC.
- Mr. Herrera will serve until the Company's next annual meeting of shareholders and until his successor is duly elected and qualified, or until his earlier death, resignation, or removal.
- Following such appointment (s), the Audit Committee consists of Steven Geary (Chair), Arnold Scott and Cesar Herrera, and the Compensation Committee consists of Arnold Scott (Chair), Steven Geary and Cesar Herrera.
- Mr. Herrera has served since December 2021 as a director and chief executive officer of KRTL Holding Group Inc., a company with a class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Appointed: Todd Violette, Chief Executive Officer, effective 2026-04-13
On April 13, 2026, the Board of Directors appointed Todd Violette, age 56, as the Company's Chief Executive Officer, effective April 13, 2026.
- Termination of Chief Executive Officer On April 12, 2026, the Board of Directors voted to terminate Rich Wheeless as Chief Executive Officer of the Company, effective immediately.
- He was associated with Network 1 Financial Securities, Inc., a FINRA-regulated broker-dealer, from May 2025 to April 2026.
- Mr. Violette holds a bachelor's degree from the University of Maryland.
- In connection with his employment as CEO, the Company will pay Mr. Violette an annual base salary of $120,000, payable in accordance with the Company's regular payroll practices and he will be eligible to receive periodic bonuses throughout the year, or additional salary in excess of the base salary, in each case as may be approved by the Company's Board of Directors or its Compensation Committee.
- Mr. Violette will be eligible to receive one or more grants of stock options under the Company's stock option plan, with the amount, timing and terms of any such grants to be determined in the sole discretion of the Board of Directors or its Compensation Committee.
- Mr. Violette is not related by blood, marriage or adoption to any director, executive officer or person nominated or chosen by the Company to become a director or executive officer.
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Where this comes from
A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.
Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.