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5%+ stakes · Schedule 13D and 13G

Kiora Pharmaceuticals, Inc.: 5%+ holders

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Who has reported owning 5% or more of Kiora Pharmaceuticals, Inc., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 6, 2026, 6 holders' latest Schedule 13D or 13G filings report owning 5% or more of Kiora Pharmaceuticals, Inc. The largest reported stake is Nantahala Capital Management, LLC's, at 9.99%. 13 filings are on record since August 13, 2025 (Schedule 13G/A, August 14, 2026).

NANTAHALA CAPITAL PARTNERS LIMITED PARTNERSHIP also filed stake reports on 6 other companies ↓

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Key facts

  • · Reporting person: Baselake Partners, LP · Sole voting: 0 · Shared voting: 257,500 · Sole dispositive: 0 · Shared dispositive: 257,500 · SCHEDULE 13G, 2026-09-17
  • · Reporting person: Nantahala Capital Management, LLC · Sole voting: 0 · Shared voting: 491,889 · Sole dispositive: 0 · Shared dispositive: 491,889 · SCHEDULE 13G/A, 2026-08-14
  • · Reporting person: ADAR1 Capital Management, LLC · Sole voting: 0 · Shared voting: 472,721 · Sole dispositive: 0 · Shared dispositive: 472,721 · SCHEDULE 13G/A, 2026-08-14
  • · Reporting person: Perceptive Advisors LLC · Sole voting: 0 · Shared voting: 442,387 · Sole dispositive: 0 · Shared dispositive: 442,387 · SCHEDULE 13G, 2026-08-10
  • · Holder: Nantahala Capital Partners Limited Partnership · Percent: 3.39% · SCHEDULE 13G/A
At 5% or more6
Filings13
Latest filing2026-09-17

Kiora Pharmaceuticals, Inc. has 13 Schedule 13D or 13G filings on record since 2025-08-13. 6 holders' latest filing reports 5% or more of common stock, $0.01 par value. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
Nantahala Capital Management, LLC9.99%491,889SCHEDULE 13G/A, 2026-08-142026-06-30
Alyeska Investment Group, L.P.9.99%394,668SCHEDULE 13G, 2026-05-152026-03-31
Perceptive Advisors LLC9.99%442,387SCHEDULE 13G, 2026-08-102026-04-06
Rosalind Advisors, Inc.9.9%464,676SCHEDULE 13G/A, 2026-02-112025-12-31
ADAR1 Capital Management, LLC9.9%472,721SCHEDULE 13G/A, 2026-08-142026-06-30
Baselake Partners, LP5.8%257,500SCHEDULE 13G, 2026-09-172026-09-10
4.9%192,984SCHEDULE 13G/A, 2026-01-292025-12-31
Nantahala Capital Partners Limited Partnership3.39%148,736SCHEDULE 13G/A, 2026-05-152026-03-31

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Kiora Pharmaceuticals, Inc. elsewhere on the record

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Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

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What the Full Report on Kiora Pharmaceuticals, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Nantahala Capital Management, LLC0491,8890491,889SCHEDULE 13G/A, 2026-08-14
Wilmot B. Harkey0491,8890491,889SCHEDULE 13G/A, 2026-08-14
Daniel Mack0491,8890491,889SCHEDULE 13G/A, 2026-08-14
Perceptive Advisors LLC0442,3870442,387SCHEDULE 13G, 2026-08-10
Joseph Edelman0442,3870442,387SCHEDULE 13G, 2026-08-10
Perceptive Life Sciences Master Fund, Ltd.0442,3870442,387SCHEDULE 13G, 2026-08-10
ADAR1 Capital Management, LLC0472,7210472,721SCHEDULE 13G/A, 2026-08-14
ADAR1 Capital Management GP, LLC0475,3780475,378SCHEDULE 13G/A, 2026-08-14
Daniel Schneeberger0472,7210472,721SCHEDULE 13G/A, 2026-08-14
Baselake Partners, LP0257,5000257,500SCHEDULE 13G, 2026-09-17
Baselake Management, LLC0257,5000257,500SCHEDULE 13G, 2026-09-17
David Paolella0257,5000257,500SCHEDULE 13G, 2026-09-17

The latest filing identifies Kiora Pharmaceuticals, Inc. by CUSIP 49721T507 and gives its principal executive office as 169 Saxony Rd., Suite 212, Encinitas, CA 92024 (SCHEDULE 13G, 2026-09-17).

Timeline

FiledHolderPercentFiling
2025-08-13Rosalind Advisors, Inc.9.9%SCHEDULE 13G/A
2025-08-14Nantahala Capital Partners Limited Partnership5.3%SCHEDULE 13G
2025-08-14ADAR1 Capital Management, LLC9.9%SCHEDULE 13G/A
2025-11-14Nantahala Capital Management, LLC9.99%SCHEDULE 13G/A
2026-01-29Orin Hirschman4.9%SCHEDULE 13G/A
2026-02-11Rosalind Advisors, Inc.9.9%SCHEDULE 13G/A
2026-05-15Nantahala Capital Partners Limited Partnership3.39%SCHEDULE 13G/A
2026-05-15Nantahala Capital Management, LLC9.99%SCHEDULE 13G/A
2026-05-15Alyeska Investment Group, L.P.9.99%SCHEDULE 13G
2026-08-10Perceptive Advisors LLC9.99%SCHEDULE 13G
2026-08-14Nantahala Capital Management, LLC9.99%SCHEDULE 13G/A
2026-08-14ADAR1 Capital Management, LLC9.9%SCHEDULE 13G/A
2026-09-17Baselake Partners, LP5.8%SCHEDULE 13G

Questions about who owns Kiora Pharmaceuticals, Inc.

Who owns Kiora Pharmaceuticals, Inc.?

On this page, 6 holders' latest ownership filings report 5% or more of Kiora Pharmaceuticals, Inc.: Nantahala Capital Management, LLC (9.99%, Schedule 13G/A, filed 2026-08-14), Alyeska Investment Group, L.P. (9.99%, Schedule 13G, filed 2026-05-15), Perceptive Advisors LLC (9.99%, Schedule 13G, filed 2026-08-10), Rosalind Advisors, Inc. (9.9%, Schedule 13G/A, filed 2026-02-11) and ADAR1 Capital Management, LLC (9.9%, Schedule 13G/A, filed 2026-08-14); 1 more is listed above.

Who are the largest shareholders of Kiora Pharmaceuticals, Inc.?

By the share each holder's latest filing reports, the largest holders of Kiora Pharmaceuticals, Inc. on this page are Nantahala Capital Management, LLC (9.99%), Alyeska Investment Group, L.P. (9.99%) and Perceptive Advisors LLC (9.99%).

When did Nantahala Capital Management, LLC buy into Kiora Pharmaceuticals, Inc.?

The filings give report dates, not purchase dates. The earliest filing from Nantahala Capital Management, LLC on this page is the Schedule 13G/A, filed 2025-11-14, reporting 9.99%; its latest, Schedule 13G/A filed 2026-08-14, reports 9.99%. That earliest filing is itself an amendment, which updates an earlier report.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 13 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

Also on the record for Kiora Pharmaceuticals, Inc.

DateRecordFigureOur pageSource
September 8, 2026Leadership change: Keith Lane appointed, Executive Vice President, Head—Leadership changesSource
April 21, 2026Form D, private offering$5M soldForm D pageSource
April 2, 2026Leadership change filing (Form 8-K, Item 5.02)—Leadership changesSource

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/kiora-pharmaceuticals
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Kiora Pharmaceuticals, Inc.? 6 holders at 5% or more, largest Nantahala Capital Management, LLC 9.99%. MentionFox, 2026-11-06. https://mentionfox.com/stakes/kiora-pharmaceuticals