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5%+ stakes · Schedule 13D and 13G

Azitra, Inc.: 5%+ holders

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Who has reported owning 5% or more of Azitra, Inc., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 10, 2026, 6 holders' latest Schedule 13D or 13G filings report owning 5% or more of Azitra, Inc. The largest reported stake is Alumni Capital LP's, at 9.99%. 9 filings are on record since August 14, 2025 (Schedule 13G/A, December 19, 2025).

Dauntless Investment Group, LLC also filed stake reports on 3 other companies ↓

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Key facts

  • · Reporting person: Nantahala Capital Management, LLC · Sole voting: 0 · Shared voting: 6,480,584 · Sole dispositive: 0 · Shared dispositive: 6,480,584 · SCHEDULE 13G, 2026-08-14
  • · Reporting person: Nantahala Capital Partners Limited Partnership · Sole voting: 0 · Shared voting: 5,448,213 · Sole dispositive: 0 · Shared dispositive: 5,448,213 · SCHEDULE 13G, 2026-08-14
  • · Reporting person: Dauntless Investment Group, LLC · Sole voting: 0 · Shared voting: 0 · Sole dispositive: 5,804,636 · Shared dispositive: 0 · SCHEDULE 13G, 2026-06-25
  • · Reporting person: Salva Francisco D. · Sole voting: 5,421,039 · Shared voting: 0 · Sole dispositive: 5,421,039 · Shared dispositive: 0 · SCHEDULE 13D, 2026-06-24
  • · Reporting person: Stonepine Capital Management, LLC · Sole voting: 0 · Shared voting: 1,744,339 · Sole dispositive: 0 · Shared dispositive: 1,744,339 · SCHEDULE 13G, 2026-06-22
At 5% or more6
Filings9
Latest filing2026-08-14

Azitra, Inc. has 9 Schedule 13D or 13G filings on record since 2025-08-14. 6 holders' latest filing reports 5% or more of common stock: par value $0.0001. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
Alumni Capital LP9.99%1,132,622SCHEDULE 13G/A, 2025-12-192025-11-25
9.99%5,421,039SCHEDULE 13D, 2026-06-242026-06-16
Nantahala Capital Management, LLC9.99%6,480,584SCHEDULE 13G, 2026-08-142026-06-30
Stonepine Capital Management, LLC9.9%1,744,339SCHEDULE 13G, 2026-06-222026-06-16
Dauntless Investment Group, LLC9.6%5,804,636SCHEDULE 13G, 2026-06-252026-06-24
Nantahala Capital Partners Limited Partnership8.4%5,448,213SCHEDULE 13G, 2026-08-142026-06-30
L1 Capital Global Opportunities Master Fund, Ltd.2.6%273,497SCHEDULE 13G/A, 2025-11-142025-11-14

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More on Azitra, Inc. and the records around it.

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What the Full Report on Azitra, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    17 cited sources found

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Salva Francisco D.5,421,03905,421,0390SCHEDULE 13D, 2026-06-24
Nantahala Capital Management, LLC06,480,58406,480,584SCHEDULE 13G, 2026-08-14
Wilmot B. Harkey06,480,58406,480,584SCHEDULE 13G, 2026-08-14
Daniel Mack06,480,58406,480,584SCHEDULE 13G, 2026-08-14
Stonepine Capital Management, LLC01,744,33901,744,339SCHEDULE 13G, 2026-06-22
Stonepine Capital, L.P.01,744,33901,744,339SCHEDULE 13G, 2026-06-22
Stonepine GP, LLC01,744,33901,744,339SCHEDULE 13G, 2026-06-22
Jon M. Plexico01,744,33901,744,339SCHEDULE 13G, 2026-06-22
Dauntless Investment Group, LLC005,804,6360SCHEDULE 13G, 2026-06-25
Nantahala Capital Partners Limited Partnership05,448,21305,448,213SCHEDULE 13G, 2026-08-14

The latest filing identifies Azitra, Inc. by CUSIP 05479L302 and gives its principal executive office as 21 BUSINESS PARK DRIVE, SUITE 6, BRANFORD, CT 06405 (SCHEDULE 13G, 2026-08-14).

What the percentages are based on

As of June 30, 2026, each of the Reporting Persons may be deemed to be the beneficial owner of 8.40% of the total number of Shares outstanding, based on 60,603,741 shares outstanding received from the issuer on July 7 2026, plus 4,266,971 Shares issuable upon exercise of warrants.Nantahala Capital Partners Limited Partnership, SCHEDULE 13G, 2026-08-14

Source of funds (Item 3)

The Reporting Person received 22,241 Incentive Stock Options to purchase shares of the Issuer's Common Stock as compensation for serving as Chief Executive Officer of the Company. The Reporting Person acquired shares of Preferred Stock that automatically converted into 4,064,050 shares of the Issuer's Common Stock on June 16, 2026.Salva Francisco D., SCHEDULE 13D, 2026-06-24

Purpose of Transaction (Item 4)

Salva Francisco D.

The Reporting Person acquired the securities for investment purposes and currently intends to hold the securities for investment. The Reporting Person may from time to time acquire additional securities of the Issuer or dispose of securities of the Issuer depending on market conditions, the Issuer's business and prospects, and other relevant factors.Item 4 of the SCHEDULE 13D filed 2026-06-24

Timeline

FiledHolderPercentFiling
2025-08-14L1 Capital Global Opportunities Master Fund, Ltd.6.48%SCHEDULE 13G/A
2025-08-20Alumni Capital LP9.99%SCHEDULE 13G
2025-11-14L1 Capital Global Opportunities Master Fund, Ltd.2.6%SCHEDULE 13G/A
2025-12-19Alumni Capital LP9.99%SCHEDULE 13G/A
2026-06-22Stonepine Capital Management, LLC9.9%SCHEDULE 13G
2026-06-24Salva Francisco D.9.99%SCHEDULE 13D
2026-06-25Dauntless Investment Group, LLC9.6%SCHEDULE 13G
2026-08-14Nantahala Capital Partners Limited Partnership8.4%SCHEDULE 13G
2026-08-14Nantahala Capital Management, LLC9.99%SCHEDULE 13G

Questions about who owns Azitra, Inc.

Who owns Azitra, Inc.?

On this page, 6 holders' latest ownership filings report 5% or more of Azitra, Inc.: Alumni Capital LP (9.99%, Schedule 13G/A, filed 2025-12-19), Salva Francisco D. (9.99%, Schedule 13D, filed 2026-06-24), Nantahala Capital Management, LLC (9.99%, Schedule 13G, filed 2026-08-14), Stonepine Capital Management, LLC (9.9%, Schedule 13G, filed 2026-06-22) and Dauntless Investment Group, LLC (9.6%, Schedule 13G, filed 2026-06-25); 1 more is listed above.

Who are the largest shareholders of Azitra, Inc.?

By the share each holder's latest filing reports, the largest holders of Azitra, Inc. on this page are Alumni Capital LP (9.99%), Salva Francisco D. (9.99%) and Nantahala Capital Management, LLC (9.99%).

When did Alumni Capital LP buy into Azitra, Inc.?

The filings give report dates, not purchase dates. The earliest filing from Alumni Capital LP on this page is the Schedule 13G, filed 2025-08-20, reporting 9.99%; its latest, Schedule 13G/A filed 2025-12-19, reports 9.99%.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 9 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

Also on the record for Azitra, Inc.

DateRecordFigureOur pageSource
May 21, 2026IPO filing, Form S-1—IPO filingsSource
December 10, 2025IPO filing, Form S-1—IPO filingsSource
October 14, 2025IPO filing, Form RW—IPO filingsSource
August 29, 2025IPO filing, Form S-1—IPO filingsSource
July 18, 2025IPO filing, Form S-1—IPO filingsSource
April 28, 2025IPO filing, Form S-1—IPO filingsSource
July 19, 2024IPO filing, Form S-1/A—IPO filingsSource
July 15, 2024IPO filing, Form S-1—IPO filingsSource

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/azitra
Last updated 2026-11-10
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Azitra, Inc.? 6 holders at 5% or more, largest Alumni Capital LP 9.99%. MentionFox, 2026-11-10. https://mentionfox.com/stakes/azitra