Flotek Industries, Inc. has 1 Schedule 13D or 13G filing on record since 2026-09-15. 1 holder's latest filing reports 5% or more of common stock, par value $0.0001 per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| ProFrac Holding Corp. | 54.5% | 20,937,915 | SCHEDULE 13D/A, 2026-09-15 | 2026-09-11 |
Purpose of Transaction (Item 4)
ProFrac Holding Corp.
Item 4 of the Schedule 13D is hereby amended to include the following: On September 11, 2026, a lender under that certain Term Loan Credit Agreement, dated December 27, 2023, by and among Alpine Holding II, LLC ("Alpine Holding"), PF Proppant Holding, LLC, the subsidiary guarantor parties thereto, the several lenders thereto and CLMG Corp., as the agent and collateral agent, assigned $60,000,000 aggregate principal amount of term loans (the "2026 Term Loans") to THRC Holdings, LP ("THRC") and Farris C. Wilks, a natural person ("FW" and, together with THRC, the "Affiliate Loan Lenders"), of which $34,320,000 was assigned to THRC and $25,680,000 was assigned to FW. The 2026 Term Loans were designated as a new and separate class of Term Loans. Concurrently with such assignment, ProFrac GDM sold to the Affiliate Loan Lenders, pursuant to stock transfer agreements (the "Flotek Stock Transfer Agreements"), an aggregate of 2,306,806 shares of common stock, par value $0.0001 per share, of the Issuer in exchange for the Affiliate Loan Lenders' agreement that the 2026 Term Loans be repaid in full and cancelled. Upon closing of the Flotek Stock Transfer Agreements, the 2026 Term Loans (including any prepayment premium or make-whole amount) were deemed repaid in full and cancelled. Messrs. Dan H. Wilks and Farris C. Wilks are brothers and are the founders and principal stockholders of ProFrac Holding Corp. ("ProFrac"). THRC is an entity affiliated with Dan H. Wilks. The foregoing …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-09-15; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-09-15 | ProFrac Holding Corp. | 54.5% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.