As of November 9, 2026, 2 holders' latest Schedule 13D or 13G filings report owning 5% or more of Equus Total Return, Inc. The largest reported stake is Anthony Prestigiacomo's, at 12.53%. 2 filings are on record since June 23, 2026 (Schedule 13G, November 5, 2026).
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Equus Total Return, Inc. has 2 Schedule 13D or 13G filings on record since 2026-06-23. 2 holders' latest filing reports 5% or more of common stock, $0.001 par value per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| 12.53% | 2,000,000 | SCHEDULE 13G, 2026-11-05 | 2026-10-26 | |
| 5.61% | 783,000 | SCHEDULE 13D, 2026-06-23 | 2026-06-19 |
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What the Full Report on Equus Total Return, Inc. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| Anthony Prestigiacomo | 2,000,000 | 0 | 2,000,000 | 0 | SCHEDULE 13G, 2026-11-05 |
| Howard Todd Horberg | 783,000 | 0 | 783,000 | 0 | SCHEDULE 13D, 2026-06-23 |
The latest filing identifies Equus Total Return, Inc. by CUSIP 294766100 and gives its principal executive office as 700 Louisiana Street, 41st Floor, Houston, TX 77002 (SCHEDULE 13G, 2026-11-05).
What the percentages are based on
12.53%, based on 13,966,696 shares of common stock outstanding as of June 30, 2026, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2026, plus the 2,000,000 shares issuable upon exercise of the warrants, which are deemed outstanding pursuant to Rule 13d-3(d)(1).Anthony Prestigiacomo, SCHEDULE 13G, 2026-11-05
Source of funds (Item 3)
The aggregate purchase price of the Shares being reported herein was approximately $1,596,790. The source of funds to purchase the Shares came from working capital of the Entities. The Reporting Person is the sole beneficial owner of the Shares held by each of the Entities. As referenced in this Schedule 13D, the "Entities" mean Horberg Enterprises LP and Howard Todd Horberg Rollover IRA.Howard Todd Horberg, SCHEDULE 13D, 2026-06-23
Purpose of Transaction (Item 4)
Howard Todd Horberg
On June 23, 2026, the Reporting Person issued a letter expressing his views concerning the Issuer and certain matters relating to the Issuer (the "Letter"). A copy of the Letter is attached hereto as Exhibit 99.1 and is incorporated herein by reference. In addition, the Reporting Person may from time to time communicate with the Issuer and other interested parties regarding a variety of matters relating to the Issuer, including corporate governance, capital allocation, management, board composition, strategic alternatives, business combinations, acquisitions, mergers, sales of assets, recapitalizations, financings, operational matters and other transactions or alternatives that could affect the Issuer and its stockholders. The Reporting Person intends to review his investments in the Issuer on a continuing basis and may, depending on various factors, including market conditions, the Issuer's performance and prospects, and other investment considerations, acquire additional Shares, dispose of some or all of his Shares, engage in transactions involving the Shares, or formulate plans or proposals regarding the Issuer, subject to restrictions under applicable laws. Except as set forth herein, the Reporting Person has no present plan or proposal that relates to or would result in any of the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D, although the Reporting Person reserves the right to formulate such plans or proposals in the future and to take …The first part of Item 4 of the SCHEDULE 13D filed 2026-06-23; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-06-23 | Howard Todd Horberg | 5.61% | SCHEDULE 13D |
| 2026-11-05 | Anthony Prestigiacomo | 12.53% | SCHEDULE 13G |
Questions about who owns Equus Total Return, Inc.
Who owns Equus Total Return, Inc.?
On this page, 2 holders' latest ownership filings report 5% or more of Equus Total Return, Inc.: Anthony Prestigiacomo (12.53%, Schedule 13G, filed 2026-11-05) and Howard Todd Horberg (5.61%, Schedule 13D, filed 2026-06-23).
Who are the largest shareholders of Equus Total Return, Inc.?
By the share each holder's latest filing reports, the largest holders of Equus Total Return, Inc. on this page are Anthony Prestigiacomo (12.53%) and Howard Todd Horberg (5.61%).
When did Anthony Prestigiacomo buy into Equus Total Return, Inc.?
The filings give report dates, not purchase dates. The earliest filing from Anthony Prestigiacomo on this page is the Schedule 13G, filed 2026-11-05, reporting 12.53%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 2 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.