Ethan Allen Interiors Inc has 5 Schedule 13D or 13G filings on record since 2025-07-18. 2 holders' latest filing reports 5% or more of common stock, $0.01 par value per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| BlackRock, Inc. | 8.2% | 2,074,073 | SCHEDULE 13G/A, 2026-07-08 | 2026-06-30 |
| DGB Investment, Inc. | 5% | 1,050,000 | SCHEDULE 13D/A, 2026-08-27 | 2026-08-25 |
| The Vanguard Group | 0% | 0 | SCHEDULE 13G/A, 2026-03-26 | 2026-03-13 |
Purpose of Transaction (Item 4)
DGB Investment, Inc.
Item 4 is hereby amended to add the following: On August 19, 2026, the Issuer's counsel advised counsel for DGB Investment that in January 2026, the Board had purportedly reduced the size of the Board from six to five directors. The Issuer has never publicly disclosed this reduction in Board size, and such information contradicted information that a member of the Issuer's senior management had previously shared with a representative of DGB Investment. To ascertain whether the undisclosed reduction in the size of the Board was properly considered and enacted in accordance with the Board's fiduciary duties to stockholders, on August 25, 2026, DGB Investment delivered a books and records demand pursuant to Section 220 of the Delaware General Corporation Law (the "Books and Records Demand") to the Issuer. The Books and Records Demand requests, among other things, the Board's corporate records with respect to any reduction in the number of directors on the Board, in a format that preserves and provides all relevant metadata. On August 27, 2026, in reliance upon the Issuer's counsel's representation that the Board had reduced its size in January 2026, DGB Investment delivered a letter to the Issuer withdrawing its nomination of Ms. O'Reilly for election to the Board at the 2026 Annual Meeting in order to conform with the requirements of Rule 14a-19 under the Securities Exchange Act of 1934, as amended. DGB Investment expressly reserves all rights pending the Issuer's production …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-08-27; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-18 | BlackRock, Inc. | 13.7% | SCHEDULE 13G/A |
| 2026-03-26 | The Vanguard Group | 0% | SCHEDULE 13G/A |
| 2026-07-08 | BlackRock, Inc. | 8.2% | SCHEDULE 13G/A |
| 2026-08-05 | DGB Investment, Inc. | 5% | SCHEDULE 13D |
| 2026-08-27 | DGB Investment, Inc. | 5% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.