As of November 7, 2026, Ellsworth Growth and Income Fund Ltd. is a publicly traded company (NYSE: ECF). The largest holder reporting an active stake on Schedule 13D is Saba Capital Management, L.P., at 13.48%. No bankruptcy or receivership appears in its SEC Form 8-K filings. Passive holders reporting on Schedule 13G include Sit Investment Associates, Inc. (5.6%) (Schedule 13D/A, November 6, 2026).
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Is Ellsworth Growth and Income Fund Ltd. a real, registered company?
- Ellsworth Growth and Income Fund Ltd. files with the SEC under CIK 793040 (its SEC filings).
- Its shares are listed under the ticker ECF on NYSE (also ECF-PA) (SEC company record).
- Incorporated in Delaware; business address in Morristown, New Jersey, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Ellsworth Growth and Income Fund Ltd. in our court records and SEC 8-K records (as of 2026-11-07).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Saba Capital Management, L.P. (filed 2026-11-06).
Who are Ellsworth Growth and Income Fund Ltd.'s owners and officers?
Ellsworth Growth and Income Fund Ltd.: incorporated in Delaware; business address in Morristown, New Jersey (Schedule 13D/A, 2026-11-06).
| Report | Holder | Share |
|---|---|---|
| Schedule 13D/A, 2026-11-06 | Saba Capital Management, L.P. | 13.48% |
| Schedule 13G/A, 2026-10-29 | Wells Fargo & Company | 1.9% |
| Schedule 13G/A, 2026-07-28 | Wells Fargo & Company | 6.8% |
| Schedule 13G/A, 2026-05-12 | Wells Fargo & Company | 6.9% |
| Schedule 13G/A, 2026-01-29 | Wells Fargo & Company | 7% |
| Schedule 13D/A, 2025-11-10 | Saba Capital Management, L.P. | 12.29% |
| Schedule 13G/A, 2025-10-22 | Wells Fargo & Company | 6.7% |
| Schedule 13G/A, 2025-08-06 | Wells Fargo & Company | 6.8% |
| Schedule 13G, 2025-07-07 | Sit Investment Associates, Inc. | 5.6% |
| Schedule 13D/A, 2025-07-01 | Gamco Investors, Inc. Et Al | 9.1% |
Questions about who owns Ellsworth Growth and Income Fund Ltd.
Who owns Ellsworth Growth and Income Fund Ltd.?
On this page, 3 holders' latest ownership filings report 5% or more of Ellsworth Growth and Income Fund Ltd.: Saba Capital Management, L.P. (13.48%, Schedule 13D/A, filed 2026-11-06), Gamco Investors, Inc. Et Al (9.1%, Schedule 13D/A, filed 2025-07-01) and Sit Investment Associates, Inc. (5.6%, Schedule 13G, filed 2025-07-07).
Who are the largest shareholders of Ellsworth Growth and Income Fund Ltd.?
By the share each holder's latest filing reports, the largest holders of Ellsworth Growth and Income Fund Ltd. on this page are Saba Capital Management, L.P. (13.48%), Gamco Investors, Inc. Et Al (9.1%) and Sit Investment Associates, Inc. (5.6%).
When did Saba Capital Management, L.P. buy into Ellsworth Growth and Income Fund Ltd.?
The filings give report dates, not purchase dates. The earliest filing from Saba Capital Management, L.P. on this page is the Schedule 13D/A, filed 2025-11-10, reporting 12.29%; its latest, Schedule 13D/A filed 2026-11-06, reports 13.48%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 10 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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What the Full Report on Ellsworth Growth and Income Fund Ltd. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
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Which insiders own Ellsworth Growth and Income Fund Ltd. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- Saba Capital Management, L.P., a 10% owner: 1,821,810 shares, held indirectly through a _ (Form 4, 2026-11-06).
- , a 10% owner: 1,635,252 shares, held indirectly through a -, on a joint filing (Form 4, 2025-08-21).
- , the president and a director: 12,292 shares (Form 4, 2026-01-07).
- , a director: 2,000 shares, held indirectly through a trust account for daughter (Form 4, 2026-06-02).
Shares only: the company's cover page does not give one share count for a single class, so no percentage is worked out.
How much has Ellsworth Growth and Income Fund Ltd. raised?
No fundraising or offering filing from Ellsworth Growth and Income Fund Ltd. is on file with us.
Keep reading
More on Ellsworth Growth and Income Fund Ltd. and the records around it.
Ellsworth Growth and Income Fund Ltd. elsewhere on the record
- 5%+ stake filings Nov 2026
Companies that share a holder
- Wells Fargo & Company also filed stake reports on 16 other companies: Ares Dynamic Credit Allocation Fund (Oct 2026), BlackRock MuniYield PA Quality (Oct 2026), RiverNorth/DoubleLine Strategic Opp Fund (Oct 2026)
- GAMCO INVESTORS, INC. ET AL also filed stake reports on 45 other companies: NATHANS FAMOUS, INC. (Oct 2026), BEASLEY BROADCAST GROUP INC (Oct 2026), TENNANT CO (Sep 2026)
- Sit Investment Associates, Inc. also filed stake reports on 67 other companies: TCW STRATEGIC INCOME FUND INC (Nov 2026), Western Asset Premier Bond Fund (Nov 2026), Blackstone Long-Short Credit Income Fund (Oct 2026)
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