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5%+ stakes · Schedule 13D and 13G

Aptevo Therapeutics Inc.: 5%+ holders

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Who has reported owning 5% or more of Aptevo Therapeutics Inc., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 10, 2026, 4 holders' latest Schedule 13D or 13G filings report owning 5% or more of Aptevo Therapeutics Inc. The largest reported stake is Niowave, Inc.'s, at 12.2%. 11 filings are on record since July 8, 2025 (Schedule 13G, June 22, 2026).

YA II PN, Ltd. also filed stake reports on 13 other companies ↓

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Key facts

  • · Reporting person: CVI Investments, Inc. · Sole voting: 0 · Shared voting: 83,854 · Sole dispositive: 0 · Shared dispositive: 83,854 · SCHEDULE 13G/A, 2026-08-14
  • · Reporting person: Niowave, Inc. · Sole voting: 151,723 · Shared voting: 0 · Sole dispositive: 151,723 · Shared dispositive: 0 · SCHEDULE 13G, 2026-06-22
  • · Holder: Point72 Asset Management, L.P. · Percent: 0% · SCHEDULE 13G/A
  • · Holder: CVI Investments, Inc. · Percent: 8.2% · SCHEDULE 13G/A
  • · Holder: Bank Of America Corp · Percent: 0% · SCHEDULE 13G/A
At 5% or more4
Filings11
Latest filing2026-08-14

Aptevo Therapeutics Inc. has 11 Schedule 13D or 13G filings on record since 2025-07-08. 4 holders' latest filing reports 5% or more of common stock, $0.001 par value per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
Niowave, Inc.12.2%151,723SCHEDULE 13G, 2026-06-222026-05-25
Ayrton Capital LLC10%358,150SCHEDULE 13G, 2025-08-132025-06-30
YA II PN, Ltd.9.99%357,842SCHEDULE 13G, 2025-07-082025-06-16
CVI Investments, Inc.6.3%83,854SCHEDULE 13G/A, 2026-08-142026-06-30
L1 Capital Global Opportunities Master Fund, Ltd.4.99%164,300SCHEDULE 13G/A, 2025-08-142025-08-14
Point72 Asset Management, L.P.0%0SCHEDULE 13G/A, 2026-02-172025-12-31
Bank Of America Corp0%86SCHEDULE 13G/A, 2025-11-072025-10-31

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More on Aptevo Therapeutics Inc. and the records around it.

Aptevo Therapeutics Inc. elsewhere on the record

Companies that share a holder

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What the Full Report on Aptevo Therapeutics Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Niowave, Inc.151,7230151,7230SCHEDULE 13G, 2026-06-22
CVI Investments, Inc.083,854083,854SCHEDULE 13G/A, 2026-08-14
Heights Capital Management, Inc.083,854083,854SCHEDULE 13G/A, 2026-08-14

The latest filing identifies Aptevo Therapeutics Inc. by CUSIP 03835L702 and gives its principal executive office as 2401 4th Avenue, Suite 1050, Seattle, WA 98121 (SCHEDULE 13G/A, 2026-08-14).

Timeline

FiledHolderPercentFiling
2025-07-08YA II PN, Ltd.9.99%SCHEDULE 13G
2025-08-13Ayrton Capital LLC10%SCHEDULE 13G
2025-08-14L1 Capital Global Opportunities Master Fund, Ltd.4.99%SCHEDULE 13G/A
2025-08-14CVI Investments, Inc.9.9%SCHEDULE 13G/A
2025-09-17Point72 Asset Management, L.P.9.1%SCHEDULE 13G
2025-10-06Bank Of America Corp15%SCHEDULE 13G
2025-11-07Bank Of America Corp0%SCHEDULE 13G/A
2026-02-17Point72 Asset Management, L.P.0%SCHEDULE 13G/A
2026-02-17CVI Investments, Inc.8.2%SCHEDULE 13G/A
2026-06-22Niowave, Inc.12.2%SCHEDULE 13G
2026-08-14CVI Investments, Inc.6.3%SCHEDULE 13G/A

Questions about who owns Aptevo Therapeutics Inc.

Who owns Aptevo Therapeutics Inc.?

On this page, 4 holders' latest ownership filings report 5% or more of Aptevo Therapeutics Inc.: Niowave, Inc. (12.2%, Schedule 13G, filed 2026-06-22), Ayrton Capital LLC (10%, Schedule 13G, filed 2025-08-13), YA II PN, Ltd. (9.99%, Schedule 13G, filed 2025-07-08) and CVI Investments, Inc. (6.3%, Schedule 13G/A, filed 2026-08-14).

Who are the largest shareholders of Aptevo Therapeutics Inc.?

By the share each holder's latest filing reports, the largest holders of Aptevo Therapeutics Inc. on this page are Niowave, Inc. (12.2%), Ayrton Capital LLC (10%) and YA II PN, Ltd. (9.99%).

When did Niowave, Inc. buy into Aptevo Therapeutics Inc.?

The filings give report dates, not purchase dates. The earliest filing from Niowave, Inc. on this page is the Schedule 13G, filed 2026-06-22, reporting 12.2%.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 11 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

Also on the record for Aptevo Therapeutics Inc.

DateRecordFigureOur pageSource
August 26, 2026Form D, private offering$3.47M soldForm D pageSource
April 18, 2025Form D, private offering$2.10M soldForm D pageSource

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/aptevo-therapeutics
Last updated 2026-11-10
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Aptevo Therapeutics Inc.? 4 holders at 5% or more, largest Niowave, Inc. 12.2%. MentionFox, 2026-11-10. https://mentionfox.com/stakes/aptevo-therapeutics