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Form D · on the record

Aptevo Therapeutics Inc. — $3.47M Form D filing, August 2026

Aptevo Therapeutics Inc. filed a Form D with the Securities and Exchange Commission on 2026-08-26.

Aptevo Therapeutics Inc. filed a Form D notice of an exempt securities offering with the SEC on August 26, 2026. The filing reports $3.47M sold. Its industry group is Pharmaceuticals. It names Jeffrey Lamothe (Executive Officer, Director), Marvin White (Executive Officer, Director), Daphne Taylor (Executive Officer) (SEC Form D, August 26, 2026).

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Aptevo Therapeutics Inc.

New Form D on file · 2026-08-26 · the record

$3.47M
raise on the record
D
filing
3
investors in
WASHINGTON
based
Open the record →

What the record says

FilingForm D
Filed2026-08-26
Industry groupPharmaceuticals
Entity typeCorporation
Incorporated inDELAWARE
BasedSeattle, WASHINGTON
CIK1671584
Accession0001193125-26-368286

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More on the people and the money behind Aptevo Therapeutics Inc., from the filings we hold.

Raised through the same sales agent

Roth Capital Partners, LLC received sales compensation on this raise and on 4 other raises we hold, nearest in date first:

More raises like this

Pharmaceuticals raises filed within 90 days of this one, largest first.

What do you want to do with Aptevo Therapeutics Inc.?

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What the filing shows about Aptevo Therapeutics Inc.

  • 3 investors had already put money in when it filed.
  • The filing names 8 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

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Who the filing names, and in what role

The filing gives Aptevo Therapeutics Inc.'s address as 2401 4th Ave., Suite 1050, Seattle, WA 98121.

What the filing says

  • Offered: $3,472,683. Sold: $3,472,683. Left to sell: nothing, all of it is sold. (filing)
  • Investors: 3 had already invested. (filing)
  • Date of first sale: August 12, 2026. (filing)
  • Types of securities: Equity; Options, warrants or other rights to acquire another security. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. (filing)
  • On sales commissions and finders' fees: the filing adds “We paid an additional $90,000 in placement agent expenses.” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Is Aptevo Therapeutics Inc. a real, registered company?

Aptevo Therapeutics Inc. is a registered filer with the SEC (CIK 1671584) and has filed since 2025-04-18. 2 filings are on record, the latest on 2026-08-26.

A filing shows the company exists and what it reports about itself. It is not an audit or a rating.

Who runs Aptevo Therapeutics Inc.?

Aptevo Therapeutics Inc.'s Form D of 2026-08-26 names Jeffrey Lamothe, Marvin White, Daphne Taylor and 5 more as its officers, directors or promoters.

How much has Aptevo Therapeutics Inc. raised?

Its new offerings report $5.57M sold across 2 offerings, as its own filings state.

Filing history · 2 filings on this registrant
Form D · 2025-04-18 · $2.10MForm D · 2026-08-26 · $3.47M · this page 2025-04-18 2026-08-26

Each marker is one filing. The larger marker is the filing this page is about.

Pharmaceuticals · by week
This raise, $3.47M, filed week of Aug 24

Trailing twelve months. 157 filings in Pharmaceuticals, totalled by week. The dot is this raise, $3.47M, on the same scale — one filing against the whole group's total, so it sits low by construction.

Want the whole picture on Aptevo Therapeutics Inc.?

What the filing shows about Aptevo Therapeutics Inc.

  • 3 investors had already put money in when it filed.
  • The filing names 8 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

A Full Report on Aptevo Therapeutics Inc.: verified, sourced, every claim cited, ready in a few minutes. See pricing.

What the Full Report on Aptevo Therapeutics Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    2 cited sources found

Plus the sections for what you are deciding, which you pick after ordering.

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First screen of a real sample Full Report on EchoStar: the verdict, 17 sections, 63 cited sources, built 2026-10-21A real finished report, first screen. Opens in a new tab.

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Sourced from the filing index on sec.gov, and from the company's own site, read directly on 2026-09-26 (aptevotherapeutics.com).

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Aptevo Therapeutics Inc.: Raised $3.47M, Form D filed 2026-08-26
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Permanent URL: https://mentionfox.com/funding/aptevo-therapeutics-inc-form-d-26000001
Last updated 2026-10-20
Primary record: SEC filing 1 · SEC filing 2
Aptevo Therapeutics Inc. raised $3.47M — SEC Form D filing, August 2026. MentionFox, 2026-10-20. https://mentionfox.com/funding/aptevo-therapeutics-inc-form-d-26000001