SMITH MICRO SOFTWARE, INC. filed a Form D with the Securities and Exchange Commission on 2025-11-20.
SMITH MICRO SOFTWARE, INC. filed a Form D notice of an exempt securities offering with the SEC on November 20, 2025. SMITH MICRO SOFTWARE, INC. trades on Nasdaq as SMSI. Its industry group is Telecommunications. It names Timothy Huffmyer (Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer), William Smith Jr. (Chairman of the Board, President, and Chief Executive Officer), Andrew Arno (Director) (SEC Form D, November 20, 2025).
In its own words: “Proven Solutions For Wireless Service Providers To Enrich Today's Connected Lifestyles And Engage Consumers Via Smartphones And Consumer IoT.” (smithmicro.com, checked November 1, 2026)
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New Form D on file · 2025-11-20 · the record
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Roth Capital Partners, LLC received sales compensation on this raise and on 3 other raises we hold, nearest in date first:
Telecommunications raises filed within 90 days of this one, largest first.
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What the filing shows about SMITH MICRO SOFTWARE, INC.
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The filing gives SMITH MICRO SOFTWARE, INC.'s address as 5800 Corporate Drive, Pittsburgh, PA 15237.
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This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.
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SMITH MICRO SOFTWARE, INC. is a registered filer with the SEC (CIK 948708) and has filed since 2024-05-21. 9 filings are on record, the latest on 2026-06-30.
A filing shows the company exists and what it reports about itself. It is not an audit or a rating.
SMITH MICRO SOFTWARE, INC.'s Form D of 2025-11-20 names Timothy Huffmyer, William Smith Jr., Andrew Arno and 6 more as its officers, directors or promoters.
Its new offerings report $10.32M sold across 4 offerings, as its own filings state.
Each marker is one filing. The larger marker is the filing this page is about.
Trailing twelve months. 55 filings in Telecommunications, totalled by week.
On the filing as: Executive Officer.
Timothy Huffmyer is named as Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
On the filing as: Executive Officer, Director.
William Smith Jr. is named as Chairman of the Board, President, and Chief Executive Officer on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
Andrew Arno is named as Director on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
Thomas Campbell is named as Director on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
Steven Elfman is named as Director on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
Samuel Gulko is named as Director on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
Asha Keddy is named as Director on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
Chetan Sharma is named as Director on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
Gregory Szabo is named as Director on the Form D that SMITH MICRO SOFTWARE, INC. filed with the SEC on 20 November 2025, one of 9 people that filing names.
9 people named on the filing — 2 holding an executive role and 7 as directors only.
Named as of the 2025-11-20 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
No investor is drawn from a Form D — the form states how many invested and never who.
What the filing shows about SMITH MICRO SOFTWARE, INC.
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
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