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Form D · on the record

SMITH MICRO SOFTWARE — $4.89M Form D filing, March 2026

SMITH MICRO SOFTWARE, INC. filed a Form D with the Securities and Exchange Commission on 2026-03-16.

SMITH MICRO SOFTWARE, INC. filed a Form D notice of an exempt securities offering with the SEC on March 16, 2026. The filing reports $4.89M sold. Its industry group is Telecommunications. It names Timothy Huffmyer (Vice President, Chief Operating Officer, Chief Financial Officer and Treasurer), William Smith Jr. (Chairman of the Board, President, and Chief Executive Officer), Andrew Arno (Director) (SEC Form D, March 16, 2026).

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SMITH MICRO SOFTWARE, INC.

New Form D on file · 2026-03-16 · the record

$4.89M
raise on the record
D
filing
6
investors in
PENNSYLVANIA
based
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What the record says

FilingForm D
Filed2026-03-16
Industry groupTelecommunications
Entity typeCorporation
Incorporated inDELAWARE
BasedPITTSBURGH, PENNSYLVANIA
CIK948708
Accession0000948708-26-000001

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Telecommunications raises filed within 90 days of this one, largest first.

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What the filing shows about SMITH MICRO SOFTWARE, INC.

  • 6 investors had already put money in when it filed.
  • The filing names 9 people as officers, directors or promoters.

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What the filing says

  • Offered: $4,889,325. Sold: $4,889,325. Left to sell: nothing, all of it is sold. (filing)
  • Investors: 6 had already invested. (filing)
  • Date of first sale: March 6, 2026. (filing)
  • Types of securities: Debt; Options, warrants or other rights to acquire another security; Securities to be acquired on exercise of an option, warrant or other right. (filing)
  • Item 16: the filing reports that none of the proceeds goes to executive officers, directors or promoters. It adds: “The Company intends to use the proceeds to fully repay notes due March 31, 2026 up to $2.2 million plus any accrued interest from extensions and for general corporate purposes.” (filing)
  • On the amounts offered and sold: the filing adds “Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent private placement of secured convertible notes.” (filing)

This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.

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Filing history · 9 filings on this registrant
Form D · 2024-05-21Form D · 2024-10-10 · $3MForm D · 2024-10-10Form D · 2025-08-04Form D · 2025-09-23 · $933KForm D · 2025-11-20 · $1.50MForm D · 2025-11-20Form D · 2026-03-16 · $4.89M · this pageForm D · 2026-06-30 2024-05-21 2026-06-30

Each marker is one filing. The larger marker is the filing this page is about.

Telecommunications · by week
This raise, $4.89M, filed week of Mar 16

Trailing twelve months. 62 filings in Telecommunications, totalled by week. The dot is this raise, $4.89M, on the same scale — one filing against the whole group's total, so it sits low by construction.

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What the filing shows about SMITH MICRO SOFTWARE, INC.

  • 6 investors had already put money in when it filed.
  • The filing names 9 people as officers, directors or promoters.

Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.

Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC

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  5. The Money: Funding, Valuation, Runway

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  8. Sources

    1 cited source found

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SMITH MICRO SOFTWARE, INC.: Raised $4.89M, Form D filed 2026-03-16

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Permanent URL: https://mentionfox.com/funding/smith-micro-software-inc-form-d-26000002
Last updated 2026-10-25
Primary record: SEC filing 1 · SEC filing 2
SMITH MICRO SOFTWARE raised $4.89M — SEC Form D filing, March 2026. MentionFox, 2026-10-25. https://mentionfox.com/funding/smith-micro-software-inc-form-d-26000002