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Leadership changes · SMBK · SEC Form 8-K, Item 5.02

Leadership changes at Smartfinancial Inc. (2026)

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Who joined and who left Smartfinancial Inc. (SMBK)? 1 appointment reported on 2026-03-31, each cited to the company's own filing.

Cynthia A. Cain was named Chief Operating Officer of Smartfinancial Inc. As of November 6, 2026, Smartfinancial Inc. has reported one leadership change filing to the SEC under Item 5.02 of Form 8-K, on March 31, 2026, naming 1 appointment (Form 8-K, March 31, 2026).

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LEHMAN KENNETH R also filed stake reports on 3 other companies ↓

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Changes1
In (appointed)1
Latest filing2026-03-31

Smartfinancial Inc. reported a change among its directors and officers to the SEC on Form 8-K, Item 5.02, on 2026-03-31. It names 1 person. Every row below is cited to the filing it comes from, and this page adds each new change as Smartfinancial Inc. files it.

Also on the record for Smartfinancial Inc.

DateRecordFigureOur pageSource
April 27, 2026Stake report, Schedule 13G/A, by BlackRock, Inc.6% of the class5%+ stakesSource
January 14, 2026Stake report, Schedule 13G/A, by LEHMAN KENNETH R4.2% of the class5%+ stakesSource

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Timeline

FiledIn / outPersonRoleEffectiveSource
2026-03-31InChief Operating Officer8-K, 2026-03-31

Who leads Smartfinancial Inc., as last reported?

For each role that changed in the filings below, the most recent change reported. A role that did not change in these filings is not listed.

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Every change, in the filing's words

Filed 2026-03-31 · 8-K

Appointed: Cynthia A. Cain, Chief Operating Officer

On March 31, 2026, SmartBank, the wholly-owned subsidiary of SmartFinancial, Inc. (the " Company ") announced that Cynthia A. Cain was promoted to the position of Chief Operating Officer, effective immediately.

Also stated in this filing

  • Cynthia A. Cain, age 53, has served as the Chief Accounting Officer of the Company since August of 2022.
  • Ms. Cain has 30 years of experience in accounting and over 17 years of experience in the financial industry.
  • Ms. Cain joined SmartBank in 2019 and previously served as the Director of Financial Planning & Analysis from May 2019 until August 2022.
  • Ms. Cain previously served as Senior Vice President in the Accounting Department at South State Bank in Columbia, South Carolina, for 12 years.
  • While serving in various roles, Ms. Cain had extensive involvement with accounting operations, financial reporting, mergers and acquisitions, stress testing, and strategic planning.

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Where this comes from

A public company must file a current report on Form 8-K with the SEC within four business days when a director leaves or is elected, or when its chief executive, chief financial, chief accounting or chief operating officer, or another named executive, departs or is appointed. That disclosure goes under Item 5.02 of the report.

Every change on this page is taken from one of those filings and quoted in the company's own words, with a link to the filing, so it can be checked at the source. Where a filing names the person, the role and the date a change takes effect, they are shown beside the quote. Where it does not, the quote stands on its own. A filing states what changed; it rarely states why, and neither does this page.

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Permanent URL: https://mentionfox.com/executive-changes/smartfinancial
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3
Who joined Smartfinancial Inc.? Leadership changes (2026). MentionFox, 2026-11-06. https://mentionfox.com/executive-changes/smartfinancial