Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Rocky Mountain Chocolate Factory, Inc. in our court records and SEC 8-K records (as of 2026-10-18).
- Leadership changes: the latest reported is David Denker, Chief Operating Officer (Form 8-K filed 2026-08-24). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names American Heritage Railways, Inc. (filed 2026-06-10).
Who is behind it
Rocky Mountain Chocolate Factory, Inc.: incorporated in Delaware; business address in Durango, Colorado; industry Sugar & Confectionery Products (Form D, 2026-08-24).
Officers and directors, each with the role and the filing that names them:
- Jeffrey R. Geygan: Executive Officer, Director (Form D, 2025-12-31)
- Carrie E. Cass: Executive Officer (Form D, 2025-12-31)
- Melvin L. Keating: Director (Form D, 2025-12-31)
- Steven L. Craig: Director (Form D, 2025-12-31)
- Alberto R. Perez-Jacome Friscione: Director (Form D, 2025-12-31)
- Brian R. Quinn: Director (Form D, 2025-12-31)
| Report | Holder | Share |
|---|---|---|
| Schedule 13D/A, 2026-06-10 | American Heritage Railways, Inc. | 8.7% |
| Schedule 13G/A, 2026-02-13 | Wax Asset Management, LLC | 2.51% |
| Schedule 13D, 2026-01-02 | Arm-D Rocky Mountain Chocolate Holdings LLC | 16.1% |
| Schedule 13D/A, 2025-12-22 | Global Value Investment Corporation | 21.14% |
| Schedule 13D/A, 2025-09-17 | Radoff Bradley Louis | 4.6% |
| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-08-24 | David Denker | Chief Operating Officer | appointed | |
| Form 8-K, 2026-07-14 | Allen C. Harper | Chief Executive Officer and Principal Executive Officer | appointed | 2026-06-30 |
| Form 8-K, 2026-07-06 | Allen C. Harper | Chief Executive Officer and Principal Executive Officer | appointed |
Money raised
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2025-12-31 | $2.70M | $2.70M |
Latest IPO step: Rocky Mountain Chocolate Factory, Inc. amended its IPO registration (S-1/A, 2026-02-04).
IPO filings: S-1/A, 2026-02-04, S-1, 2026-01-23, S-1/A, 2024-09-30, S-1, 2024-09-05; ticker RMCF on Nasdaq Capital Market.
Related pages
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Cite this page
Permanent URL:
https://mentionfox.com/who-owns/rocky-mountain-chocolate-factoryLast updated 2026-10-18
Primary record: Schedule 13D/A, 2026-06-10 · Form D, 2025-12-31 · Form 8-K, 2026-08-24 · Form 8-K, 2026-07-14
Who owns Rocky Mountain Chocolate Factory, Inc.? Owners, funding and legal record. MentionFox, 2026-10-18. https://mentionfox.com/who-owns/rocky-mountain-chocolate-factory