As of November 7, 2026, Japan Smaller Capitalization Fund, Inc. is a publicly traded company (NYSE: JOF). The largest holder reporting an active stake on Schedule 13D is Saba Capital Management, L.P., at 10.57%. No bankruptcy or receivership appears in its SEC Form 8-K filings (Schedule 13D/A, October 15, 2026).
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Is Japan Smaller Capitalization Fund, Inc. a real, registered company?
- Japan Smaller Capitalization Fund, Inc. files with the SEC under CIK 859796 (its SEC filings).
- Its shares are listed under the ticker JOF on NYSE (SEC company record).
- Incorporated in Maryland; business address in New York, New York, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Japan Smaller Capitalization Fund, Inc. in our court records and SEC 8-K records (as of 2026-11-07).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names City of London Investment Management Company Limited (filed 2026-10-23).
Who are Japan Smaller Capitalization Fund, Inc.'s owners and officers?
Japan Smaller Capitalization Fund, Inc.: incorporated in Maryland; business address in New York, New York (Schedule 13G/A, 2026-10-23).
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-10-23 | City Of London Investment Management Company Limited | 12.6% |
| Schedule 13D/A, 2026-10-15 | Saba Capital Management, L.P. | 10.57% |
| Schedule 13G/A, 2026-10-07 | Allspring Global Investments Holdings, LLC | 13.4% |
| Schedule 13D/A, 2026-09-23 | Saba Capital Management, L.P. | 8.8% |
| Schedule 13D/A, 2026-08-31 | Saba Capital Management, L.P. | 7.73% |
| Schedule 13G/A, 2026-08-14 | 1607 Capital Partners, LLC | 9.61% |
| Schedule 13G/A, 2026-07-31 | Allspring Global Investments Holdings, LLC | 15.8% |
| Schedule 13G/A, 2026-07-24 | City Of London Investment Management Company Limited | 13.7% |
| Schedule 13G/A, 2026-05-15 | 1607 Capital Partners, LLC | 12.65% |
| Schedule 13D/A, 2026-04-30 | Saba Capital Management, L.P. | 6.73% |
| Schedule 13D/A, 2026-02-18 | Saba Capital Management, L.P. | 5.6% |
| Schedule 13D/A, 2026-01-22 | Saba Capital Management, L.P. | 4.93% |
Questions about who owns Japan Smaller Capitalization Fund, Inc.
Who owns Japan Smaller Capitalization Fund, Inc.?
On this page, 4 holders' latest ownership filings report 5% or more of Japan Smaller Capitalization Fund, Inc.: Allspring Global Investments Holdings, LLC (13.4%, Schedule 13G/A, filed 2026-10-07), City Of London Investment Management Company Limited (12.6%, Schedule 13G/A, filed 2026-10-23), Saba Capital Management, L.P. (10.57%, Schedule 13D/A, filed 2026-10-15) and 1607 Capital Partners, LLC (9.61%, Schedule 13G/A, filed 2026-08-14).
Who are the largest shareholders of Japan Smaller Capitalization Fund, Inc.?
By the share each holder's latest filing reports, the largest holders of Japan Smaller Capitalization Fund, Inc. on this page are Allspring Global Investments Holdings, LLC (13.4%), City Of London Investment Management Company Limited (12.6%) and Saba Capital Management, L.P. (10.57%).
When did Allspring Global Investments Holdings, LLC buy into Japan Smaller Capitalization Fund, Inc.?
The filings give report dates, not purchase dates. The earliest filing from Allspring Global Investments Holdings, LLC on this page is the Schedule 13G/A, filed 2026-07-31, reporting 15.8%; its latest, Schedule 13G/A filed 2026-10-07, reports 13.4%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 12 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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Which insiders own Japan Smaller Capitalization Fund, Inc. shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- Saba Capital Management, L.P., a 10% owner: 2,836,840 shares, held indirectly through a _ (Form 4, 2026-11-06).
- , a director: 2,432 shares (Form 4, 2025-09-19).
- , a director: 950 shares (Form 4, 2025-12-23).
Shares only: the company's cover page does not give one share count for a single class, so no percentage is worked out.
How much has Japan Smaller Capitalization Fund, Inc. raised?
No fundraising or offering filing from Japan Smaller Capitalization Fund, Inc. is on file with us.
Keep reading
More on Japan Smaller Capitalization Fund, Inc. and the records around it.
Japan Smaller Capitalization Fund, Inc. elsewhere on the record
- 5%+ stake filings Oct 2026
Companies that share a holder
- City of London Investment Management Company Limited also filed stake reports on 11 other companies: abrdn Emerging Markets ex-China Fund, Inc. (Oct 2026), Morgan Stanley India Investment Fund, Inc. (Oct 2026), Morgan Stanley China A Share Fund, Inc. (Jul 2026)
- Lazard Asset Management LLC also filed stake reports on 14 other companies: Arcos Dorados Holdings Inc (Aug 2026), Brightstar Lottery PLC (Aug 2026), Morgan Stanley China A Share Fund Inc (Aug 2026)
- 1607 Capital Partners, LLC also filed stake reports on 20 other companies: ABERDEEN INTERMEDIATE INCOME FUND (Aug 2026), iShares, Inc. (Aug 2026), PGIM Short Duration High Yield Opportunities Fund (Aug 2026)
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