Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under DUOS TECHNOLOGIES GROUP, INC. in our court records and SEC 8-K records (as of 2026-10-18).
- Leadership changes: the latest reported is Matthew Polimeni, Chief Legal Officer (Form 8-K filed 2026-10-13). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Alyeska Investment Group, L.P. (filed 2026-08-14).
Who is behind it
DUOS TECHNOLOGIES GROUP, INC.: incorporated in Florida; business address in Jacksonville, Florida; industry Services-Prepackaged Software (Form D, 2026-10-13).
Officers and directors, each with the role and the filing that names them:
- Charles P. Ferry: Executive Officer, Director (Form D, 2024-07-23)
- Adrian G. Goldfarb: Executive Officer (Form D, 2024-07-23)
- James Craig Nixon: Director (Form D, 2024-07-23)
- Kenneth Ehrman: Director (Form D, 2024-07-23)
- Ned Mavrommatis: Director (Form D, 2024-07-23)
- Frank A. Lonegro: Director (Form D, 2024-07-23)
| Report | Holder | Share |
|---|---|---|
| Schedule 13G/A, 2026-08-14 | Alyeska Investment Group, L.P. | 9.99% |
| Schedule 13G/A, 2026-08-13 | Bleichroeder LP | 18.48% |
| Schedule 13G, 2026-07-29 | Blackrock, Inc. | 5.3% |
| Schedule 13G, 2026-05-18 | Shay Capital LLC | 5% |
| Schedule 13G, 2026-05-15 | Alyeska Investment Group, L.P. | 6.45% |
| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-10-13 | Matthew Polimeni | Chief Legal Officer | appointed | |
| Form 8-K, 2026-09-17 | F. Douglas Recker | Chief Executive Officer | appointed | 2026-04-01 |
| Form 8-K, 2026-09-17 | Dipan Patel | Chief Operating Officer | appointed | 2026-06-15 |
| Form 8-K, 2026-08-18 | Dipan Patel | Chief Operating Officer | appointed | |
| Form 8-K, 2026-06-09 | Adrian Goldfarb | Chief Financial Officer | appointed | 2026-06-08 |
| Form 8-K, 2026-05-20 | Douglas Recker | Director | appointed | |
| Form 8-K, 2026-05-20 | Douglas Recker | Chief Executive Officer | appointed | 2026-04-01 |
| Form 8-K, 2026-04-07 | Charles Ferry | Chief Executive Officer | departed |
Money raised
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2024-07-23 | $2.20M | $2.20M |
| Form D, 2024-04-15 | $3M | $3M |
| Form D, 2023-11-16 | $2.50M | $2.50M |
| Form D, 2023-08-07 | $5M | $5M |
| Form D, 2023-04-11 | $4M | $30M |
| Form D, 2022-10-07 | $3.45M | $5M |
Latest IPO step: DUOS TECHNOLOGIES GROUP, INC. filed to go public (S-1, 2025-07-14).
IPO filings: S-1, 2025-07-14.
Acquisitions reported on Form 8-K, Item 2.01: completed an acquisition (2026-10-05); completed an acquisition (2026-08-11).
Related pages
Filings, cases and notices link to their records. A not-found line names the records searched; it is not proof of absence.
Not for employment, credit, insurance or tenancy decisions.
Cite this page
https://mentionfox.com/who-owns/duos-technologies