Before you sign or pay
- Court record: no federal case found under CHARLES & COLVARD LTD in our court records (as of 2026-10-18).
- Bankruptcy: CHARLES & COLVARD LTD reported a bankruptcy or receivership on Form 8-K, Item 1.03 (filed 2026-03-04, Chapter 11).
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Pham Duc Hoang (filed 2025-09-25).
Who is behind it
CHARLES & COLVARD LTD: incorporated in North Carolina; business address in Raleigh, North Carolina; industry Jewelry, Silverware & Plated Ware (Form 8-K, 2026-07-08).
Officers and directors, each with the role and the filing that names them:
- Don O'Connell: Executive Officer, Director (Form D, 2025-09-12)
- Ruten Bhanderi: Director (Form D, 2025-09-12)
- Anne Butler: Director (Form D, 2025-09-12)
- Neal Goldman: Director (Form D, 2025-09-12)
- James Tu: Director (Form D, 2025-09-12)
- Clint J. Pete: Executive Officer (Form D, 2025-09-12)
| Report | Holder | Share |
|---|---|---|
| Schedule 13D/A, 2025-09-25 | Pham Duc Hoang | 11.9% |
| Schedule 13D/A, 2025-09-24 | Riverstyx Capital Management LLC | 11.9% |
| Schedule 13D, 2025-09-08 | Ethara Capital LLC | 42.79% |
| Schedule 13D/A, 2025-09-02 | Riverstyx Capital Management LLC | 7.4% |
| Schedule 13D/A, 2025-08-27 | Pham Duc Hoang | 9.6% |
| Schedule 13D/A, 2025-08-25 | Riverstyx Capital Management LLC | 7.4% |
| Schedule 13D, 2025-08-22 | Pham Duc Hoang | 9.6% |
| Schedule 13D/A, 2025-07-16 | Riverstyx Capital Management LLC | 7.4% |
Money raised
| Filed | Sold | Offered |
|---|---|---|
| Form D, 2025-09-12 | $200K | $200K |
Acquisitions reported on Form 8-K, Item 2.01: completed an acquisition (2026-07-08).
Court and legal record
Bankruptcy or receivership reported on Form 8-K, Item 1.03: Form 8-K, 2026-03-04 (Chapter 11).
Red flags found
a bankruptcy or receivership report (Form 8-K, 2026-03-04).
Related pages
Filings, cases and notices link to their records. A not-found line names the records searched; it is not proof of absence.
Not for employment, credit, insurance or tenancy decisions.
Cite this page
Permanent URL:
https://mentionfox.com/who-owns/charles-and-colvardLast updated 2026-10-18
Who owns CHARLES & COLVARD LTD? Owners, funding and legal record. MentionFox, 2026-10-18. https://mentionfox.com/who-owns/charles-and-colvard