As of November 6, 2026, Caterpillar Inc is a publicly traded company (NYSE: CAT); its largest reported holder is Vanguard, with 7.47% on Schedule 13G of April 29, 2026. The largest insider holding is Iii Donald J. Umpleby, the chairman, with 560,268 shares (0.12% of shares outstanding), per Form 4 of March 6, 2026. No bankruptcy or receivership appears in its SEC Form 8-K filings (Schedule 13G, April 29, 2026).
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Is Caterpillar Inc a real, registered company?
- Caterpillar Inc files with the SEC under CIK 18230 (its SEC filings).
- Its shares are listed under the ticker CAT on NYSE (SEC company record).
- Incorporated in Delaware; business address in Irving, Texas, as its SEC filings state.
- Court and bankruptcy records: see Before you sign or pay below.
Before you sign or pay
- Court and bankruptcy: No federal court case or bankruptcy filing found under Caterpillar Inc in our court records and SEC 8-K records (as of 2026-11-06).
- Leadership changes: the latest reported is Kyle Epley, Chief Financial Officer (Form 8-K filed 2026-04-10). Check you are dealing with the people now in charge.
- Ownership: 5%+ holders are reported on Schedule 13D or 13G; the latest names Vanguard (filed 2026-04-29).
Who are Caterpillar Inc's owners and officers?
Caterpillar Inc: incorporated in Delaware; business address in Irving, Texas; industry Construction Machinery & Equip (Schedule 13G, 2026-04-29).
| Report | Holder | Share |
|---|---|---|
| Schedule 13G, 2026-04-29 | Vanguard Capital Management | 7.47% |
| Schedule 13G/A, 2026-03-26 | The Vanguard Group | 0% |
| Schedule 13G/A, 2026-03-05 | The Vanguard Group | 10.06% |
Questions about who owns Caterpillar Inc
Who owns Caterpillar Inc?
On this page, one holder's latest ownership filing reports 5% or more of Caterpillar Inc: Vanguard Capital Management (7.47%, Schedule 13G, filed 2026-04-29).
When did Vanguard Capital Management buy into Caterpillar Inc?
The filings give report dates, not purchase dates. The earliest filing from Vanguard Capital Management on this page is the Schedule 13G, filed 2026-04-29, reporting 7.47%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 3 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
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What the Full Report on Caterpillar Inc covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
Who Runs It, And How To Reach Them
The Money: Funding, Valuation, Runway
Who Pays Them, And Who They Are Up Against
Warning Bells
Sources
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| Filed | Person | Role | Change | Effective |
|---|---|---|---|---|
| Form 8-K, 2026-04-10 | Kyle Epley | Chief Financial Officer | appointed | 2026-05-01 |
Which insiders own Caterpillar Inc shares?
Directors, officers and holders of 10% or more report their shares on Forms 3, 4 and 5. Each line is the latest such report, largest holding first.
- , the chairman: 560,268 shares (0.12% of shares outstanding), 464,199 held directly and 96,069 indirectly (Form 4, 2026-03-06).
- , the president: 86,029 shares (0.02% of shares outstanding) (Form 4, 2026-05-07).
- , the chief financial officer: 52,935 shares (0.01% of shares outstanding) (Form 4, 2026-05-07).
- , the president: 49,825 shares (0.01% of shares outstanding) (Form 4, 2026-05-15).
- , the president: 47,549 shares (0.01% of shares outstanding), 46,041 held directly and 1,508 indirectly (Form 4, 2026-05-12).
Shares outstanding: 457,594,174 as of 2026-09-30, from the company's latest SEC cover page.
How much has Caterpillar Inc raised?
No fundraising or offering filing from Caterpillar Inc is on file with us.
Keep reading
More on Caterpillar Inc and the records around it.
Caterpillar Inc elsewhere on the record
- Leadership changes Apr 2026
Companies that share a holder
- Vanguard Capital Management also filed stake reports on 1495 other companies: A10 Networks Inc (Oct 2026), Altisource Portfolio Solutions SA (Oct 2026), Alto Neuroscience Inc (Oct 2026)
- The Vanguard Group also filed stake reports on 2384 other companies: BellRing Brands, Inc. (Sep 2026), CAL-MAINE FOODS INC (Sep 2026), FTAI Aviation Ltd. (Sep 2026)
Related pages
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