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5%+ stakes

Unclassified, latest filing in October 2026

32 companies with 5%+ holders, every filing linked: ALPS ETF Trust, Barings Global Short Duration High Yield Fund, Blackrock Muniholdings Fund, Inc., Blue Owl Credit Income Corp, Calamos ETF Trust, Eaton Vance Short Duration Diversified Income Fund and more. Each section is the company's full record from its filings, newest filings first within each section.

32 companies with 5%+ holders on this page (Unclassified, latest filing in October 2026), each linked to its filing, starting with ALPS ETF Trust, Barings Global Short Duration High Yield Fund, Blackrock Muniholdings Fund, Inc.. Free check on any of them: https://mentionfox.com/check

On this page

ALPS ETF Trust

At 5% or more1
Filings10
Latest filing2026-10-19

ALPS ETF Trust has 10 Schedule 13D or 13G filings on record since 2025-07-02. 1 holder's latest filing reports 5% or more of exchange traded fund. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Truist Financial Corp5.6%33,479SCHEDULE 13G/A, 2026-10-192026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Truist Financial Corp0033,4790SCHEDULE 13G/A, 2026-10-19

The latest filing identifies ALPS ETF Trust by CUSIP 00162Q536 and gives its principal executive office as P.O. Box 328, Denver, CO 80201-0328 (SCHEDULE 13G/A, 2026-10-19).

FiledHolderPercentFiling
2025-07-02Truist Financial Corp0%SCHEDULE 13G/A
2025-07-14Truist Financial Corp13.1%SCHEDULE 13G/A
2025-07-14Truist Financial Corp0%SCHEDULE 13G/A
2025-10-20Truist Financial Corp15.2%SCHEDULE 13G/A
2025-10-23Truist Financial Corp15.2%SCHEDULE 13G/A
2026-04-20Truist Financial Corp16.5%SCHEDULE 13G/A
2026-09-04Truist Financial Corp5.6%SCHEDULE 13G/A
2026-09-04Truist Financial Corp8.8%SCHEDULE 13G/A
2026-10-19Truist Financial Corp3.9%SCHEDULE 13G/A
2026-10-19Truist Financial Corp5.6%SCHEDULE 13G/A

Barings Global Short Duration High Yield Fund

At 5% or more1
Filings2
Latest filing2026-10-19

Barings Global Short Duration High Yield Fund has 2 Schedule 13D or 13G filings on record since 2026-07-17. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.18.06%3,627,298SCHEDULE 13G/A, 2026-10-192026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0003,603,128SCHEDULE 13G/A, 2026-10-19
First Trust Advisors L.P.024,17003,627,298SCHEDULE 13G/A, 2026-10-19
The Charger Corporation024,17003,627,298SCHEDULE 13G/A, 2026-10-19

The latest filing identifies Barings Global Short Duration High Yield Fund by CUSIP 06760L100 and gives its principal executive office as 300 South Tryon Street, Suite 2500, Charlotte, NC 28202 (SCHEDULE 13G/A, 2026-10-19).

FiledHolderPercentFiling
2026-07-17First Trust Portfolios L.P.20.51%SCHEDULE 13G/A
2026-10-19First Trust Portfolios L.P.18.06%SCHEDULE 13G/A

Blackrock Muniholdings Fund, Inc.

At 5% or more2
Filings5
Latest filing2026-10-01

Blackrock Muniholdings Fund, Inc. has 5 Schedule 13D or 13G filings on record since 2026-02-13. 2 holders' latest filing reports 5% or more of variable rate muni term preferred shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
JPMorgan Chase & Co.100%7,178SCHEDULE 13D/A, 2026-10-012026-09-28
Karpus Management, Inc.11.03%19,267,035SCHEDULE 13G/A, 2026-03-062026-02-27
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
JPMorgan Chase & Co.07,17807,178SCHEDULE 13D/A, 2026-10-01
DNT Asset Trust07,17807,178SCHEDULE 13D/A, 2026-10-01
Karpus Management, Inc.19,267,035019,267,0350SCHEDULE 13G/A, 2026-03-06

The latest filing identifies Blackrock Muniholdings Fund, Inc. by CUSIP 09253N609 and gives its principal executive office as 100 Bellevue Parkway, Wilmington, DE 19809 (SCHEDULE 13D/A, 2026-10-01).

FiledHolderPercentFiling
2026-02-13Karpus Management, Inc.16.28%SCHEDULE 13G/A
2026-02-26JPMorgan Chase & Co.100%SCHEDULE 13D/A
2026-03-06Karpus Management, Inc.11.03%SCHEDULE 13G/A
2026-06-05JPMorgan Chase & Co.100%SCHEDULE 13D/A
2026-10-01JPMorgan Chase & Co.100%SCHEDULE 13D/A

Blue Owl Credit Income Corp

At 5% or more1
Filings2
Latest filing2026-10-07

Blue Owl Credit Income Corp has 2 Schedule 13D or 13G filings on record since 2026-08-13. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Royal Bank of Canada10.5%10,500,556SCHEDULE 13G/A, 2026-10-072026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Royal Bank of Canada010,500,556010,500,556SCHEDULE 13G/A, 2026-10-07

The latest filing identifies Blue Owl Credit Income Corp by CUSIP 69120V309 and gives its principal executive office as 399 PARK AVENUE, NEW YORK, NY 10022 (SCHEDULE 13G/A, 2026-10-07).

FiledHolderPercentFiling
2026-08-13Royal Bank of Canada8.27%SCHEDULE 13G
2026-10-07Royal Bank of Canada10.5%SCHEDULE 13G/A

Calamos ETF Trust

At 5% or more1
Filings7
Latest filing2026-10-20

Calamos ETF Trust has 7 Schedule 13D or 13G filings on record since 2025-07-14. 1 holder's latest filing reports 5% or more of exchange traded fund. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Truist Financial Corp6.2%55,455SCHEDULE 13G/A, 2026-10-20
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Truist Financial Corp0055,4550SCHEDULE 13G/A, 2026-10-20

The latest filing identifies Calamos ETF Trust by CUSIP 12811T308 and gives its principal executive office as 2020 CALAMOS COURT, NAPERVILLE, IL 60563 (SCHEDULE 13G/A, 2026-10-20).

FiledHolderPercentFiling
2025-07-14Truist Financial Corp6.4%SCHEDULE 13G/A
2025-10-10Truist Financial Corp5.1%SCHEDULE 13G/A
2025-12-03Truist Financial Corp15.3%SCHEDULE 13G
2026-01-20Truist Financial Corp11.2%SCHEDULE 13G/A
2026-01-20Truist Financial Corp3.7%SCHEDULE 13G/A
2026-07-08Truist Financial Corp8.4%SCHEDULE 13G/A
2026-10-20Truist Financial Corp6.2%SCHEDULE 13G/A

Eaton Vance Short Duration Diversified Income Fund

At 5% or more2
Filings6
Latest filing2026-10-01

Eaton Vance Short Duration Diversified Income Fund has 6 Schedule 13D or 13G filings on record since 2025-10-20. 2 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Ameriprise Financial, Inc.13.6%1,827,591SCHEDULE 13G/A, 2026-08-142026-06-30
Sit Investment Associates Inc5.8%784,238SCHEDULE 13G/A, 2026-10-012026-09-29
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Ameriprise Financial, Inc.0001,827,591SCHEDULE 13G/A, 2026-08-14
Ameriprise Financial Services, LLC0001,827,591SCHEDULE 13G/A, 2026-08-14
Sit Investment Associates Inc—784,238—784,238SCHEDULE 13G/A, 2026-10-01
Sit Fixed Income Advisors Ii LLC—784,238—784,238SCHEDULE 13G/A, 2026-10-01

The latest filing identifies Eaton Vance Short Duration Diversified Income Fund by CUSIP 27828V104 and gives its principal executive office as ONE POST OFFICE SQUARE, BOSTON, MA 02109 (SCHEDULE 13G/A, 2026-10-01).

FiledHolderPercentFiling
2025-10-20Sit Investment Associates, Inc.6.4%SCHEDULE 13D
2025-11-14Ameriprise Financial, Inc.11.3%SCHEDULE 13G/A
2026-02-05Sit Investment Associates, Inc.5.2%SCHEDULE 13D/A
2026-05-15Ameriprise Financial, Inc.12.4%SCHEDULE 13G/A
2026-08-14Ameriprise Financial, Inc.13.6%SCHEDULE 13G/A
2026-10-01Sit Investment Associates Inc5.8%SCHEDULE 13G/A

Federated Hermes ETF Trust

At 5% or more0
Filings9
Latest filing2026-10-22

Federated Hermes ETF Trust has 9 Schedule 13D or 13G filings on record since 2025-10-06. No holder's latest filing reports 5% or more. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Truist Financial Corp3.5%434,797SCHEDULE 13G/A, 2026-10-222026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Truist Financial Corp00434,7970SCHEDULE 13G/A, 2026-10-22

The latest filing identifies Federated Hermes ETF Trust by CUSIP 31423L602 and gives its principal executive office as 4000 ERICSSON DRIVE, WARRENDALE, PA 15086 (SCHEDULE 13G/A, 2026-10-22).

FiledHolderPercentFiling
2025-10-06Truist Financial Corp18.4%SCHEDULE 13G
2025-10-10Truist Financial Corp3%SCHEDULE 13G/A
2026-01-20Truist Financial Corp14.2%SCHEDULE 13G/A
2026-02-06Truist Financial Corp14.6%SCHEDULE 13G
2026-03-06Truist Financial Corp7.1%SCHEDULE 13G/A
2026-07-08Truist Financial Corp12.5%SCHEDULE 13G/A
2026-07-10Truist Financial Corp5.1%SCHEDULE 13G/A
2026-10-20Truist Financial Corp10.8%SCHEDULE 13G/A
2026-10-22Truist Financial Corp3.5%SCHEDULE 13G/A

Fidelity Greenwood Street Trust

At 5% or more1
Filings2
Latest filing2026-10-05

Fidelity Greenwood Street Trust has 2 Schedule 13D or 13G filings on record since 2026-04-07. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Keybank National Association7.2%2,121,260SCHEDULE 13G/A, 2026-10-052026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Keybank National Association2,099,1982,4952,109,84411,416SCHEDULE 13G/A, 2026-10-05

The latest filing identifies Fidelity Greenwood Street Trust by CUSIP 31624J745 and gives its principal executive office as 245 SUMMER STREET, BOSTON, MA 02210 (SCHEDULE 13G/A, 2026-10-05).

FiledHolderPercentFiling
2026-04-07Keybank National Association6.2%SCHEDULE 13G
2026-10-05Keybank National Association7.2%SCHEDULE 13G/A

First Trust Exchange-Traded Fund II

At 5% or more1
Filings3
Latest filing2026-10-19

First Trust Exchange-Traded Fund II has 3 Schedule 13D or 13G filings on record since 2025-11-06. 1 holder's latest filing reports 5% or more of first trust international equity opportunities etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.19.09%792,126SCHEDULE 13G/A, 2026-10-192026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0000SCHEDULE 13G/A, 2026-10-19
First Trust Advisors L.P.0792,1260792,126SCHEDULE 13G/A, 2026-10-19
The Charger Corporation0792,1260792,126SCHEDULE 13G/A, 2026-10-19

The latest filing identifies First Trust Exchange-Traded Fund II by CUSIP 33734X853 and gives its principal executive office as 120 E. Liberty Drive, Suite 400, Wheaton, IL 60187 (SCHEDULE 13G/A, 2026-10-19).

FiledHolderPercentFiling
2025-11-06First Trust Portfolios L.P.38.29%SCHEDULE 13G
2026-07-07First Trust Portfolios L.P.20.29%SCHEDULE 13G
2026-10-19First Trust Portfolios L.P.19.09%SCHEDULE 13G/A

First Trust Exchange-Traded Fund V

At 5% or more1
Filings3
Latest filing2026-10-19

First Trust Exchange-Traded Fund V has 3 Schedule 13D or 13G filings on record since 2026-07-07. 1 holder's latest filing reports 5% or more of first trust managed futures strategy fund. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.29.09%1,600,790SCHEDULE 13G/A, 2026-10-192026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0000SCHEDULE 13G/A, 2026-10-19
First Trust Advisors L.P.01,600,79001,600,790SCHEDULE 13G/A, 2026-10-19
The Charger Corporation01,600,79001,600,790SCHEDULE 13G/A, 2026-10-19

The latest filing identifies First Trust Exchange-Traded Fund V by CUSIP 33739G103 and gives its principal executive office as 120 East Liberty Drive, Suite 400, Wheaton, IL 60187 (SCHEDULE 13G/A, 2026-10-19).

FiledHolderPercentFiling
2026-07-07First Trust Portfolios L.P.20.15%SCHEDULE 13G
2026-09-04First Trust Portfolios L.P.26.89%SCHEDULE 13G/A
2026-10-19First Trust Portfolios L.P.29.09%SCHEDULE 13G/A

First Trust Exchange-Traded Fund VII

At 5% or more1
Filings3
Latest filing2026-10-07

First Trust Exchange-Traded Fund VII has 3 Schedule 13D or 13G filings on record since 2025-10-29. 1 holder's latest filing reports 5% or more of first trust alternative absolute return strategy etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.36.07%2,597,038SCHEDULE 13G/A, 2026-10-072026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0000SCHEDULE 13G/A, 2026-10-07
First Trust Advisors L.P.02,597,03802,597,038SCHEDULE 13G/A, 2026-10-07
The Charger Corporation02,597,03802,597,038SCHEDULE 13G/A, 2026-10-07

The latest filing identifies First Trust Exchange-Traded Fund VII by CUSIP 33740Y101 and gives its principal executive office as 120 East Liberty Drive, Suite 400, Wheaton, IL 60187 (SCHEDULE 13G/A, 2026-10-07).

FiledHolderPercentFiling
2025-10-29First Trust Portfolios L.P.5.06%SCHEDULE 13G
2026-07-07First Trust Portfolios L.P.30.71%SCHEDULE 13G/A
2026-10-07First Trust Portfolios L.P.36.07%SCHEDULE 13G/A

First Trust Mortgage Income Fund

At 5% or more1
Filings8
Latest filing2026-10-01

First Trust Mortgage Income Fund has 8 Schedule 13D or 13G filings on record since 2025-08-19. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates Inc55.1%2,320,350SCHEDULE 13G/A, 2026-10-012026-09-29
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates Inc—2,320,350—2,320,350SCHEDULE 13G/A, 2026-10-01
Sit Fixed Income Advisors Ii LLC—2,320,350—2,320,350SCHEDULE 13G/A, 2026-10-01

The latest filing identifies First Trust Mortgage Income Fund by CUSIP 33734E103 and gives its principal executive office as 120 EAST LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187 (SCHEDULE 13G/A, 2026-10-01).

FiledHolderPercentFiling
2025-08-19Sit Investment Associates, Inc.53%SCHEDULE 13D/A
2025-09-22Sit Investment Associates, Inc.51.5%SCHEDULE 13D/A
2025-09-22Sit Investment Associates, Inc.53.4%SCHEDULE 13D/A
2025-12-23Sit Investment Associates, Inc.52%SCHEDULE 13D/A
2025-12-29Sit Investment Associates, Inc.54.5%SCHEDULE 13D/A
2026-03-11Sit Investment Associates, Inc.52.8%SCHEDULE 13D/A
2026-03-12Sit Investment Associates, Inc.54.1%SCHEDULE 13D/A
2026-10-01Sit Investment Associates Inc55.1%SCHEDULE 13G/A

Franklin Premier Income Trust

At 5% or more1
Filings5
Latest filing2026-10-01

Franklin Premier Income Trust has 5 Schedule 13D or 13G filings on record since 2025-07-17. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates Inc30.9%29,575,920SCHEDULE 13G/A, 2026-10-012026-09-29
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates Inc—29,575,920—29,575,920SCHEDULE 13G/A, 2026-10-01
Sit Fixed Income Advisors Ii LLC—29,575,920—29,575,920SCHEDULE 13G/A, 2026-10-01

The latest filing identifies Franklin Premier Income Trust by CUSIP 746853100 and gives its principal executive office as 100 FEDERAL STREET, BOSTON, MA 02110 (SCHEDULE 13G/A, 2026-10-01).

FiledHolderPercentFiling
2025-07-17Sit Investment Associates, Inc.27%SCHEDULE 13D/A
2025-08-29Sit Investment Associates, Inc.28%SCHEDULE 13D/A
2025-11-21Sit Investment Associates, Inc.29.1%SCHEDULE 13D/A
2026-07-29Sit Investment Associates, Inc.30.1%SCHEDULE 13D/A
2026-10-01Sit Investment Associates Inc30.9%SCHEDULE 13G/A

Goldman Sachs ETF Trust

At 5% or more1
Filings4
Latest filing2026-10-05

Goldman Sachs ETF Trust has 4 Schedule 13D or 13G filings on record since 2025-10-07. 1 holder's latest filing reports 5% or more of shares of beneficial interest, no par value per share (goldman sachs data enhanced international equity etf). Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First National Advisers, LLC82%865,344SCHEDULE 13G/A, 2026-10-052026-10-05
International City Management Association Retirement Corp4.8%5,429,627SCHEDULE 13G/A, 2026-01-132025-10-20
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First National Advisers, LLC00865,3440SCHEDULE 13G/A, 2026-10-05
International City Management Association Retirement Corp5,429,6275,429,6275,429,6275,429,627SCHEDULE 13G/A, 2026-01-13

The latest filing identifies Goldman Sachs ETF Trust by CUSIP 38149W382 and gives its principal executive office as 200 WEST STREET, NEW YORK, NY 10282-2198 (SCHEDULE 13G/A, 2026-10-05).

FiledHolderPercentFiling
2025-10-07International City Management Association Retirement Corp5%SCHEDULE 13G
2026-01-13International City Management Association Retirement Corp4.8%SCHEDULE 13G/A
2026-09-08First National Advisers, LLC92%SCHEDULE 13G
2026-10-05First National Advisers, LLC82%SCHEDULE 13G/A

Golub Capital BDC 4, Inc.

At 5% or more2
Filings5
Latest filing2026-10-05

Golub Capital BDC 4, Inc. has 5 Schedule 13D or 13G filings on record since 2025-08-13. 2 holders' latest filing reports 5% or more of common stock, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Cliffwater Corporate Lending Fund20.1%13,333,333SCHEDULE 13G/A, 2025-08-132025-06-16
Northrop Grumman Pension Master Trust9.6%8,341,667SCHEDULE 13G/A, 2026-10-052026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Northrop Grumman Pension Master Trust8,341,66708,341,6670SCHEDULE 13G/A, 2026-10-05

The latest filing identifies Golub Capital BDC 4, Inc. by CUSIP 000000000 and gives its principal executive office as 200 Park Avenue, 25th Floor, New York, NY 10166 (SCHEDULE 13G/A, 2026-10-05).

9.6% Percentage ownership is based on 86,616,688 shares of Common Stock, par value $0.001 per share, outstanding as of September 30, 2026, as provided to the Reporting Person by the Issuer.Northrop Grumman Pension Master Trust, SCHEDULE 13G/A, 2026-10-05
FiledHolderPercentFiling
2025-08-13Cliffwater Corporate Lending Fund20.1%SCHEDULE 13G/A
2025-10-17Northrop Grumman Pension Master Trust5.5%SCHEDULE 13G
2026-01-07Northrop Grumman Pension Master Trust7.2%SCHEDULE 13G/A
2026-04-07Northrop Grumman Pension Master Trust8.2%SCHEDULE 13G/A
2026-10-05Northrop Grumman Pension Master Trust9.6%SCHEDULE 13G/A

Hingham Institution for Savings

At 5% or more2
Filings6
Latest filing2026-10-23

Hingham Institution for Savings has 6 Schedule 13D or 13G filings on record since 2025-07-17. 2 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
BlackRock, Inc.5.5%120,807SCHEDULE 13G, 2025-07-172025-06-30
Doma Perpetual Capital Management LLC5.38%117,354SCHEDULE 13G, 2026-01-082025-12-31
Royce & Associates LP4.66%101,823SCHEDULE 13G/A, 2026-10-232026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Doma Perpetual Capital Management LLC117,3540117,3540SCHEDULE 13G, 2026-01-08
Royce & Associates LP101,8230101,8230SCHEDULE 13G/A, 2026-10-23

The latest filing identifies Hingham Institution for Savings by CUSIP 433323102 and gives its principal executive office as 55 Main Street, Hingham, MA 2043 (SCHEDULE 13G/A, 2026-10-23).

FiledHolderPercentFiling
2025-07-17BlackRock, Inc.5.5%SCHEDULE 13G
2025-07-22Royce & Associates LP5.29%SCHEDULE 13G
2026-01-08Doma Perpetual Capital Management LLC5.38%SCHEDULE 13G
2026-01-26Royce & Associates LP4.91%SCHEDULE 13G/A
2026-04-22Royce & Associates LP5.42%SCHEDULE 13G
2026-10-23Royce & Associates LP4.66%SCHEDULE 13G/A

Invesco Exchange-Traded Fund Trust

At 5% or more2
Filings3
Latest filing2026-10-19

Invesco Exchange-Traded Fund Trust has 3 Schedule 13D or 13G filings on record since 2025-10-07. 2 holders' latest filing reports 5% or more of exchange traded fund. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
International City Management Association Retirement Corp6.5%517,325SCHEDULE 13G, 2025-10-072025-08-18
Truist Financial Corp5.8%75,159SCHEDULE 13G, 2026-10-19
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management0.64%90,434SCHEDULE 13G/A, 2026-01-292025-11-04
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
International City Management Association Retirement Corp517,325517,325517,325517,325SCHEDULE 13G, 2025-10-07
Truist Financial Corp0075,1590SCHEDULE 13G, 2026-10-19
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management79,265090,4340SCHEDULE 13G/A, 2026-01-29

The latest filing identifies Invesco Exchange-Traded Fund Trust by CUSIP 46137Y872 and gives its principal executive office as 3500 LACEY ROAD, SUITE 700, DOWNERS GROVE, IL 60515 (SCHEDULE 13G, 2026-10-19).

FiledHolderPercentFiling
2025-10-07International City Management Association Retirement Corp6.5%SCHEDULE 13G
2026-01-29Empirical Financial Services, LLC d.b.a. Empirical Wealth Management0.64%SCHEDULE 13G/A
2026-10-19Truist Financial Corp5.8%SCHEDULE 13G

John Hancock Comvest Private Income Fund

At 5% or more2
Filings3
Latest filing2026-10-01

John Hancock Comvest Private Income Fund has 3 Schedule 13D or 13G filings on record since 2026-07-06. 2 holders' latest filing reports 5% or more of common shares of beneficial interest - class i. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Manulife Private Credit Plus Fund23%6,396,115SCHEDULE 13G/A, 2026-10-012026-09-30
Manulife (International) Limited5%1,421,743SCHEDULE 13G, 2026-10-012026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Manulife Private Credit Plus Fund6,396,115—6,396,115—SCHEDULE 13G/A, 2026-10-01
Manulife (International) Limited1,421,74301,421,7430SCHEDULE 13G, 2026-10-01

The latest filing identifies John Hancock Comvest Private Income Fund by CUSIP 03116F309 and gives its principal executive office as 360 S. Rosemary Avenue, Suite 1700, West Palm Beach, FL 33401 (SCHEDULE 13G/A, 2026-10-01).

FiledHolderPercentFiling
2026-07-06Manulife Private Credit Plus Fund8%SCHEDULE 13G
2026-10-01Manulife Private Credit Plus Fund23%SCHEDULE 13G/A
2026-10-01Manulife (International) Limited5%SCHEDULE 13G
DateRecordFigureOur pageSource
November 9, 2026Leadership change: Cecilio Rodriguez departs, Chief Financial Officer, and 1 more—Leadership changesSource

Lazard Global Total Return and Income Fund, Inc.

At 5% or more1
Filings3
Latest filing2026-10-14

Lazard Global Total Return and Income Fund, Inc. has 3 Schedule 13D or 13G filings on record since 2025-10-17. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.9.65%1,257,845SCHEDULE 13G/A, 2026-10-142026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0001,257,845SCHEDULE 13G/A, 2026-10-14
First Trust Advisors L.P.0001,257,845SCHEDULE 13G/A, 2026-10-14
The Charger Corporation0001,257,845SCHEDULE 13G/A, 2026-10-14

The latest filing identifies Lazard Global Total Return and Income Fund, Inc. by CUSIP 52106W103 and gives its principal executive office as 30 Rockefeller Plaza, New York, NY 10112 (SCHEDULE 13G/A, 2026-10-14).

FiledHolderPercentFiling
2025-10-17First Trust Portfolios L.P.13.87%SCHEDULE 13G/A
2026-01-14First Trust Portfolios L.P.12.52%SCHEDULE 13G/A
2026-10-14First Trust Portfolios L.P.9.65%SCHEDULE 13G/A

Lmp Capital & Income Fund Inc.

At 5% or more1
Filings5
Latest filing2026-10-02

Lmp Capital & Income Fund Inc. has 5 Schedule 13D or 13G filings on record since 2025-07-31. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.8.2%1,875,334SCHEDULE 13G/A, 2026-10-022025-09-30
Raymond James Financial Services Advisors, Inc.4.2%725,860SCHEDULE 13G/A, 2025-10-312025-09-30
Bank of Montreal0%0SCHEDULE 13G/A, 2025-11-132025-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates, Inc.—1,875,334—1,875,334SCHEDULE 13G/A, 2026-10-02
Sit Fixed Income Advisors Ii LLC—1,875,334—1,875,334SCHEDULE 13G/A, 2026-10-02
Raymond James Financial Services Advisors, Inc.——725,860—SCHEDULE 13G/A, 2025-10-31
Bank of Montreal0000SCHEDULE 13G/A, 2025-11-13
Bank Of Montreal Holding Inc.0000SCHEDULE 13G/A, 2025-11-13
Bmo Nesbitt Burns Inc.0000SCHEDULE 13G/A, 2025-11-13

The latest filing identifies Lmp Capital & Income Fund Inc. by CUSIP 50208A102 and gives its principal executive office as C/O LEGG MASON & CO. LLC, NEW YORK, NY 10018 (SCHEDULE 13G/A, 2026-10-02).

FiledHolderPercentFiling
2025-07-31Bank of Montreal8.17%SCHEDULE 13G
2025-08-05Sit Investment Associates, Inc.13.6%SCHEDULE 13G
2025-10-31Raymond James Financial Services Advisors, Inc.4.2%SCHEDULE 13G/A
2025-11-13Bank of Montreal0%SCHEDULE 13G/A
2026-10-02Sit Investment Associates, Inc.8.2%SCHEDULE 13G/A

Major Drilling Group International Inc.

At 5% or more0
Filings2
Latest filing2026-10-26

Major Drilling Group International Inc. has 2 Schedule 13D or 13G filings on record since 2025-11-12. No holder's latest filing reports 5% or more. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Royce & Associates LP4.98%4,094,374SCHEDULE 13G/A, 2026-10-262026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Royce & Associates LP4,094,37404,094,3740SCHEDULE 13G/A, 2026-10-26

The latest filing identifies Major Drilling Group International Inc. by CUSIP 560909103 and gives its principal executive office as Office of the Secretary, 111 St. George Street Suite, Moncton A3 (SCHEDULE 13G/A, 2026-10-26).

FiledHolderPercentFiling
2025-11-12Royce & Associates LP5.88%SCHEDULE 13G/A
2026-10-26Royce & Associates LP4.98%SCHEDULE 13G/A

Morgan Stanley Emerging Markets Debt Fund, Inc.

At 5% or more1
Filings3
Latest filing2026-10-14

Morgan Stanley Emerging Markets Debt Fund, Inc. has 3 Schedule 13D or 13G filings on record since 2025-10-17. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.16.23%3,283,595SCHEDULE 13G/A, 2026-10-142026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0003,283,595SCHEDULE 13G/A, 2026-10-14
First Trust Advisors L.P.0003,283,595SCHEDULE 13G/A, 2026-10-14
The Charger Corporation0003,283,595SCHEDULE 13G/A, 2026-10-14

The latest filing identifies Morgan Stanley Emerging Markets Debt Fund, Inc. by CUSIP 61744H105 and gives its principal executive office as 1585 Broadway, New York, NY 10036 (SCHEDULE 13G/A, 2026-10-14).

FiledHolderPercentFiling
2025-10-17First Trust Portfolios L.P.16.93%SCHEDULE 13G/A
2026-01-14First Trust Portfolios L.P.14.09%SCHEDULE 13G/A
2026-10-14First Trust Portfolios L.P.16.23%SCHEDULE 13G/A

Neuberger Real Estate Securities Income Fund Inc

At 5% or more1
Filings3
Latest filing2026-10-02

Neuberger Real Estate Securities Income Fund Inc has 3 Schedule 13D or 13G filings on record since 2025-07-28. 1 holder's latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.6.06%2,873,769SCHEDULE 13G, 2025-07-282025-06-30
Sit Investment Associates Inc3.2%2,050,353SCHEDULE 13G/A, 2026-10-022026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0002,873,769SCHEDULE 13G, 2025-07-28
First Trust Advisors L.P.0002,873,769SCHEDULE 13G, 2025-07-28
The Charger Corporation0002,873,769SCHEDULE 13G, 2025-07-28
Sit Investment Associates Inc—2,050,353—2,050,353SCHEDULE 13G/A, 2026-10-02
Sit Fixed Income Advisors II, LLC—2,050,353—2,050,353SCHEDULE 13G/A, 2026-10-02

The latest filing identifies Neuberger Real Estate Securities Income Fund Inc by CUSIP 64190A103 and gives its principal executive office as 1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104 (SCHEDULE 13G/A, 2026-10-02).

FiledHolderPercentFiling
2025-07-28First Trust Portfolios L.P.6.06%SCHEDULE 13G
2026-05-05Sit Investment Associates, Inc.5.9%SCHEDULE 13G/A
2026-10-02Sit Investment Associates Inc3.2%SCHEDULE 13G/A

New York Life Investments Active ETF Trust

At 5% or more1
Filings5
Latest filing2026-10-02

New York Life Investments Active ETF Trust has 5 Schedule 13D or 13G filings on record since 2025-08-15. 1 holder's latest filing reports 5% or more of common stock - etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Weil Company, Inc.10.3%430,821SCHEDULE 13G/A, 2026-10-022026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Weil Company, Inc.430,8210430,8210SCHEDULE 13G/A, 2026-10-02

The latest filing identifies New York Life Investments Active ETF Trust by CUSIP 45409F777 and gives its principal executive office as 51 MADISON AVENUE, NEW YORK, NY 10010 (SCHEDULE 13G/A, 2026-10-02).

FiledHolderPercentFiling
2025-08-15Weil Company, Inc.32.2%SCHEDULE 13G
2025-11-12Weil Company, Inc.16.4%SCHEDULE 13G/A
2026-01-05Weil Company, Inc.13.96%SCHEDULE 13G/A
2026-04-08Weil Company, Inc.11.6%SCHEDULE 13G/A
2026-10-02Weil Company, Inc.10.3%SCHEDULE 13G/A

Nushares ETF Trust

At 5% or more1
Filings5
Latest filing2026-10-22

Nushares ETF Trust has 5 Schedule 13D or 13G filings on record since 2025-07-18. 1 holder's latest filing reports 5% or more of nuveen esg high yield corporate bond etf. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Bank of New York Mellon Corp8.6%466,943SCHEDULE 13G/A, 2026-10-222026-09-30
Northwest & Ethical Investments L.P.0%0SCHEDULE 13G/A, 2026-06-032026-05-22
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Bank of New York Mellon Corp466,9430328,392138,551SCHEDULE 13G/A, 2026-10-22
Bny Mellon N.A.327,8150327,8150SCHEDULE 13G/A, 2026-10-22
Northwest & Ethical Investments L.P.0000SCHEDULE 13G/A, 2026-06-03

The latest filing identifies Nushares ETF Trust by CUSIP 67092P854 and gives its principal executive office as 333 W. WACKER DR., CHICAGO, IL 60606 (SCHEDULE 13G/A, 2026-10-22).

FiledHolderPercentFiling
2025-07-18Bank of New York Mellon Corp8.3%SCHEDULE 13G/A
2026-04-28Bank of New York Mellon Corp7.3%SCHEDULE 13G/A
2026-06-03Northwest & Ethical Investments L.P.5.9%SCHEDULE 13G
2026-06-03Northwest & Ethical Investments L.P.0%SCHEDULE 13G/A
2026-10-22Bank of New York Mellon Corp8.6%SCHEDULE 13G/A

Orange SA

At 5% or more1
Filings6
Latest filing2026-10-26

Orange SA has 6 Schedule 13D or 13G filings on record since 2025-08-13. 1 holder's latest filing reports 5% or more of shares. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Amundi10.23%272,191,463SCHEDULE 13G/A, 2026-10-262026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Amundi075,274,0620196,917,401SCHEDULE 13G/A, 2026-10-26
Amundi Asset Management075,274,0620196,917,401SCHEDULE 13G/A, 2026-10-26

The latest filing identifies Orange SA by CUSIP 684060106 and gives its principal executive office as 111, Quai du President Roosevelt, CS 70222 Issy Les Moulineaux Cedex, Paris (SCHEDULE 13G/A, 2026-10-26).

FiledHolderPercentFiling
2025-08-13Amundi10.95%SCHEDULE 13G/A
2025-11-14Amundi10.88%SCHEDULE 13G/A
2026-02-17Amundi10.88%SCHEDULE 13G/A
2026-04-10Amundi10.49%SCHEDULE 13G/A
2026-07-22Amundi10.29%SCHEDULE 13G/A
2026-10-26Amundi10.23%SCHEDULE 13G/A

Pacer Funds Trust

At 5% or more2
Filings8
Latest filing2026-10-20

Pacer Funds Trust has 8 Schedule 13D or 13G filings on record since 2025-07-07. 2 holders' latest filing reports 5% or more of exchange traded fund. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Truist Financial Corp30%300,023SCHEDULE 13G/A, 2026-10-202026-09-30
Foundations Investment Advisors, LLC5.9%715,619SCHEDULE 13G/A, 2025-11-032025-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Truist Financial Corp00300,0230SCHEDULE 13G/A, 2026-10-20

The latest filing identifies Pacer Funds Trust by CUSIP 69374H238 and gives its principal executive office as 500 CHESTERFIELD PARKWAY, MALVERN, PA 19355 (SCHEDULE 13G/A, 2026-10-20).

FiledHolderPercentFiling
2025-07-07Truist Financial Corp38.8%SCHEDULE 13G
2025-07-29Foundations Investment Advisors, LLC7.5%SCHEDULE 13G/A
2025-10-06Truist Financial Corp29.9%SCHEDULE 13G/A
2025-11-03Foundations Investment Advisors, LLC5.9%SCHEDULE 13G/A
2026-01-20Truist Financial Corp31.9%SCHEDULE 13G/A
2026-05-06Truist Financial Corp25.7%SCHEDULE 13G/A
2026-07-08Truist Financial Corp26.8%SCHEDULE 13G/A
2026-10-20Truist Financial Corp30%SCHEDULE 13G/A

PennantPark Enhanced Income Fund

At 5% or more1
Filings2
Latest filing2026-10-28

PennantPark Enhanced Income Fund has 2 Schedule 13D or 13G filings on record since 2026-07-10. 1 holder's latest filing reports 5% or more of class i common shares of beneficial interest. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Thomas J. Herzfeld Advisors, Inc.6.45%51,335SCHEDULE 13G/A, 2026-10-282026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Thomas J. Herzfeld Advisors, Inc.51,335051,3350SCHEDULE 13G/A, 2026-10-28

The latest filing identifies PennantPark Enhanced Income Fund by CUSIP 70807H308 and gives its principal executive office as 1691 Michigan Avenue, Miami Beach, FL 33139 (SCHEDULE 13G/A, 2026-10-28).

FiledHolderPercentFiling
2026-07-10Thomas J. Herzfeld Advisors, Inc.8.88%SCHEDULE 13G
2026-10-28Thomas J. Herzfeld Advisors, Inc.6.45%SCHEDULE 13G/A

Privacore VPC Asset Backed Credit Fund

At 5% or more2
Filings5
Latest filing2026-10-08

Privacore VPC Asset Backed Credit Fund has 5 Schedule 13D or 13G filings on record since 2026-02-04. 2 holders' latest filing reports 5% or more of class i shares (cusip no. has not been assigned; issuer's ein provided as an alternative identifier). Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Bankers Life & Casualty Co34.8%6,752,942SCHEDULE 13G/A, 2026-10-082026-09-30
JANUS HENDERSON GROUP Ltd.17.1%1,743,804SCHEDULE 13G, 2026-07-082026-06-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Bankers Life & Casualty Co6,752,94206,752,9420SCHEDULE 13G/A, 2026-10-08
JANUS HENDERSON GROUP Ltd.01,743,80401,743,804SCHEDULE 13G, 2026-07-08

The latest filing identifies Privacore VPC Asset Backed Credit Fund by CUSIP 392256726 and gives its principal executive office as C/O PRIVACORE CAPITAL, 1411 BROADWAY, NEW YORK, NY 10018 (SCHEDULE 13G/A, 2026-10-08).

FiledHolderPercentFiling
2026-02-04Bankers Life & Casualty Co71.4%SCHEDULE 13G
2026-03-02Bankers Life & Casualty Co66.6%SCHEDULE 13G/A
2026-03-31Bankers Life & Casualty Co74.9%SCHEDULE 13G/A
2026-07-08JANUS HENDERSON GROUP Ltd.17.1%SCHEDULE 13G
2026-10-08Bankers Life & Casualty Co34.8%SCHEDULE 13G/A

Vanguard Group Inc

At 5% or more1
Filings4
Latest filing2026-10-07

Vanguard Group Inc has 4 Schedule 13D or 13G filings on record since 2025-09-08. 1 holder's latest filing reports 5% or more of exchange traded fund. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
International City Management Association Retirement Corp10%1,137,581SCHEDULE 13G/A, 2026-10-072026-09-15
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
International City Management Association Retirement Corp1,137,5811,137,5811,137,5811,137,581SCHEDULE 13G/A, 2026-10-07

The latest filing identifies Vanguard Group Inc by CUSIP 921932844 and gives its principal executive office as 100 VANGUARD BLVD, MALVERN, PA 19355 (SCHEDULE 13G/A, 2026-10-07).

FiledHolderPercentFiling
2025-09-08International City Management Association Retirement Corp10%SCHEDULE 13G
2025-10-06International City Management Association Retirement Corp14.2%SCHEDULE 13G
2025-10-06International City Management Association Retirement Corp9.2%SCHEDULE 13G
2026-10-07International City Management Association Retirement Corp10%SCHEDULE 13G/A

Virtus Seix Senior Loan ETF

At 5% or more1
Filings6
Latest filing2026-10-14

Virtus Seix Senior Loan ETF has 6 Schedule 13D or 13G filings on record since 2025-07-07. 1 holder's latest filing reports 5% or more of common. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
First Trust Portfolios L.P.10.78%1,365,754SCHEDULE 13G/A, 2026-10-142026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Trust Portfolios L.P.0001,365,754SCHEDULE 13G/A, 2026-10-14
First Trust Advisors L.P.0001,365,754SCHEDULE 13G/A, 2026-10-14
The Charger Corporation0001,365,754SCHEDULE 13G/A, 2026-10-14

The latest filing identifies Virtus Seix Senior Loan ETF by CUSIP 92790A405 and gives its principal executive office as 1301 Avenue of the Americas, 14th Floor, New York, NY 10019 (SCHEDULE 13G/A, 2026-10-14).

FiledHolderPercentFiling
2025-07-07First Trust Portfolios L.P.10.47%SCHEDULE 13G/A
2025-10-17First Trust Portfolios L.P.12.13%SCHEDULE 13G/A
2026-01-14First Trust Portfolios L.P.14.48%SCHEDULE 13G/A
2026-04-17First Trust Portfolios L.P.16.77%SCHEDULE 13G/A
2026-07-14First Trust Portfolios L.P.14.55%SCHEDULE 13G/A
2026-10-14First Trust Portfolios L.P.10.78%SCHEDULE 13G/A

Western Asset Global High Income Fund Inc.

At 5% or more0
Filings2
Latest filing2026-10-02

Western Asset Global High Income Fund Inc. has 2 Schedule 13D or 13G filings on record since 2026-02-04. No holder's latest filing reports 5% or more. Each figure below is the holder's own, as filed, with the filing linked.

HolderPercentSharesLatestEvent date
Sit Investment Associates Inc4.6%1,407,618SCHEDULE 13G/A, 2026-10-022026-09-30
Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Sit Investment Associates Inc—1,407,618—1,407,618SCHEDULE 13G/A, 2026-10-02
Sit Fixed Income Advisors II, LLC—1,407,618—1,407,618SCHEDULE 13G/A, 2026-10-02

The latest filing identifies Western Asset Global High Income Fund Inc. by CUSIP 95766B109 and gives its principal executive office as 620 EIGHTH AVENUE, NEW YORK, NY 10018 (SCHEDULE 13G/A, 2026-10-02).

FiledHolderPercentFiling
2026-02-04Sit Investment Associates, Inc.10.1%SCHEDULE 13G/A
2026-10-02Sit Investment Associates Inc4.6%SCHEDULE 13G/A

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

All 5%+ stakes

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