SUNation Energy, Inc. has 5 Schedule 13D or 13G filings on record since 2026-05-01. 5 holders' latest filing reports 5% or more of common stock, par value $0.05 par value per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| AWM Investment Company, Inc. | 19.9% | 820,000 | SCHEDULE 13G, 2026-07-08 | 2026-07-08 |
| Scott Maskin | 16.6% | 554,736 | SCHEDULE 13D/A, 2026-05-01 | 2026-04-14 |
| Pinnacle Family Office Investments, L.P. | 9.6% | 625,000 | SCHEDULE 13G, 2026-08-28 | 2026-06-09 |
| Ayrton Capital LLC | 8.78% | 361,881 | SCHEDULE 13G, 2026-08-13 | 2026-06-30 |
| Jane Street Group, LLC | 5.1% | 211,110 | SCHEDULE 13G, 2026-07-02 | 2026-06-26 |
Purpose of Transaction (Item 4)
Scott Maskin
On November 9, 2022, the Issuer acquired all of the issued and outstanding equity of SUNation Solar Systems, Inc. and five of its affiliated entities ("SUNation"), directly or indirectly from SUNation's owners, which included the Reporting Person. The Reporting Person received 513,300 shares of Issuer's Common Stock as part of the consideration for the sale of SUNation by the Reporting Person and others in the transaction. In connection with the SUNation acquisition, the Issuer appointed the Reporting Person as a member of its Board of Directors, as well as the Senior Vice President and General Manager, New York Division of the Issuer. The Issuer and the Reporting Person entered into an Employment Agreement, dated November 9, 2022 related to the Reporting Person's employment with the Issuer. On June 30, 2023, the Reporting Person acquired 10,775 shares through the Issuer's 2022 Employee Stock Purchase Plan. On February 10, 2023, the Reporting Person gifted 45,000 of the 513,300 shares to MBB Energy LLC, a limited liability company ("MBB"). On June 14, 2023, MBB gifted the 45,000 shares back to the Reporting Person. The number of shares beneficially owned below reflects adjustments for the Issuer's 1-for-200 reverse stock split that was effected on April 9, 2025, 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024. On April 14, 2026 the Reporting Person exchanged debt pursuant to a …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-05-01; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2026-05-01 | Scott Maskin | 16.6% | SCHEDULE 13D/A |
| 2026-07-02 | Jane Street Group, LLC | 5.1% | SCHEDULE 13G |
| 2026-07-08 | AWM Investment Company, Inc. | 19.9% | SCHEDULE 13G |
| 2026-08-13 | Ayrton Capital LLC | 8.78% | SCHEDULE 13G |
| 2026-08-28 | Pinnacle Family Office Investments, L.P. | 9.6% | SCHEDULE 13G |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.