As of November 6, 2026, 4 holders' latest Schedule 13D or 13G filings report owning 5% or more of Rivernorth Opportunities Fund, Inc. The largest reported stake is Equitable Holdings, Inc.'s, at 47%. 4 filings are on record since November 3, 2025 (Schedule 13G, October 9, 2026).
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Key facts
- · Reporting person: Equitable Holdings, Inc. · Sole voting: 1,404,000 · Shared voting: 0 · Sole dispositive: 1,404,000 · Shared dispositive: 0 · SCHEDULE 13G, 2026-10-09
- · Reporting person: Alliancebernstein L.P. · Sole voting: 656,000 · Shared voting: 0 · Sole dispositive: 656,000 · Shared dispositive: 0 · SCHEDULE 13G, 2026-10-09
- · Reporting person: Thrivent Financial For Lutherans · Sole voting: 740,000 · Shared voting: 0 · Sole dispositive: 740,000 · Shared dispositive: 0 · SCHEDULE 13G, 2026-09-21
- · Reporting person: Sit Investment Associates, Inc. · Sole voting: 0 · Shared voting: 2,881,742 · Sole dispositive: 0 · Shared dispositive: 2,881,742 · SCHEDULE 13G, 2025-11-03
Rivernorth Opportunities Fund, Inc. has 4 Schedule 13D or 13G filings on record since 2025-11-03. 4 holders' latest filing reports 5% or more of series b mandatory redeemable preferred shares. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Equitable Holdings, Inc. | 47% | 1,404,000 | SCHEDULE 13G, 2026-10-09 | 2026-09-30 |
| Thrivent Financial For Lutherans | 24.7% | 740,000 | SCHEDULE 13G, 2026-09-21 | 2026-09-18 |
| Alliancebernstein L.P. | 22% | 656,000 | SCHEDULE 13G, 2026-10-09 | 2026-09-30 |
| Sit Investment Associates, Inc. | 10.5% | 2,881,742 | SCHEDULE 13G, 2025-11-03 | 2025-10-31 |
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More on Rivernorth Opportunities Fund, Inc. and the records around it.
Rivernorth Opportunities Fund, Inc. elsewhere on the record
Companies that share a holder
- Equitable Holdings, Inc. also filed stake reports on 3 other companies: CALAMOS STRATEGIC TOTAL RETURN FUND (Sep 2026), AB Private Lending Fund (Aug 2026), ALLIANCEBERNSTEIN L.P. (Jul 2025)
- THRIVENT FINANCIAL FOR LUTHERANS also filed stake reports on 15 other companies: Airsculpt Technologies, Inc. (Oct 2026), Gloo Holdings, Inc. (Oct 2026), CION Ares Diversified Credit Fund (Oct 2026)
- Sit Investment Associates, Inc. also filed stake reports on 67 other companies: TCW STRATEGIC INCOME FUND INC (Nov 2026), Western Asset Premier Bond Fund (Nov 2026), Blackstone Long-Short Credit Income Fund (Oct 2026)
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What the Full Report on Rivernorth Opportunities Fund, Inc. covers
The Short Answer
Which Company This Is
What They Do, And How The Money Works
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| Equitable Holdings, Inc. | 1,404,000 | 0 | 1,404,000 | 0 | SCHEDULE 13G, 2026-10-09 |
| Thrivent Financial For Lutherans | 740,000 | 0 | 740,000 | 0 | SCHEDULE 13G, 2026-09-21 |
| Alliancebernstein L.P. | 656,000 | 0 | 656,000 | 0 | SCHEDULE 13G, 2026-10-09 |
| Sit Investment Associates, Inc. | 0 | 2,881,742 | 0 | 2,881,742 | SCHEDULE 13G, 2025-11-03 |
| Sit Fixed Income Advisors II, LLC | 0 | 2,881,742 | 0 | 2,881,742 | SCHEDULE 13G, 2025-11-03 |
The latest filing names Rivernorth Opportunities Fund, Inc., with its principal executive office as 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL 33401 (SCHEDULE 13G, 2026-10-09).
What the percentages are based on
47% based upon 3,000,000 Series B Shares outstanding as of September 30, 2026.Equitable Holdings, Inc., SCHEDULE 13G, 2026-10-09
22% based upon 3,000,000 Series B Shares outstanding as of September 30, 2026.Alliancebernstein L.P., SCHEDULE 13G, 2026-10-09
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-11-03 | Sit Investment Associates, Inc. | 10.5% | SCHEDULE 13G |
| 2026-09-21 | Thrivent Financial For Lutherans | 24.7% | SCHEDULE 13G |
| 2026-10-09 | Alliancebernstein L.P. | 22% | SCHEDULE 13G |
| 2026-10-09 | Equitable Holdings, Inc. | 47% | SCHEDULE 13G |
Questions about who owns Rivernorth Opportunities Fund, Inc.
Who owns Rivernorth Opportunities Fund, Inc.?
On this page, 4 holders' latest ownership filings report 5% or more of Rivernorth Opportunities Fund, Inc.: Equitable Holdings, Inc. (47%, Schedule 13G, filed 2026-10-09), Thrivent Financial For Lutherans (24.7%, Schedule 13G, filed 2026-09-21), Alliancebernstein L.P. (22%, Schedule 13G, filed 2026-10-09) and Sit Investment Associates, Inc. (10.5%, Schedule 13G, filed 2025-11-03).
Who are the largest shareholders of Rivernorth Opportunities Fund, Inc.?
By the share each holder's latest filing reports, the largest holders of Rivernorth Opportunities Fund, Inc. on this page are Equitable Holdings, Inc. (47%), Thrivent Financial For Lutherans (24.7%) and Alliancebernstein L.P. (22%).
When did Equitable Holdings, Inc. buy into Rivernorth Opportunities Fund, Inc.?
The filings give report dates, not purchase dates. The earliest filing from Equitable Holdings, Inc. on this page is the Schedule 13G, filed 2026-10-09, reporting 47%.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 4 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
Also on the record for Rivernorth Opportunities Fund, Inc.
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| October 2, 2026 | Form D, private offering | $75M sold | Form D page | Source |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.