RIVERNORTH OPPORTUNITIES FUND, INC. filed a Form D with the Securities and Exchange Commission on 2026-10-02.
RIVERNORTH OPPORTUNITIES FUND, INC. filed a Form D notice of an exempt securities offering with the SEC on October 2, 2026. RIVERNORTH OPPORTUNITIES FUND, INC. trades on NYSE as RIV; it was formerly Rivernorth Tactical Opportunities Fund, Inc. The filing reports $75M sold. Its industry group is Other Investment Fund (SEC Form D, October 2, 2026).
The parent firm, RiverNorth, in its own words: “From closed-end funds to ETFs, RiverNorth’s innovative investment management creates opportunities by capitalizing on market inefficiencies.” (rivernorth.com, checked November 1, 2026)
Is this your company?
125 companies raised this week.
Companies that just raised money, and the people to call. Before you unlock: the company, the amount, the date and what is inside (for example 2 people, phone, LinkedIn). After: the officers and directors the filing names with their roles, how to reach the company, and a person's email only when we found one.
| Andersen Aggregator LLC | $1.9B | Business services |
| AT Umbrella LLC | $1.9B | Business services |
| Legora, Inc. | $221M | AI and software |
| MD INVESTMENT LLC | $169M | Business services |
| Serval Inc. | $149M | AI and software |
Sell to companies like RIVERNORTH OPPORTUNITIES FUND, INC? Enter your website and see 10 with a filed reason to buy from you this month. Free.
Opens in a new tab. No signup.
New Form D on file · 2026-10-02 · the record
Pitching, partnering or investing alongside them? See who really runs and owns RIVERNORTH OPPORTUNITIES FUND, INC.
Free to see. No signup.
Get an email when RIVERNORTH OPPORTUNITIES FUND, INC. files again: a new raise, a leadership change, a layoff or an IPO filing. One email first to confirm; nothing else until you click it. At most one a day, one click to stop. Free for up to 3 companies.
We'll show it in your MentionFox inbox when RIVERNORTH OPPORTUNITIES FUND, INC. raises, hires or launches. No email unless you switch it on.
Watch RIVERNORTH OPPORTUNITIES FUND, INC. →Get the full cited report on RIVERNORTH OPPORTUNITIES FUND, INC.
What the filing shows about RIVERNORTH OPPORTUNITIES FUND, INC.
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
A Full Report on RIVERNORTH OPPORTUNITIES FUND, INC.: verified, sourced, every claim cited, ready in a few minutes. See pricing.
The filing gives RIVERNORTH OPPORTUNITIES FUND, INC.'s address as 360 S. Rosemary Ave., Suite 1420, West Palm Beach, FL 33401.
Saved here on this device in the meantime, so nothing is lost either way.
This is the company's own disclosure. A payment disclosed on a Form D is a disclosed use of proceeds, not a finding of wrongdoing.
Order the Full Report on RIVERNORTH OPPORTUNITIES FUND, INC. See pricing
RIVERNORTH OPPORTUNITIES FUND, INC. is a registered filer with the SEC (CIK 1501072) and has filed since 2026-10-02. 1 filing is on record, the latest on 2026-10-02.
A filing shows the company exists and what it reports about itself. It is not an audit or a rating.
RIVERNORTH OPPORTUNITIES FUND, INC.'s Form D of 2026-10-02 names Patrick Galley, Marcus Collins, Jonathan Mohrhardt and 4 more as its officers, directors or promoters.
Its new offerings report $75M sold across 1 offering, as its own filings state.
Trailing twelve months. 8054 filings in Other Investment Fund, totalled by week. The dot is this raise, $75M, on the same scale — one filing against the whole group's total, so it sits low by construction.
On the filing as: Executive Officer, Director.
Patrick Galley is named as Director, Chairman and President on the Form D that RIVERNORTH OPPORTUNITIES FUND, INC. filed with the SEC on 2 October 2026, one of 7 people that filing names.
On the filing as: Executive Officer.
Marcus Collins is named as Chief Compliance Officer and Secretary on the Form D that RIVERNORTH OPPORTUNITIES FUND, INC. filed with the SEC on 2 October 2026, one of 7 people that filing names.
On the filing as: Executive Officer.
Jonathan Mohrhardt is named as Treasurer and Chief Financial Officer on the Form D that RIVERNORTH OPPORTUNITIES FUND, INC. filed with the SEC on 2 October 2026, one of 7 people that filing names.
Jerry Raio is named as Director on the Form D that RIVERNORTH OPPORTUNITIES FUND, INC. filed with the SEC on 2 October 2026, one of 7 people that filing names.
John Carter is named as Director on the Form D that RIVERNORTH OPPORTUNITIES FUND, INC. filed with the SEC on 2 October 2026, one of 7 people that filing names.
Lisa Mougin is named as Director on the Form D that RIVERNORTH OPPORTUNITIES FUND, INC. filed with the SEC on 2 October 2026, one of 7 people that filing names.
David Swanson is named as Director on the Form D that RIVERNORTH OPPORTUNITIES FUND, INC. filed with the SEC on 2 October 2026, one of 7 people that filing names.
7 people named on the filing — 3 holding an executive role and 4 as directors only.
Named as of the 2026-10-02 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
No investor is drawn from a Form D — the form states how many invested and never who.
What the filing shows about RIVERNORTH OPPORTUNITIES FUND, INC.
Only in the Full Report: Who Runs It, And How To Reach Them · Warning Bells · Who Pays Them, And Who They Are Up Against.
Example from a real report (our sample on Target): “The Q2 2026 earnings report, published August 19, 2026, showed adjusted EPS of $2.46 against an expected $2.33” Source: CNBC
A Full Report on RIVERNORTH OPPORTUNITIES FUND, INC.: verified, sourced, every claim cited, ready in a few minutes. See pricing.
What the Full Report on RIVERNORTH OPPORTUNITIES FUND, INC. covers
Plus the sections for what you are deciding, which you pick after ordering.
A real finished report, first screen. Opens in a new tab.
Not ready to order yet? Keep this snapshot.
Sends this preview to you once; we won't add you to any list
You land back on this company when you are in.
Not ready to upgrade? Keep this one in view instead.
Watchlist RIVERNORTH OPPORTUNITIES FUND, INC.You get an alert in MentionFox the next time this company shows up.
If you're behind RIVERNORTH OPPORTUNITIES FUND, INC.: the weeks after a raise are watched the same way — by other investors sizing you up, and by founders checking who just got funded. FoxPlug turns your commits, deploys, and releases into that story automatically. GetFoxChat puts a guide on your own site so the people this filing just sent you don't leave after one page.
Sourced from the filing index on sec.gov.
Each opens in a new tab, filled in for RIVERNORTH OPPORTUNITIES FUND, INC.. With no account yet, you sign up free and land on the result.
Share your raise. This card is drawn from the company's own Form D filing, and sharing needs no account.
https://mentionfox.com/funding/rivernorth-opportunities-fund-inc-form-d-017841