Morgan Stanley has 5 Schedule 13D or 13G filings on record since 2025-11-04. 2 holders' latest filing reports 5% or more of common stock, par value $0.01 per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Mitsubishi Ufj Financial Group, Inc. | 24.12% | 380,511,118 | SCHEDULE 13D/A, 2026-07-15 | 2026-07-15 |
| Vanguard Capital Management | 5.65% | 89,855,360 | SCHEDULE 13G, 2026-04-30 | 2026-03-31 |
| The Vanguard Group | 0% | 0 | SCHEDULE 13G/A, 2026-03-27 | 2026-03-13 |
Purpose of Transaction (Item 4)
Mitsubishi Ufj Financial Group, Inc.
On April 18, 2018, MUFG entered into a sales plan (the "Plan") with the Company and Morgan Stanley & Co. LLC ("MS & Co.") to sell shares of Common Stock to the Company, through its agent MS & Co., as part of the Company's share repurchase program. The Plan was filed as Exhibit 20 to the thirteenth amendment to the Schedule 13D. On December 10, 2020, the Company provided written notice to MUFG pursuant to Paragraph F.2(i) of the Plan to suspend the Plan effective immediately. On July 15, 2026, MUFG provided written notice to the Company that Sales (as defined in the Plan) shall resume with July 30, 2026 as the first Sale Day.Item 4 of the SCHEDULE 13D/A filed 2026-07-15
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-11-04 | Mitsubishi Ufj Financial Group, Inc. | 23.91% | SCHEDULE 13D/A |
| 2026-03-27 | The Vanguard Group | 0% | SCHEDULE 13G/A |
| 2026-04-13 | Mitsubishi Ufj Financial Group, Inc. | 23.95% | SCHEDULE 13D/A |
| 2026-04-30 | Vanguard Capital Management | 5.65% | SCHEDULE 13G |
| 2026-07-15 | Mitsubishi Ufj Financial Group, Inc. | 24.12% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.