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5%+ stakes · Schedule 13D and 13G

Clearone Inc: 5%+ holders

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Who has reported owning 5% or more of Clearone Inc, from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 7, 2026, 2 holders' latest Schedule 13D or 13G filings report owning 5% or more of Clearone Inc. The largest reported stake is First Finance Ltd.'s, at 61.3%. 6 filings are on record since July 1, 2025 (Schedule 13D/A, August 6, 2026).

2 more records on Clearone Inc ↓

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Key facts

  • · Reporting person: Bagley Edward D · Sole voting: 173,511 · Shared voting: 0 · Sole dispositive: 173,511 · Shared dispositive: 0 · SCHEDULE 13D/A, 2026-11-06
  • · Reporting person: First Finance Ltd. · Sole voting: 1,641,162 · Shared voting: 0 · Sole dispositive: 1,641,162 · Shared dispositive: 0 · SCHEDULE 13D/A, 2026-08-06
  • · Holder: First Finance Ltd. · Percent: 61.29% · SCHEDULE 13D/A
  • · Holder: First Finance Ltd. · Percent: 53.79% · SCHEDULE 13D/A
  • · Holder: Bagley Edward D · Percent: 8.2% · SCHEDULE 13D/A
At 5% or more2
Filings6
Latest filing2026-11-06

Clearone Inc has 6 Schedule 13D or 13G filings on record since 2025-07-01. 2 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
First Finance Ltd.61.3%1,641,162SCHEDULE 13D/A, 2026-08-062026-08-04
6.5%173,511SCHEDULE 13D/A, 2026-11-062026-04-13

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More on Clearone Inc and the records around it.

Clearone Inc elsewhere on the record

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
First Finance Ltd.1,641,16201,641,1620SCHEDULE 13D/A, 2026-08-06
Hromyk Andrew01,641,16201,641,162SCHEDULE 13D/A, 2026-08-06
Bagley Edward D173,5110173,5110SCHEDULE 13D/A, 2026-11-06

The latest filing identifies Clearone Inc by CUSIP 18506U104 and gives its principal executive office as 5225 WILEY POST WAY, SUITE 500, SALT LAKE CITY, UT 84116 (SCHEDULE 13D/A, 2026-11-06).

Source of funds (Item 3)

On March 2, 2026, First Finance Ltd. entered into a Securities Purchase Agreement with ClearOne, Inc. (the "Issuer") pursuant to which First Finance Ltd. agreed to acquire, for a total purchase price of $1,750,000, (i) 437,500 shares of the Issuer's common stock and (ii) a warrant to purchase up to 437,500 shares of common stock (the "Warrant"). The transaction closed on or around March 6, 2026.First Finance Ltd., SCHEDULE 13D/A, 2026-08-06

Purpose of Transaction (Item 4)

First Finance Ltd.

This Amendment No. 3 is being filed to report the cancellation of the Warrant in its entirety for no consideration. On July 1, 2026, the Issuer entered into the Merger Agreement, pursuant to which Merger Sub will merge with and into Cortigent, with Cortigent surviving as a wholly-owned subsidiary of the Issuer. As consideration for all of the issued and outstanding shares of common stock of Cortigent, Vivani will receive 12,500,000 shares of the Issuer's common stock. The Merger Agreement was disclosed by the Issuer in a Current Report on Form 8-K filed with the SEC on July 6, 2026. As the majority beneficial owner of the Issuer's common stock, the Reporting Persons are supportive of the Merger Agreement. Except as described herein, the Reporting Persons have no plans or proposals which relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons reserve the right to change their plans and intentions at any time, as they deem appropriate.Item 4 of the SCHEDULE 13D/A filed 2026-08-06

Timeline

FiledHolderPercentFiling
2025-07-01First Finance Ltd.32.4%SCHEDULE 13D
2025-11-26First Finance Ltd.53.79%SCHEDULE 13D/A
2025-11-26Bagley Edward D8.2%SCHEDULE 13D/A
2026-03-06First Finance Ltd.61.29%SCHEDULE 13D/A
2026-08-06First Finance Ltd.61.3%SCHEDULE 13D/A
2026-11-06Bagley Edward D6.5%SCHEDULE 13D/A

Questions about who owns Clearone Inc

Who owns Clearone Inc?

On this page, 2 holders' latest ownership filings report 5% or more of Clearone Inc: First Finance Ltd. (61.3%, Schedule 13D/A, filed 2026-08-06) and Bagley Edward D (6.5%, Schedule 13D/A, filed 2026-11-06).

Who are the largest shareholders of Clearone Inc?

By the share each holder's latest filing reports, the largest holders of Clearone Inc on this page are First Finance Ltd. (61.3%) and Bagley Edward D (6.5%).

When did First Finance Ltd. buy into Clearone Inc?

The filings give report dates, not purchase dates. The earliest filing from First Finance Ltd. on this page is the Schedule 13D, filed 2025-07-01, reporting 32.4%; its latest, Schedule 13D/A filed 2026-08-06, reports 61.3%.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 6 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

Also on the record for Clearone Inc

DateRecordFigureOur pageSource
August 5, 2026Leadership change filing (Form 8-K, Item 5.02)—Leadership changesSource
April 3, 2026Leadership change filing (Form 8-K, Item 5.02)—Leadership changesSource
July 3, 2025Form D, private offering$3M soldForm D pageSource

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/clearone
Last updated 2026-11-07
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Clearone Inc? 2 holders at 5% or more, largest First Finance Ltd. 61.3%. MentionFox, 2026-11-07. https://mentionfox.com/stakes/clearone