Clearone Inc has 5 Schedule 13D or 13G filings on record since 2025-07-01. 2 holders' latest filing reports 5% or more of common stock, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| First Finance Ltd. | 61.3% | 1,641,162 | SCHEDULE 13D/A, 2026-08-06 | 2026-08-04 |
| Bagley Edward D | 8.2% | 143,224 | SCHEDULE 13D/A, 2025-11-26 | 2025-10-30 |
Purpose of Transaction (Item 4)
First Finance Ltd.
This Amendment No. 3 is being filed to report the cancellation of the Warrant in its entirety for no consideration. On July 1, 2026, the Issuer entered into the Merger Agreement, pursuant to which Merger Sub will merge with and into Cortigent, with Cortigent surviving as a wholly-owned subsidiary of the Issuer. As consideration for all of the issued and outstanding shares of common stock of Cortigent, Vivani will receive 12,500,000 shares of the Issuer's common stock. The Merger Agreement was disclosed by the Issuer in a Current Report on Form 8-K filed with the SEC on July 6, 2026. As the majority beneficial owner of the Issuer's common stock, the Reporting Persons are supportive of the Merger Agreement. Except as described herein, the Reporting Persons have no plans or proposals which relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons reserve the right to change their plans and intentions at any time, as they deem appropriate.Item 4 of the SCHEDULE 13D/A filed 2026-08-06
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-01 | First Finance Ltd. | 32.4% | SCHEDULE 13D |
| 2025-11-26 | First Finance Ltd. | 53.79% | SCHEDULE 13D/A |
| 2025-11-26 | Bagley Edward D | 8.2% | SCHEDULE 13D/A |
| 2026-03-06 | First Finance Ltd. | 61.29% | SCHEDULE 13D/A |
| 2026-08-06 | First Finance Ltd. | 61.3% | SCHEDULE 13D/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.