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5%+ stakes · Schedule 13D and 13G

Capricor Therapeutics, Inc.: 5%+ holders

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Who has reported owning 5% or more of Capricor Therapeutics, Inc., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 6, 2026, 4 holders' latest Schedule 13D or 13G filings report owning 5% or more of Capricor Therapeutics, Inc. The largest reported stake is Tang Capital Management, LLC's, at 7.1%. 11 filings are on record since July 29, 2025 (Schedule 13G/A, August 14, 2026).

SUVRETTA CAPITAL MANAGEMENT, LLC also filed stake reports on 22 other companies ↓

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Key facts

  • · Reporting person: Millennium Management LLC · Sole voting: 0 · Shared voting: 1,669,083 · Sole dispositive: 0 · Shared dispositive: 1,669,083 · SCHEDULE 13G/A, 2026-10-14
  • · Holder: Millennium Management LLC · Percent: 5.1% · SCHEDULE 13G
  • · Holder: Millennium Management LLC · Percent: 4.9% · SCHEDULE 13G
  • · Reporting person: Tang Capital Management, LLC · Sole voting: 0 · Shared voting: 4,099,900 · Sole dispositive: 0 · Shared dispositive: 4,099,900 · SCHEDULE 13G/A, 2026-08-14
  • · Reporting person: State Street Corporation · Sole voting: 0 · Shared voting: 3,285,634 · Sole dispositive: 0 · Shared dispositive: 3,397,241 · SCHEDULE 13G, 2026-08-07
At 5% or more4
Filings11
Latest filing2026-10-14

Capricor Therapeutics, Inc. has 11 Schedule 13D or 13G filings on record since 2025-07-29. 4 holders' latest filing reports 5% or more of common stock, par value $0.001 per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
Tang Capital Management, LLC7.1%4,099,900SCHEDULE 13G/A, 2026-08-142026-06-30
Suvretta Capital Management, LLC6.6%3,417,891SCHEDULE 13G, 2026-02-262026-02-19
State Street Corporation5.9%3,397,241SCHEDULE 13G, 2026-08-072026-06-30
RA Capital Management, L.P.5.2%3,014,183SCHEDULE 13G, 2026-08-032026-07-27
The Vanguard Group4.82%2,206,719SCHEDULE 13G/A, 2025-10-302025-09-30
Millennium Management LLC2.9%1,669,083SCHEDULE 13G/A, 2026-10-142026-09-30
Highbridge Capital Management, LLC2.3%1,200,000SCHEDULE 13G/A, 2026-02-172025-12-31

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More on Capricor Therapeutics, Inc. and the records around it.

Capricor Therapeutics, Inc. elsewhere on the record

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What the Full Report on Capricor Therapeutics, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    11 cited sources found

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Tang Capital Management, LLC04,099,90004,099,900SCHEDULE 13G/A, 2026-08-14
Kevin Tang04,099,90004,099,900SCHEDULE 13G/A, 2026-08-14
Tang Capital Partners, LP0923,7830923,783SCHEDULE 13G/A, 2026-08-14
Tang Capital Partners International, LP01,281,25101,281,251SCHEDULE 13G/A, 2026-08-14
Tang Capital Partners Iii, Inc0877,1330877,133SCHEDULE 13G/A, 2026-08-14
Tang Capital Partners Iv, Inc01,017,73301,017,733SCHEDULE 13G/A, 2026-08-14
State Street Corporation03,285,63403,397,241SCHEDULE 13G, 2026-08-07
RA Capital Management, L.P.03,014,18303,014,183SCHEDULE 13G, 2026-08-03
Peter Kolchinsky03,014,18303,014,183SCHEDULE 13G, 2026-08-03
Rajeev Shah03,014,18303,014,183SCHEDULE 13G, 2026-08-03
RA Capital Healthcare Fund, L.P.03,014,18303,014,183SCHEDULE 13G, 2026-08-03
Millennium Management LLC01,669,08301,669,083SCHEDULE 13G/A, 2026-10-14
Millennium Group Management LLC01,669,08301,669,083SCHEDULE 13G/A, 2026-10-14
Israel A. Englander01,669,08301,669,083SCHEDULE 13G/A, 2026-10-14

The latest filing identifies Capricor Therapeutics, Inc. by CUSIP 14070B309 and gives its principal executive office as 10865 Road to the Cure, Suite 150, San Diego, CA 92121 (SCHEDULE 13G/A, 2026-10-14).

What the percentages are based on

Row 11 of each Reporting Person's cover page to this Schedule 13G sets forth the percentages of shares of common stock of the Issuer beneficially owned by such Reporting Person and is incorporated by reference.RA Capital Management, L.P., SCHEDULE 13G, 2026-08-03

Timeline

FiledHolderPercentFiling
2025-07-29The Vanguard Group5.04%SCHEDULE 13G
2025-10-30The Vanguard Group4.82%SCHEDULE 13G/A
2026-01-26Tang Capital Management, LLC6.6%SCHEDULE 13G
2026-02-17Highbridge Capital Management, LLC2.3%SCHEDULE 13G/A
2026-02-26Suvretta Capital Management, LLC6.6%SCHEDULE 13G
2026-08-03RA Capital Management, L.P.5.2%SCHEDULE 13G
2026-08-07State Street Corporation5.9%SCHEDULE 13G
2026-08-14Tang Capital Management, LLC7.1%SCHEDULE 13G/A
2026-08-19Millennium Management LLC4.9%SCHEDULE 13G
2026-09-14Millennium Management LLC5.1%SCHEDULE 13G
2026-10-14Millennium Management LLC2.9%SCHEDULE 13G/A

Questions about who owns Capricor Therapeutics, Inc.

Who owns Capricor Therapeutics, Inc.?

On this page, 4 holders' latest ownership filings report 5% or more of Capricor Therapeutics, Inc.: Tang Capital Management, LLC (7.1%, Schedule 13G/A, filed 2026-08-14), Suvretta Capital Management, LLC (6.6%, Schedule 13G, filed 2026-02-26), State Street Corporation (5.9%, Schedule 13G, filed 2026-08-07) and RA Capital Management, L.P. (5.2%, Schedule 13G, filed 2026-08-03).

Who are the largest shareholders of Capricor Therapeutics, Inc.?

By the share each holder's latest filing reports, the largest holders of Capricor Therapeutics, Inc. on this page are Tang Capital Management, LLC (7.1%), Suvretta Capital Management, LLC (6.6%) and State Street Corporation (5.9%).

When did Tang Capital Management, LLC buy into Capricor Therapeutics, Inc.?

The filings give report dates, not purchase dates. The earliest filing from Tang Capital Management, LLC on this page is the Schedule 13G, filed 2026-01-26, reporting 6.6%; its latest, Schedule 13G/A filed 2026-08-14, reports 7.1%.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 11 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/capricor-therapeutics
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Capricor Therapeutics, Inc.? 4 holders at 5% or more, largest Tang Capital Management, LLC 7.1%. MentionFox, 2026-11-06. https://mentionfox.com/stakes/capricor-therapeutics