Bakkt, Inc. has 26 Schedule 13D or 13G filings on record since 2025-07-01. 4 holders' latest filing reports 5% or more of class a common stock, par value $0.0001 per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Intercontinental Exchange Holdings, Inc. | 54.2% | 7,914,472 | SCHEDULE 13D/A, 2025-07-01 | 2025-06-27 |
| Akshay Sudhir Naheta | 22.3% | 11,138,989 | SCHEDULE 13D/A, 2026-05-04 | 2026-04-30 |
| Intercontinental Exchange, Inc. | 19.8% | 8,380,362 | SCHEDULE 13D/A, 2026-05-04 | 2026-04-30 |
| BlackRock, Inc. | 5.5% | 2,452,659 | SCHEDULE 13G, 2026-07-27 | 2026-06-30 |
| Highbridge Capital Management, LLC | 4.2% | 691,442 | SCHEDULE 13G/A, 2025-11-14 | 2025-09-30 |
| Weiss Asset Management LP | 3.4% | 812,640 | SCHEDULE 13G/A, 2026-02-17 | 2025-12-31 |
| Kenneth Griffin | 2.7% | 425,943 | SCHEDULE 13G/A, 2025-11-14 | 2025-09-30 |
| Horizon Kinetics Asset Management LLC | 2.3% | 328,529 | SCHEDULE 13G/A, 2025-10-31 | 2025-09-09 |
| G1 Execution Services, LLC | 1.7% | 411,786 | SCHEDULE 13G/A, 2026-02-13 | 2025-12-31 |
| Alyeska Investment Group, L.P. | 0% | 0 | SCHEDULE 13G/A, 2026-08-14 | 2026-06-30 |
Purpose of Transaction (Item 4)
Akshay Sudhir Naheta
Item 4 of the Original Filing is amended and restated to read as follows: As previously disclosed, the Reporting Person entered into the Share Purchase Agreement in his capacity as the seller of DTR. On the Closing Date, the Reporting Person acquired the Consideration Shares pursuant to the Share Purchase Agreement. The transactions combined the business of DTR with that of the Issuer and furthered the Issuer's strategic objectives. In connection with the Closing of the transactions contemplated by the Share Purchase Agreement, certain agreements previously disclosed in Item 6 became effective or terminated in accordance with their terms, as further described in Item 6 below. Any actions the Reporting Person might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Person's review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; tax considerations; the relative attractiveness of alternative business and investment opportunities; and other future developments. The Reporting Person may acquire additional securities of the Issuer, or retain or sell all or a portion of the securities then held, in the open market or in privately negotiated transactions. In addition, the Reporting Person, in his position as a …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-05-04; the filing has the rest
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-07-01 | Intercontinental Exchange Holdings, Inc. | 54.2% | SCHEDULE 13D/A |
| 2025-07-02 | Intercontinental Exchange, Inc. | 54.2% | SCHEDULE 13D/A |
| 2025-07-17 | Intercontinental Exchange, Inc. | 54.2% | SCHEDULE 13D/A |
| 2025-07-17 | BlackRock, Inc. | 5.1% | SCHEDULE 13G |
| 2025-07-30 | Intercontinental Exchange, Inc. | 36% | SCHEDULE 13D/A |
| 2025-08-06 | Citadel Advisors LLC | 8.7% | SCHEDULE 13G |
| 2025-10-17 | BlackRock, Inc. | 4.6% | SCHEDULE 13G/A |
| 2025-10-20 | Intercontinental Exchange, Inc. | 33.6% | SCHEDULE 13D/A |
| 2025-10-31 | Horizon Kinetics Asset Management LLC | 2.3% | SCHEDULE 13G/A |
| 2025-11-05 | Intercontinental Exchange, Inc. | 33.6% | SCHEDULE 13D/A |
| 2025-11-07 | Akshay Sudhir Naheta | 6.3% | SCHEDULE 13D |
| 2025-11-12 | Weiss Asset Management LP | 5.1% | SCHEDULE 13G |
| 2025-11-13 | G1 Execution Services, LLC | 6% | SCHEDULE 13G |
| 2025-11-14 | Highbridge Capital Management, LLC | 4.2% | SCHEDULE 13G/A |
| 2025-11-14 | Kenneth Griffin | 2.7% | SCHEDULE 13G/A |
| 2025-11-18 | Akshay Sudhir Naheta | 11.9% | SCHEDULE 13D/A |
| 2026-01-13 | Intercontinental Exchange, Inc. | 32.3% | SCHEDULE 13D/A |
| 2026-01-13 | Akshay Sudhir Naheta | 11.6% | SCHEDULE 13D/A |
| 2026-02-13 | G1 Execution Services, LLC | 1.7% | SCHEDULE 13G/A |
| 2026-02-17 | Weiss Asset Management LP | 3.4% | SCHEDULE 13G/A |
| 2026-03-04 | Intercontinental Exchange, Inc. | 27% | SCHEDULE 13D/A |
| 2026-05-04 | Intercontinental Exchange, Inc. | 19.8% | SCHEDULE 13D/A |
| 2026-05-04 | Akshay Sudhir Naheta | 22.3% | SCHEDULE 13D/A |
| 2026-05-15 | Alyeska Investment Group, L.P. | 9.99% | SCHEDULE 13G |
| 2026-07-27 | BlackRock, Inc. | 5.5% | SCHEDULE 13G |
| 2026-08-14 | Alyeska Investment Group, L.P. | 0% | SCHEDULE 13G/A |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.