As of November 6, 2026, 4 holders' latest Schedule 13D or 13G filings report owning 5% or more of 5E Advanced Materials, Inc. The largest reported stake is Ascend Global Investment Fund SPC for and on behalf of Strategic SP's, at 35.6%. 7 filings are on record since August 27, 2025 (Schedule 13D/A, December 8, 2025).
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Key facts
- · Reporting person: Karnavati Holdings, Inc. · Sole voting: 0 · Shared voting: 6,144,182 · Sole dispositive: 0 · Shared dispositive: 6,144,182 · SCHEDULE 13D, 2026-10-08
- · Holder: AWM Investment Company, Inc. · Percent: 7.8% · SCHEDULE 13G
- · Holder: Bluescape Energy Partners IV GP LLC · Percent: 29.2% · SCHEDULE 13D/A
- · Holder: Ascend Global Investment Fund SPC for and on behalf of Strategic SP · Percent: 35.6% · SCHEDULE 13D/A
- · Holder: Bluescape Energy Partners IV GP LLC · Percent: 34.6% · SCHEDULE 13D/A
5E Advanced Materials, Inc. has 7 Schedule 13D or 13G filings on record since 2025-08-27. 4 holders' latest filing reports 5% or more of common stock, $0.01 par value per share. Each figure below is the holder's own, as filed, with the filing linked.
Holders
| Holder | Percent | Shares | Latest | Event date |
|---|---|---|---|---|
| Ascend Global Investment Fund SPC for and on behalf of Strategic SP | 35.6% | 8,364,294 | SCHEDULE 13D/A, 2025-12-08 | 2025-12-04 |
| Bluescape Energy Partners IV GP LLC | 29.2% | 12,130,997 | SCHEDULE 13D/A, 2026-02-04 | 2026-02-02 |
| Karnavati Holdings, Inc. | 12.4% | 6,144,182 | SCHEDULE 13D, 2026-10-08 | 2026-10-01 |
| AWM Investment Company, Inc. | 7.8% | 3,250,000 | SCHEDULE 13G, 2026-05-04 | 2026-03-31 |
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More on 5E Advanced Materials, Inc. and the records around it.
5E Advanced Materials, Inc. elsewhere on the record
- Leadership changes Apr 2026
- Who owns it
Companies that share a holder
- AWM Investment Company, Inc. also filed stake reports on 32 other companies: 908 Devices Inc. (Aug 2026), Brazil Potash Corp. (Aug 2026), EVERSPIN TECHNOLOGIES INC. (Aug 2026)
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Voting and dispositive power, as filed
| Reporting person | Sole voting | Shared voting | Sole dispositive | Shared dispositive | Filing |
|---|---|---|---|---|---|
| Karnavati Holdings, Inc. | 0 | 6,144,182 | 0 | 6,144,182 | SCHEDULE 13D, 2026-10-08 |
| Nirma Limited | 0 | 6,144,182 | 0 | 6,144,182 | SCHEDULE 13D, 2026-10-08 |
| Karsanbhai K. Patel | 0 | 6,144,182 | 0 | 6,144,182 | SCHEDULE 13D, 2026-10-08 |
The latest filing identifies 5E Advanced Materials, Inc. by CUSIP 33830Q208 and gives its principal executive office as 9329 Mariposa Road, Suite 210, Hesperia, CA 92344 (SCHEDULE 13D, 2026-10-08).
Source of funds (Item 3)
KHI was the lender under the Debtor-in-Possession Credit Agreement dated June 15, 2026 with Searles Valley Minerals Inc. ("SVM"). Under the Asset Purchase Agreement dated September 14, 2026 among SVM and its affiliated debtors, 5E SVM, LLC, the Issuer (for limited purposes) and Nirma (for limited purposes) (the "APA"), the Issuer issued 8,300,000 shares of Common Stock as part of the purchase price for the assets of SVM sold under section 363 of the Bankruptcy Code.Karnavati Holdings, Inc., SCHEDULE 13D, 2026-10-08
Purpose of Transaction (Item 4)
Karnavati Holdings, Inc.
The Reporting Persons acquired the shares as consideration in partial satisfaction of secured obligations owed by SVM, as described in Item 3, and hold them for investment purposes. Under the APA, KHI may receive up to an additional 2,155,818 shares, consisting of 312,500 shares held back by the Issuer pending delivery of executed deeds and the Tranche 2 Funding under the Bridge Facility, and any residual of 1,843,318 shares held in escrow pending resolution of a mechanic's lien claim. Under Section 6.23 of the APA, the Issuer has agreed to file a resale registration statement covering the shares. Except as described in this Schedule 13D, the Reporting Persons have no present plans or proposals that relate to or would result in any of the matters described in clauses (a) through (j) of Item 4. The Reporting Persons may review their investment and, subject to applicable law, may acquire or dispose of securities of the Issuer from time to time.Item 4 of the SCHEDULE 13D filed 2026-10-08
Timeline
| Filed | Holder | Percent | Filing |
|---|---|---|---|
| 2025-08-27 | Bluescape Energy Partners IV GP LLC | 41.2% | SCHEDULE 13D/A |
| 2025-08-27 | Ascend Global Investment Fund SPC for and on behalf of Strategic SP | 42.2% | SCHEDULE 13D/A |
| 2025-12-08 | Ascend Global Investment Fund SPC for and on behalf of Strategic SP | 35.6% | SCHEDULE 13D/A |
| 2025-12-08 | Bluescape Energy Partners IV GP LLC | 34.6% | SCHEDULE 13D/A |
| 2026-02-04 | Bluescape Energy Partners IV GP LLC | 29.2% | SCHEDULE 13D/A |
| 2026-05-04 | AWM Investment Company, Inc. | 7.8% | SCHEDULE 13G |
| 2026-10-08 | Karnavati Holdings, Inc. | 12.4% | SCHEDULE 13D |
Questions about who owns 5E Advanced Materials, Inc.
Who owns 5E Advanced Materials, Inc.?
On this page, 4 holders' latest ownership filings report 5% or more of 5E Advanced Materials, Inc.: Ascend Global Investment Fund SPC for and on behalf of Strategic SP (35.6%, Schedule 13D/A, filed 2025-12-08), Bluescape Energy Partners IV GP LLC (29.2%, Schedule 13D/A, filed 2026-02-04), Karnavati Holdings, Inc. (12.4%, Schedule 13D, filed 2026-10-08) and AWM Investment Company, Inc. (7.8%, Schedule 13G, filed 2026-05-04).
Who are the largest shareholders of 5E Advanced Materials, Inc.?
By the share each holder's latest filing reports, the largest holders of 5E Advanced Materials, Inc. on this page are Ascend Global Investment Fund SPC for and on behalf of Strategic SP (35.6%), Bluescape Energy Partners IV GP LLC (29.2%) and Karnavati Holdings, Inc. (12.4%).
When did Ascend Global Investment Fund SPC for and on behalf of Strategic SP buy into 5E Advanced Materials, Inc.?
The filings give report dates, not purchase dates. The earliest filing from Ascend Global Investment Fund SPC for and on behalf of Strategic SP on this page is the Schedule 13D/A, filed 2025-08-27, reporting 42.2%; its latest, Schedule 13D/A filed 2025-12-08, reports 35.6%. That earliest filing is itself an amendment, which updates an earlier report.
Is this an audit or a full list?
Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 7 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.
Also on the record for 5E Advanced Materials, Inc.
| Date | Record | Figure | Our page | Source |
|---|---|---|---|---|
| April 13, 2026 | Leadership change: Jonathan Siegler appointed, Director | — | Leadership changes | Source |
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Where this comes from
Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.
Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.