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5%+ stakes · Schedule 13D and 13G

Northpointe Bancshares, Inc.: 5%+ holders

Who has reported owning 5% or more of Northpointe Bancshares, Inc., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

At 5% or more5
Filings11
Latest filing2026-08-13

Northpointe Bancshares, Inc. has 11 Schedule 13D or 13G filings on record since 2025-08-14. 5 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
Wellington Management Group LLP10.6%3,651,674SCHEDULE 13G/A, 2026-08-132026-06-30
Castle Creek Capital Partners VII, LP9.9%3,284,645SCHEDULE 13G, 2026-02-132025-12-31
Second Rewritten Trust Indenture of John S Simoni8.9%3,064,142SCHEDULE 13G/A, 2026-07-132026-06-30
Adage Capital Management, L.P.7.54%2,601,503SCHEDULE 13G/A, 2026-05-132026-03-31
Annie Gainey7.4%2,545,762SCHEDULE 13G/A, 2025-10-172025-05-12
Bay Pond Investors (Bermuda) L.P.4.7%1,620,149SCHEDULE 13G/A, 2026-08-132026-06-30
Bay Pond Partners, L.P.4.6%1,574,192SCHEDULE 13G/A, 2026-08-132026-06-30

Timeline

FiledHolderPercentFiling
2025-08-14Castle Creek Capital Partners VII, LP9.9%SCHEDULE 13G
2025-10-17Annie Gainey7.4%SCHEDULE 13G/A
2025-11-13Adage Capital Management, L.P.5.22%SCHEDULE 13G
2026-01-15Bay Pond Investors (Bermuda) L.P.5.5%SCHEDULE 13G
2026-02-13Castle Creek Capital Partners VII, LP9.9%SCHEDULE 13G
2026-05-13Adage Capital Management, L.P.7.54%SCHEDULE 13G/A
2026-05-15Wellington Management Group LLP13.1%SCHEDULE 13G/A
2026-07-13Second Rewritten Trust Indenture of John S Simoni8.9%SCHEDULE 13G/A
2026-08-13Wellington Management Group LLP10.6%SCHEDULE 13G/A
2026-08-13Bay Pond Partners, L.P.4.6%SCHEDULE 13G/A
2026-08-13Bay Pond Investors (Bermuda) L.P.4.7%SCHEDULE 13G/A

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/northpointe-bancshares
Last updated 2026-09-27
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Northpointe Bancshares, Inc. 5%+ holders: 5 at 5% or more, largest Wellington Management Group LLP 10.6%. MentionFox, 2026-09-27. https://mentionfox.com/stakes/northpointe-bancshares