Creative Planning Employee Investment, LLC
New Form D on file · 2026-09-14 · the record
What the record says
Everything on the record so far — 2026-09-03 to 2026-09-17. This window lengthens as filings accumulate; it is not yet a year. 30 filings in Investing, totalled by day. The dot is this raise, $9.90M, on the same scale — one filing against the whole group's total, so it sits low by construction.
Company officers on record
On the filing as: Executive Officer, Director.
Dave Kaye is named as Chief Financial Officer of Creative Planning Holdco, Llc on the Form D that Creative Planning Employee Investment, LLC filed with the SEC on 14 September 2026, one of 3 people that filing names.
On the filing as: Executive Officer.
Lee Richardson is named as Chief Compliance Officer of Creative Planning Holdco, Llc on the Form D that Creative Planning Employee Investment, LLC filed with the SEC on 14 September 2026, one of 3 people that filing names.
On the filing as: Executive Officer.
Peter Mallouk is named as Chief Executive Officer of Creative Planning Holdco, Llc on the Form D that Creative Planning Employee Investment, LLC filed with the SEC on 14 September 2026, one of 3 people that filing names.
3 people named on the filing — 3 holding an executive role.
Named as of the 2026-09-14 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
- 3 people named on the filing — 3 holding an executive role.
No investor is drawn from a Form D — the form states how many invested and never who.
The full profile
Source Check, INVEST, RECRUIT and Press Requests on Creative Planning Employee Investment, LLC
- Source Check — verify Dave Kaye's other claims against the registers that hold them.
- INVEST — size up this raise on the figures the filing states.
- RECRUIT — see who is already on the team.
- Press Requests — connect with Dave Kaye for a story.
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Sourced from the filing index on sec.gov.